Portfolio (Quarterly) Guide ↗

J.W. COLE ADVISORS, INC.

· CIK 0001404763

13F Portfolio $3.0B AUM 785 positions Filed Apr 23, 2026 EDGAR ↗ ← All Funds

Q1 2026 Q4 2025 · All 94 New 273 Added 311 Reduced 768 Exited

Page 12 of 39 · 768 positions

#	Ticker	Company	Sector	Shares	Value ↓	% Port	Status
221	NVO	NOVO-NORDISK A S	Healthcare	34,691	$1.7M	0.04%	SOLD
222	BEN	FRANKLIN RESOURCES INC	Financial Services	70,143	$1.7M	0.04%	SOLD
223	NHS	NEUBERGER HIGH YIELD ST FD I	Financial Services	222,776	$1.7M	0.04%	SOLD
224	BGH	BARINGS GLOBAL SHORT DURATIO	Financial Services	109,868	$1.6M	0.04%	SOLD
225	NBDS	NEUBERGER BERMAN ETF TRUST	—	46,421	$1.6M	0.04%	SOLD
226	SCHB	SCHWAB STRATEGIC TR	—	69,146	$1.6M	0.04%	SOLD
227	ROK	ROCKWELL AUTOMATION INC	Industrials	4,303	$1.6M	0.04%	SOLD
228	EHI	WESTERN ASSET GBL HIGH INC F	Financial Services	251,902	$1.6M	0.04%	SOLD
229	FOF	COHEN & STEERS CLOSED-END OP	Financial Services	121,384	$1.6M	0.04%	SOLD
230	SRE	SEMPRA	Utilities	18,149	$1.6M	0.04%	SOLD
231	CPZ	CALAMOS LNG SHR EQT DYNAMIC	Financial Services	108,845	$1.6M	0.04%	SOLD
232	DFCF	DIMENSIONAL ETF TRUST	—	39,838	$1.6M	0.04%	SOLD
233	VVR	INVESCO SR INCOME TR	Financial Services	479,082	$1.6M	0.04%	SOLD
234	BXSL	BLACKSTONE SECD LENDING FD	Financial Services	58,756	$1.5M	0.04%	SOLD
235	JMUB	J P MORGAN EXCHANGE TRADED F	—	30,522	$1.5M	0.04%	SOLD
236	VEU	VANGUARD INTL EQUITY INDEX F	—	37,527	$1.5M	0.04%	SOLD
237	KLAC	KLA CORP	Technology	1,291	$1.5M	0.04%	SOLD
238	BRW	SABA CAPITAL INCOME & OPRNT	Financial Services	214,852	$1.5M	0.04%	SOLD
239	MBB	ISHARES TR	—	15,737	$1.5M	0.04%	SOLD
240	CASY	CASEYS GEN STORES INC	Consumer Cyclical	3,005	$1.5M	0.04%	SOLD

Page 12 of 39 · 768 positions

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Sector Allocation

Technology 33.0%

Financial Services 23.6%

Communication Services 9.5%

Consumer Cyclical 7.5%

Energy 7.0%

Industrials 5.1%

Healthcare 4.6%

Utilities 4.4%

Consumer Defensive 2.4%

Real Estate 1.9%