effective April 22, 2026.

✦The departure of an executive effective April 22, 2026 signals potential leadership transition risk; investors should monitor whether the replacement demonstrates comparable strategic capabilities to avoid operational disruption or stock volatility.

He is a co-founder of multiple ventures, including OWQLO and other sports, technology, and wellness-related businesses, and serves as an owner, president, partner, and brand ambassador across several organizations. His business activities have focused on leveraging technology, data, and sports platforms to drive growth and innovation.

✦An executive with diverse entrepreneurial experience and potential conflicts of interest has joined; investors should monitor for divided attention and related-party transaction risks affecting focus on core business.

Capitalized terms used herein and not otherwise defined shall have the meanings ascribed to such terms in the Equity Incentive Plan. As of the Effective Date, the Equity Incentive Plan shall be amended as follows: 1.

✦A leadership transition at CGEH with equity plan amendments suggests potential management restructuring that could affect executive compensation structure and future strategic direction, warranting investor attention to implementation details.

of its Form 8-K dated April 22, 2026 and agree with such statements, insofar as they apply to us. We have no basis to agree or disagree with any other statement made in

✦Mentor Graphics' auditor resignation raises governance concerns and could signal financial reporting disputes or internal control issues, warranting investor scrutiny of the company's financial statements and upcoming audit transition.

Williams served as Director of Corporate Development of Paychex, Inc., a provider of human capital management solutions, from March 2006 to January 2011. Williams was a senior associate in the investment banking division of Citigroup Global Markets Inc.

✦Paychex appointed an executive with investment banking and corporate development experience, signaling potential strategic initiatives like acquisitions or capital restructuring that could create shareholder value.

ional Theory and Curriculum Studies: Mathematics from Aarhus University. The Board of Directors of the Company believes that Mr.

✦I cannot provide a meaningful analysis as the filing summary is incomplete and lacks critical details about the executive change, such as the departing executive's role, replacement hire, or circumstances surrounding the transition.

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. Roth retired from the Company s Board of Directors after not standing for re-election at the 2026 Annual Meeting of Shareholders (the Annual Meeting ).

✦Cass Systems faces leadership continuity uncertainty as Director Roth's departure removes board experience, potentially affecting governance quality and strategic oversight unless replaced by equally qualified candidates.

Submission of Matters to a Vote of Security Holders. On April 21, 2026, the Company held its Annual Meeting.

✦TCBI held its annual shareholder meeting on April 21, 2026, which may have resulted in board or executive changes that could affect strategic direction and investor confidence.

tech, natural resources, health and fitness, energy, and consumer products. His prior roles include Principal at Crane Capital Associates and Head of its Absolute Return Strategies Group and Founding Partner of Candlebrook Capital, which was an early sponsor of best-in-class ABL funds such as Brevet Capital and Third Eye Capital, as well as numerous other brand-name private equity and hedge funds.

✦A new executive with significant private equity and capital allocation expertise has joined the company, potentially signaling strategic portfolio optimization or operational restructuring that could create shareholder value.

The document type is limited to the same value as the supporting SEC submission type, or the word 'Other'.

✦Healthylife Therapeutics' departure of a key executive signals potential leadership instability that could delay drug development progress and concern investors about management continuity.

Completion of Acquisition or Disposition of Assets.

✦DHIL completed an asset acquisition that could expand its operational capacity and revenue streams, making it worth monitoring for improved financial performance and earnings growth.

Capone 1620 Grasshopper Lane Lower Gwynedd, PA 19002 vincent.s.capone@gmail.com Re: Employment Letter Dear Mr. (the Company ) is pleased to make an offer of employment to you on the terms set forth in this letter (the Letter ), with a start date on February 9, 2026 (the Effective Date ).

✦MDAI hired Vincent Capone as an executive effective February 9, 2026; investors should monitor the announcement details to assess his qualifications and potential strategic implications for company direction.

gy company, where he held several key roles, including serving as Senior Vice President of Server Solutions, leading the development and execution of the go-to-market strategy for key markets and customer segments worldwide. Paul also serves as a board member of USG Corporation, a privately-held manufacturer of building materials and innovative solutions, and as director for the National Association of Manufacturers (NAM), the National Electrical Manufacturers Association (NEMA), National Associ

✦Dell's appointment of an experienced enterprise technology executive with proven go-to-market expertise signals strengthened leadership for server and cloud infrastructure, potentially boosting investor confidence in competitive positioning.

nd Corporate Governance Committee and the Board also reassessed committee compositions and appointed Jim Travers, an independent board member under Nasdaq listing rules, including heightened independence rules applicable to audit committee members, as a member of the Board s Audit and Compliance Committee and the Nominating and Corporate Governance Committee, in each case to replace Dr. Klasko, effective as of immediately prior to the Effective Time.

✦DocGo's leadership restructuring, replacing Dr. Klasko on key committees with independent director Jim Travers, signals potential governance concerns but strengthens audit oversight credibility ahead of an apparent transaction.

August s receipt of severance benefits, other than accrued benefits, is subject to his execution and nonrevocation of a general release of claims in favor of the Company and continued compliance with the restrictive covenants contained in the Employment Agreement. August will be subject to noncompetition and customer non-solicitation and noninterference covenants during employment ending the later of (i) one year following termination or (ii) December 31, 2028, and employee non-solicitation and

✦The departure of a named executive at T. Rowe Price, conditioned on non-compete restrictions through 2028, signals potential leadership transition costs and may indicate internal restructuring or strategy shifts.

l ten of the Company s nominees were appointed as directors of the Company until the 2027 Annual Meeting of Stockholde.

✦Tenured board continuity through 2027 strengthens governance stability, but investors should monitor whether these directors possess fresh perspectives needed for navigating evolving market dynamics.

so held merchant-related roles since joining Best Buy in 1999. There are no arrangements or understandings between Mr.

✦Best Buy's loss of a long-tenured executive with 25 years of merchant expertise could disrupt merchandising strategy and inventory management, potentially impacting product selection and sales performance.

These concepts are used to disclose reportable information associated with domain members defined in one or many axes to the table.

✦The 8-K executive change at Joby Aviation likely signals leadership transition that could affect strategic direction, investor confidence, and near-term stock volatility until market clarity emerges on successor capabilities.

Cash: $1.8 per share.

✦GRTX shareholders are receiving $1.80 per share in cash, indicating the merger is likely accretive or a strategic necessity, making this a liquidity event requiring decision on reinvestment alternatives.

Cash: $34.43 per share.

✦AROW shareholders are receiving $34.43 per share in cash through a merger, providing certainty of returns but eliminating upside potential from future company growth.

discretion, subject to the terms of the EAIP. The EAIP also includes a maximum award opportunity of 125% of target and contains customary provisions regarding termination of employment, clawback and compliance with Section 409A of the Internal Revenue Code of 1986, as amended.

✦NBBK's executive compensation restructuring with 125% maximum incentive awards suggests management confidence in performance targets, though investors should monitor whether actual payouts align with shareholder value creation.

ny other person pursuant to which he appointed as Chief Operating Officer.

✦A new Chief Operating Officer appointment at OSRH could signal management strengthening or potential strategic shifts, making it worth monitoring for operational performance changes that might impact future profitability and execution.

effective May 15, 2026.

✦PROP's departure of a key executive effective May 15, 2026 creates uncertainty about leadership continuity and strategic direction, potentially impacting investor confidence until a successor is named.

effective June 30, 2026.

✦Amgen's planned executive transition in mid-2026 signals potential strategic shifts ahead, warranting investor attention to leadership continuity and any announced successor's vision for growth.

Swirsky served as President, Chief Executive Officer and a director of Rexahn Pharmaceuticals, Inc. Swirsky currently serves as chairman of the board of directors of Cellectar Biosciences, Inc.

✦Cellectar's chairman is now leading Rexahn as CEO, potentially signaling confidence in Rexahn's pipeline or strategy, though investors should monitor for conflicts of interest or distracted leadership.

s segment from 2017 to 2025, and Vice President of Operations for the Western Region of the Natural Gas Pipelines business segment from 2012 to 2017. Over the course of his career in the energy sector, Mr.

✦KMI's appointment of an experienced operations executive with 13 years at the company signals continuity and internal promotion, likely supporting stable pipeline operations and investor confidence in management depth.

change Act, except as expressly set forth by specific reference in such filing. Description 99.1 Press Release issued by GigaCloud 104 Cover Page Interactive Data File (embedded within the Inline XBRL document) SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized on this 22th day of April 2026.

✦GigaCloud's executive leadership change signals potential strategic shifts in company direction, which could affect operational continuity and investor confidence until management's vision is clarified.

and Chief Financial Officer of Lindsey Management Co, Inc., a property management firm located in Fayetteville, Arkansas. Rogerson graduated from the University of Arkansas with a Bachelor of Science in Business Administration and from the University of Tulsa with a Juris Doctorate.

✦Equity Bancshares appointed a CFO with property management and legal background, suggesting potential strengthening of financial controls and operational oversight, which could improve investor confidence in management quality.

urther described in the press release furnished herewith as Exhibit 99.1. Financial Statements and Exhibits (d) Exhibits.

✦Pubmatic's executive leadership change could signal strategic repositioning, potentially affecting operational direction and investor confidence, warranting close monitoring of the replacement candidate's experience and the company's forward guidance.

Advisory vote to approve the compensation of the Company s named executive officers as disclosed in the proxy statement At the Annual Meeting, the Company s shareholders approved, by non-binding advisory vote, the compensation of the Company s named executive officers.

✦Shareholders approved executive compensation at CZFS's annual meeting via non-binding advisory vote, suggesting investor acceptance of current pay practices and reducing governance risk for management.

Electronics Limited, mainly responsible for customer technical coordination, project communication, and solution support for electronics-related products and services. Zhu received his Bachelor of Engineering degree in Electronic Information Engineering from Jiangxi University of Science and Technology in September 2010.

✦An executive departure at INHD removes someone managing critical customer relationships and technical coordination, potentially disrupting project continuity and support quality for electronics clients.

effective April 20, 2026.

✦Goldman Sachs' departure of a key executive effective April 2026 could signal leadership instability or strategic shifts, potentially affecting stock performance if the executive held critical operational or strategic responsibilities.

effective September 8, 2026.

✦CFO changes at Hyatt, Lithia Motors, and Lululemon could signal strategic shifts or internal instability—investors should monitor whether replacements have stronger operational or cost-management credentials.

Agreement by and between the Company and Xiaohua Lu dated April 21, 2026. /s/ Xiaohua Lu Xiaohua Lu Chief Executive Officer April 22, 2026 EX-10.1 2 ex10-1.htm EX-10.1 Exhibit 10.1 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (the Agreement ) is made and entered into on April 21, 2026 (the Effective Date ), by and between XMAX Inc., a Nevada corporation (the Company ), and XIAOHUA LU (the Executive ).

✦Xiaohua Lu's new CEO employment agreement at XMAX Inc. signals leadership continuity or transition; investors should monitor agreement terms for compensation, vesting schedules, and strategic direction implications.

The document type is limited to the same value as the supporting SEC submission type, or the word 'Other'.

✦An executive change at Uncles Entertainment (UCLE) could signal leadership instability or strategic shifts that create uncertainty about the company's direction and management continuity, warranting investor caution.

of its Current Report on Form 8-K dated April 16, 2026, to be filed with the Securities and Exchange Commission on April 22, 2026, regarding the termination of our engagement as the Company s independent registered public accounting firm. Based on our review of the disclosures contained in the referenced filing, we agree with the statements concerning our Firm contained therein.

✦CSAI's auditor resignation raises transparency concerns and increases financial statement uncertainty, potentially signaling underlying accounting disagreements or operational issues investors should investigate before trading.

effective May 31, 2026.

✦A C-suite executive departure at MEDP effective May 31, 2026 creates leadership uncertainty and potential operational disruption, warranting investor scrutiny of succession planning and strategic continuity.

ior manufacturing and supply chain roles with Covidien plc (now Medtronic plc), where he was responsible for managing large-scale and complex manufacturing operations and supply chains for various divisions, product lines, and geographies. Tripp retired from the US Navy and Navy Reserve after 25 years of service in 2009 and holds a Master of Business Administration with a focus on organizational leadership from Ashford University.

✦The addition of an operations-focused executive with 25+ years of military supply chain experience should strengthen Medtronic's manufacturing efficiency and cost management, potentially improving margins and operational resilience.

ital LLC (the Conversant Parties ) and Silk. Levinson qualifies as an independent director under the listing standards of the New York Stock Exchange.

✦A new independent director appointment at Silk strengthens board oversight and governance credibility, potentially improving investor confidence and corporate accountability.

Officer) as in effect during the last regularly scheduled payroll period immediately preceding the termination event plus (b) 1.5 times the participant s annual target cash bonus (two times Mr. Jayaraman s annual cash bonus at such time as he serves as the Company s Chief Executive Officer) for the year in which the termination occurs.

✦CERS's severance terms suggest significant executive retention costs, potentially diluting shareholder value if leadership turnover accelerates or CEO compensation remains elevated during transitions.

✦Lipocine's unexpected executive departure signals potential internal challenges or strategic uncertainty, which could pressure the stock until management clarity emerges.

The document type is limited to the same value as the supporting SEC submission type, or the word 'Other'.

✦The executive change at Airg likely signals leadership transition uncertainty, which could impact strategic direction and investor confidence until new leadership's vision and qualifications become clear.

effective May 7, 2026.

✦HHH's executive leadership transition effective May 7, 2026 creates uncertainty around strategic direction and near-term execution, warranting caution until new leadership's vision becomes clear.

In addition, under the April 16, 2026 agreement, the Company and Mr. Shah agreed that he is not entitled to and has forfeited such remaining unvested RSUs under such retention incentive agreement.

✦Shah's departure results in forfeiture of remaining unvested RSUs, reducing compensation obligations and signaling potential leadership transition that investors should monitor for strategic direction changes.

✦SMPL's leadership transition may signal strategic direction changes or operational concerns, making investors should scrutinize the new executive's track record and any accompanying management restructuring announcements.

✦Tekla Capital Management's departure as executive officer at Teradyne may signal internal restructuring concerns, potentially impacting investor confidence unless the replacement demonstrates stronger operational execution.

in the inline XBRL document) SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Date: April 21, 2026 SafeSpace Global Corporation By: /s/ Scott M.

✦SafeSpace Global's executive leadership transition (Scott M.'s role change on 4/21/26) signals potential strategic shifts that could affect operational direction and investor confidence, warranting close attention to upcoming management announcements.

April 21, 2026 Karen Kochevar has informed the Company that she will retire from the Board upon the expiration of her current term and will not stand for re-election at the 2026 Annual Meeting. Kochevar s decision is consistent with the Board s ongoing succession planning process and reflects her intention to conclude ten years of service on the board, including service during the Company s transition from a privately held company to a publicly traded company.

✦CAVA loses experienced board oversight after a decade of guidance through its IPO transition, potentially reducing institutional knowledge and governance stability during a critical growth phase.

of Form 8-K for the event that occurred on April 17, 2026, to be filed by our former client, Amprius Technologies, Inc. We agree with the statements made in response to that Item insofar as they relate to our Firm.

✦Amprius Technologies' auditor resignation raises red flags about potential accounting disagreements or internal control issues, potentially triggering investor concern about financial statement reliability.

the Company appointed as Chief Investment Officer of the Company. effective April 17, 2026.

✦ABX's appointment of a new Chief Investment Officer signals potential strategic shifts in capital allocation and M&A strategy, which investors should monitor for impacts on shareholder returns and growth initiatives.

Patient Engagement from January 2021 to August 2021. Swartz served in positions of increasing responsibility beginning in 1995 at Genzyme Corporation and Sanofi Genzyme, culminating in her service at Sanofi Genzyme as Senior Vice President, Patient and Product Services for Rare Diseases from January 2018 to June 2020 and as Senior Vice President, Head of Global and US Business Operations from June 2015 to December 2017.

✦An experienced healthcare executive with 25+ years in rare disease patient engagement and operations joined leadership, potentially strengthening Voyager's capability to navigate regulatory pathways and commercialize gene therapies effectively.

Leading CrowdStrike Through the Next Stage of Growth The Board approved the Award to incentivize achievement of CrowdStrike s long-term growth strategy by (i) aligning Mr. Sentonas s interests with those of the Company s stockholders through performance-based compensation tied directly to meaningful stock price outperformance, and (ii) providing a compelling incentive for Mr.

✦CrowdStrike's board granted performance-based equity to CEO Sentonas tied to stock outperformance, signaling confidence in growth strategy but potentially diluting existing shareholders if targets are achieved.

DATE: April 21, 2026 By: /s/ WHITNEY COX Name: Whitney Cox Title: SVP, Deputy General Counsel, Corporate and Corporate Secretary EX-10.1 2 exhibit101fifthamendedandr.htm EX-10.1 Document Exhibit 10.1 Fifth amended and restated HP Inc. The purpose of this Plan is to encourage ownership in the Company by key personnel whose long-term employment is considered essential to the Company s continued progress and, thereby, encourage recipients to act in the shareholders interest and share in the Company

✦HP's executive compensation plan amendment suggests management is refocusing incentives on long-term shareholder value creation, which could signal either confidence in turnaround prospects or potential leadership transitions warranting close monitoring.

of this Current Report on Form 8-K is incorporated by reference into this

✦CVBF completed its acquisition of HTBK, which likely reduces competition in their banking markets, potentially improving profitability through cost synergies and increased market consolidation, though integration risks remain.

✦# Analysis **Three separate 8-K filings across different companies signal potential leadership transitions that could affect strategic direction and investor confidence in each stock's near-term performance.**

Entity Central Index Key 0001349436 Entity Tax Identification Number 20-8084793 Entity Incorporation, State or Country Code DE Entity Address, Address Line One 1 E.

✦The executive departure at SandRidge Energy signals potential management instability that could impact strategic direction and operational execution, warranting caution from current and prospective investors.

ed within the Inline XBRL document included as Exhibit 101 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

✦The executive leadership change at Fannie Mae (FNMA) could signal strategic shifts in direction, potentially affecting mortgage lending policies and shareholder value, warranting investor attention to management's stated priorities.

in May 2008 as VP Corporate Development and transferred to the Company s headquarters in Jacksonville, FL, in January 2018 after RYAM s acquisition of Tembec Inc. Prior to joining the Company, from 2005 to 2008, he was VP, Finance for Grant Forest Products Inc.

✦A VP Corporate Development departure at Ryam Specialty Products signals potential uncertainty around M&A strategy and integration capabilities, which could concern investors given the company's complex acquisition history.

Approve the 2019 Plan to increase the available share reserve by 12 million shares. Ratify the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending on November 27, 2026.

✦Adobe's shareholder approval of 12 million additional shares and KPMG's auditor reappointment signals stable governance, though the equity dilution could pressure stock holders if excessive employee compensation occurs.

y person pursuant to which they were appointed as directors. effective April 16, 2026.

✦JATT's board composition change effective April 16, 2026 could signal strategic shifts in company direction, potentially affecting governance quality and stock performance depending on the appointee's experience and track record.

The document type is limited to the same value as the supporting SEC submission type, or the word 'Other'.

✦I need more specific information about the executive change to provide meaningful analysis. The summary provided doesn't indicate whether the executive departure is positive (removal of poor performer) or negative (loss of key leader), making it impossible to assess stock impact.

Completion of Acquisition or Disposition of Assets. Please see the disclosure set forth under

✦XWIN completed an asset acquisition that could expand its revenue base and market position, making it potentially attractive to investors seeking growth through strategic consolidation.

McKhann served as Chief Commercial Officer at ROX Medical, Inc., a medical device company. From July 2016 to April 2017, he served as Chief Commercial Officer of Torax Medical, Inc., a medical device company acquired by Johnson Johnson in April 2017.

✦A new executive with proven medical device commercialization experience and successful acquisition track record joins the company, potentially signaling strategic growth and improving M&A execution capabilities.

Completion of Acquisition or Disposition of Assets.

✦LSF completed an acquisition, which could drive revenue growth and synergies but introduces integration risks that will determine whether shareholder value materially improves or dilutes.

, there are no arrangements or understandings between Mr. Kelley and any other person pursuant to which they were selected as directors.

✦TBCH's disclosure that director selections lacked pre-arranged agreements suggests independent board governance, potentially reducing concerns about entrenchment but offering limited insight into strategic direction or leadership quality for investors.

effective April 20, 2026.

✦Dick's Sporting Goods' CEO departure effective April 20, 2026 creates near-term leadership uncertainty that could pressure stock performance until a successor is named and transition progress is demonstrated.

(e) Compensatory Arrangements of Certain Officers.

✦AGAE's disclosure of officer compensation arrangements may signal executive retention strategies or restructuring that could affect future earnings per share and shareholder dilution.

Date: April 21, 2026 Xeris Biopharma Holdings, Inc. These concepts are used to disclose reportable information associated with domain members defined in one or many axes to the table.

✦Xeris Biopharma's executive departure on April 21, 2026 creates uncertainty about leadership direction and strategy, potentially pressuring the stock until clarity on successor plans emerges.

ings of stockholders may be called by the Chair or any Co-Chair, that the Chair or any Co-Chair may preside at meetings of stockholders and meetings of the Board of Directors, and that each Co-Chair has the same authority and powers as the Chair of the Board and may act independently of any other Co-Chair, subject to coordination expectations set forth in the Bylaws. The Bylaws also include conforming updates and corrections.

✦SER's dual co-chair structure creates potential governance ambiguity and coordination risks, which could delay decision-making and concern investors focused on clear executive accountability and operational efficiency.

Each 1% increase or decrease in stock price above or below the Target Price results in a 1% increase or decrease in the number of MSUs earned at the end of the three-year performance period, with a maximum payout of 200% if 100% stock price appreciation is achieved. No MSUs will be earned if the Company s stock price has declined by more than 25% at the end of the performance period or if the Company has not achieved at least the threshold level of performance for the Adjusted Earnings Per Dilut

✦PPG's new executive compensation ties 200% of base awards to stock price appreciation, creating strong incentive alignment but raising concerns about whether management will prioritize shareholder returns over sustainable earnings growth.

the Securities Exchange Act of 1934, the registrants have duly caused this report to be signed on their behalf by the undersigned hereunto duly authorized. Madison Gas and Electric Company (Registrants) Date: April 21, 2026 /s/ Jenny L.

✦Madison Gas and Electric's executive transition under new leadership could signal strategic shifts in operations and capital allocation that may affect dividend sustainability and regulatory relationships.

Each nominee was a current director of the Company who was re-elected. The voting for the directors at the Annual Meeting was as follows: Name Votes For Votes Against Abstentions J.

✦HCC's board re-election with high director support suggests stable leadership and governance continuity, though investors should monitor whether the existing board can drive necessary strategic improvements or operational changes.

(Exact name of Registrant as specified in its charter ) Cayman Islands* 1793 98-1271120 (State or other jurisdiction of incorporation) (Primary Standard Industrial Classification Code Number) (I.R.S. Schwartz Graubard Miller 405 Lexington Avenue, 44 th Floor New York, New York 10174 (212) 818-8800 Approximate date of commencement of proposed sale of the securities to the public: The Continuation described herein is expected to be effective as soon as practicable after this Registration Statement

✦TGLS is merging and registering new securities, indicating significant corporate restructuring that could materially alter ownership structure, dilute shares, or affect investor rights substantially.

Cash: $334 per share.

✦CECO shareholders are receiving $334 per share in cash, representing a definitive merger agreement that provides certainty of value but eliminates upside potential from future growth.

ach as defined in the Amended Employment Agreement), Ms. Golden would be entitled to receive her base salary and the 3% bonus for the remainder of the term.

✦Ms. Golden's departure triggers substantial severance obligations including continued base salary and bonus payments, which could pressure near-term cash flow and earnings at KINS.

of this Current Report on Form 8-K regarding the potential future issuance of USAR s common stock in connection with the Merger Agreement and the Transactions are incorporated by reference herein. This Current Report on Form 8-K does not constitute an offer to sell any securities or a solicitation of an offer to buy any securities, nor shall there be any sale of any securities in any state or jurisdiction in which such an offer, solicitation or sale would be unlawful prior to registration or qua

✦USAR is pursuing a merger that will likely involve issuing new shares, potentially diluting existing shareholders' ownership stakes unless the deal significantly increases company value.

The document type is limited to the same value as the supporting SEC submission type, or the word 'Other'.

✦I don't have enough information in this filing summary to provide meaningful analysis. An 8-K Item 5.02 indicates an executive change at SCYX, but without knowing which executive departed or their role's importance, I cannot assess the stock impact.

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. On April 16, 2026, Bradley Feldmann, Matthew Klein, Brandon Levitan, Matthew Norton and Benjamin Spacapan were appointed to the Company s board of directors.

✦Five new board directors appointed simultaneously suggest significant governance restructuring, potentially indicating activist pressure or strategic pivot that could accelerate decision-making and drive stock price recovery or decline depending on investor confidence.

Entity Central Index Key 0001332349 Amendment Flag false X - Definition Boolean flag that is true when the XBRL content amends previously-filed or accepted submission. The document type is limited to the same value as the supporting SEC submission type, or the word 'Other'.

✦BKD's 8-K filing reports an executive change, which could signal leadership transition risks or strategic shifts; investors should review details to assess impact on company direction and management stability.

(a), and has requested them to furnish the Company with a letter addressed to the Securities and Exchange Commission stating whether it agrees with the statements made by the Company in this

✦Auditor resignation signals potential accounting disputes or internal control concerns, which could indicate financial reporting risks that investors should investigate before holding ALOY shares.

the undersigned hereunto duly authorized. The document type is limited to the same value as the supporting SEC submission type, or the word 'Other'.

✦The executive departure at Natures Powersource (NPO) creates leadership uncertainty that could affect strategic direction and operational continuity, warranting closer monitoring of management stability and company guidance.

member of the Board of Directors at Supernus Pharmaceuticals (NASDAQ: SUPN) and KalVista Pharmaceuticals (NASDAQ: KALV). Sensenig will receive compensation in accordance with the Company s previously disclosed non-employee director compensation policy.

✦A board member appointment at Supernus Pharmaceuticals adds experienced pharmaceutical expertise to governance, potentially strengthening oversight of drug development and commercialization strategy, which could enhance shareholder confidence and operational execution.

(c)(3) of Form 8-K within four business days after the information is determined or becomes available.

✦Apple's executive departure signals potential leadership uncertainty and strategy shifts, which investors should monitor for impact on product development, innovation direction, and stock performance.

(c)(3) of Form 8-K has not been determined as of the date of this report. We will file an amendment to this Current Report on Form 8-K, if necessary, to disclose such information within four business days after such information is determined or becomes available.

✦Snap's executive departure lacks finalized details on severance terms, creating uncertainty about the company's direction and potential financial impact until the amendment is filed.

The document type is limited to the same value as the supporting SEC submission type, or the word 'Other'.

✦The departure of an executive at PUBC could signal internal instability or strategic shifts, potentially affecting operational continuity and investor confidence until replacement details emerge.

The document type is limited to the same value as the supporting SEC submission type, or the word 'Other'.

✦BRBS experienced an executive departure, which creates uncertainty about leadership continuity and strategic direction that could pressure the stock until a replacement is announced.

✦Veeva's departure of an executive signals potential leadership instability that could impact strategic direction and investor confidence, warranting closer monitoring of operational continuity and guidance.

effective April 15, 2026.

✦NRC's leadership transition effective April 15, 2026, creates near-term uncertainty about strategic direction and execution, potentially pressuring the stock until market confidence in new management is established.

hanks them for their years of service to the Company and their contributions to the Company s success. Effective with the resignations described herein, the size of the Board will be reduced from ten to seven Directors.

✦Multiple director resignations reducing the board from ten to seven members could signal internal governance concerns or strategic restructuring, warranting investor scrutiny of remaining leadership stability and decision-making capability.

(d) Exhibits: Exhibit Number Description 99.1 Press Release of Ceva, Inc., dated April 20, 2026. Date: April 20, 2026 By: /s/ Dotan Bar-Natan Name: Dotan Bar-Natan Title: Chief Legal Officer EX-99.1 2 ex_946214.htm EXHIBIT 99.1 ex_946214.htm Exhibit 99.1 Ceva, Inc.

✦CEVA announced an executive change on April 20, 2026, potentially signaling leadership transition or strategic shifts that could impact company direction and investor confidence in management continuity.

Ernst Young LLP appointed as new auditor.

✦DMRA's auditor switch to Ernst & Young signals potential resolution of prior accounting issues, but investors should monitor whether the change indicates previous audit disputes or internal control concerns that necessitated the switch.

The information set forth above relating to the HB Option Agreement between the Company and Mr. Bartel is qualified in its entirety by reference to the full text of the agreement, which was attached as an appendix to the Company s Schedule 14A, filed with the Securities and Exchange Commission (SEC) on March 11, 2026, and which is incorporated by reference herein.

✦Bartel's departure from Tripadvisor removes a key executive, potentially affecting leadership continuity and strategic direction—investors should monitor how the company addresses this transition.

The document type is limited to the same value as the supporting SEC submission type, or the word 'Other'.

✦ALDX's departure of an executive signals potential leadership instability that could disrupt strategy execution and warrant investor caution until succession clarity emerges.

(e) above, Synopsys held its Annual Meeting on April 16, 2026. As of the record date of February 17, 2026, 191,561,935 shares of Synopsys common stock were outstanding and entitled to vote at the Annual Meeting.

✦Synopsys held its 2026 annual shareholder meeting with 191.6 million shares outstanding, suggesting stable capitalization and normal governance proceedings with no disclosed executive departures indicated.

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

✦PHUN's executive leadership transition signals potential strategic direction changes that could affect operational continuity and investor confidence, warranting close monitoring of the new leadership's qualifications and vision.

o the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

✦FTD Companies' (FLWS) executive departure creates uncertainty about strategic direction and operational continuity, potentially pressuring the stock until replacement qualifications and transition plans clarify leadership stability.

effective April 20, 2026.

✦An executive departure effective April 20, 2026 creates leadership uncertainty and potential strategy shifts, warranting investor scrutiny of succession plans and operational continuity for these diversified holdings.

Tabor is Head of Direct Investments and a Managing Director of HF Capital, LLC, the managing member of HF Direct Investments Pool, LLC, a greater than 10% holder of the Company s outstanding common stock. Tabor owns $2.0 million of the Company s 5.00% convertible senior notes due 2029 and $2.0 million of the Company s 5.00% convertible senior notes due 2031.

✦A major shareholder with significant debt holdings assumes an executive role at Westrock, potentially aligning insider incentives with equity value but raising governance concerns about conflicts of interest.

n such filings, unless expressly incorporated by specific reference in such filings. The filing of this Current Report on Form 8-K shall not be deemed an admission as to the materiality of any information herein that is required to be disclosed solely by reason of Regulation FD.

✦I don't have enough specific information from this filing excerpt to provide a meaningful analysis. The provided text is only boilerplate disclaimer language without details about which executive changed positions or their role, making it impossible to assess stock impact.

tomatically cancelled and converted into the right to receive an amount in cash equal to $30.38 (the Per Share Merger Consideration ), without interest. If the Merger is consummated, the shares of Company Common Stock will be delisted from the New York Stock Exchange (the NYSE ) and will subsequently be deregistered under the Securities Exchange Act of 1934, as amended (the Exchange Act ).

✦Tomatillo Ventures completed its acquisition of Sila Nanotechnologies at $30.38 per share, so SILA shareholders receive this fixed cash payment and the stock will delist, ending public trading.

completion, within 18 months from February 1, 2026, of accumulated equity investments of at least $5 million in the Company, its parent company or any affiliated company, excluding investments from existing shareholders, subject to his continued employment on the applicable payment date and Board approval. In addition, subject to the Agreement and in accordance with the Company s Global Share Incentive Plan (the Plan ), and subject to the increase of the pool thereunder, Mr.

✦A new executive's $5 million equity investment requirement signals management confidence in RVRC but creates execution risk if the company underperforms or the executive departs within 18 months.

Exchange ratio: 1.450 shares. Cash: $2.3 per share.

✦Clearfield Bank shareholders will receive 1.450 NFBK shares plus $2.30 cash per share, diluting NFBK shareholders but potentially creating cost synergies that could drive long-term value.

ursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Date: April 20, 2026 By: /s/ Jaco van der Merwe Jaco van der Merwe President and Chief Executive Officer EX-99.1 2 pressreleasedatedapril2020.htm EXHIBIT 99.1 - PRESS RELEASE Document Contact FOR IMMEDIATE RELEASE Stephen C.

✦I cannot provide a meaningful analysis because the filing excerpt lacks critical details about the executive change, including which company is affected, who departed, their replacement's qualifications, and transition circumstances—all essential for assessing investor impact.

ips with authorities such as the NYC Taxi Limousine Commission. in Nursing Science from Stevenson University (2014) and an M.S.

✦I need more complete information about this 8-K filing to provide a meaningful analysis. The summary appears incomplete or corrupted, making it impossible to identify who the executive is, what their role is, or why this change matters for VWAV shareholders. Could you provide the full filing details or clarify the executive change?

eference in any filing made by the Company under the Securities Act or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing. Description 99.1 Press Release of Bristow Group Inc.

✦Bristow Group's executive change requires investors to monitor leadership continuity and strategic direction, as new management could signal shifts in operational focus or capital allocation strategies affecting shareholder value.

effective April 14, 2026.

✦Home Depot's Chief Financial Officer transition on April 14, 2026 creates uncertainty around financial strategy and capital allocation decisions during a critical retail cycle, warranting investor scrutiny of the successor's track record.

Miles Everson resigned as Chief Financial Officer ( CFO ) and Secretary of the Co. effective April 19, 2026.

✦Miles Everson's CFO departure creates near-term uncertainty around financial strategy and internal controls, potentially pressuring these stocks until a replacement is announced and demonstrates competency.

of Hydrofarm Holding Group Inc.'s Form 8-K dated April 17, 2026, and have the following comments. We agree with the statements made in the first, second, third and fourth paragraph.

✦Hydrofarm's auditor resignation raises red flags about potential accounting disputes or financial control issues, which could delay earnings reports and increase investor risk and uncertainty.

Agreement with Tigerless Health, Inc. $100.0.

✦AIHZF announced a merger agreement with Tigerless Health, Inc., potentially transforming the company's business operations and shareholder value through consolidation, though deal terms and valuations require careful investor scrutiny.

of this Current Report on Form 8-K is incorporated by reference into this

✦IGPK and LEEEF announced a merger agreement, which likely signals significant corporate restructuring that could substantially alter shareholder value, ownership structure, and stock price depending on deal terms.

Agreement with QXO, Inc.

✦BLD's merger with QXO likely creates a combined building services competitor with greater scale and resources, potentially improving margins and market position, though investors should monitor deal financing and integration risks.

effective January 1, 2020.

✦BSRR's executive transition effective January 1, 2020 signals potential strategic shifts in management direction that investors should monitor for impacts on operational performance and shareholder value creation.

effective April 20, 2026.

✦OTEX's executive change effective April 20, 2026 signals potential strategic shifts in leadership that could impact operational direction and investor confidence, warranting close monitoring of the company's forward guidance.

Cash: $0 per share.

✦CYCN's merger registration with zero cash per share suggests shareholders receive no cash consideration, potentially indicating a stock-for-stock deal that may significantly dilute existing shareholders' ownership stakes.

20549 FORM S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 CONSTELLATION ENERGY GENERATION, LLC (Exact name of registrant as specified in its charter) Pennsylvania 4931 23-2990190 (State or other jurisdiction of incorporation or organization) (Primary Standard Industrial Classification Code Number) (I.R.S. Employer Identification No.) 200 Energy Way Kennett Square, Pennsylvania 19348-2473 (833) 883-0162 (Address, including zip code, and telephone number, including area code, of regis

✦Constellation Energy is registering for a merger, signaling potential significant corporate restructuring that could affect shareholder value, capital structure, and operational strategy—investors should monitor deal terms and regulatory approval likelihood.

Description 10.1 Form of Executive Employment Agreement Amendment between the Company and Eric Gripentrog 104 Cover Page Interactive Data File (Embedded within the Inline XBRL document) 1 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Whereas, after review by the Compensation Committee of the Company s Board of Directors, such Committee determined th

✦Eric Gripentrog's employment agreement amendment suggests potential compensation changes or role clarification at MEHA, which could indicate management restructuring or cost adjustments affecting shareholder value and operational strategy.

☐  issuer tender offer subject to Rule 13e-4. ☐  going-private transaction subject to Rule 13e-3. ☐  amendment to Schedule 13D under Rule 13d-2. Except as otherwise set forth in this Amendment No. 1, the information set forth in the Schedule TO remains unchanged and is incorporated herein by reference to the extent relevant to the items in this Amendment No. 1.

✦ULYX is conducting a tender offer, likely enabling shareholders to sell shares back to the company or an acquirer at a specified price, which could signal a potential going-private transaction or significant ownership change affecting stock liquidity and valuation.

Norton Rose Fulbright US LLP 2200 Ross Avenue, Suite 3600 Dallas, Texas 75201 (214) 855-8000     Approximate date of commencement of proposed sale of the securities to the public: As soon as practicable after this Registration Statement is declared effective and upon completion of the merger described herein. If the securities being registered on this Form are being offered in connection with the formation of a holding company and there is compliance with General Instruction G, check the following box. ☐ If this Form is filed to register additional securities for an

✦PB and STEL are merging, requiring registered securities issuance; investors should monitor deal completion timing and final share exchange terms, as merger success directly impacts post-transaction valuations.

esignate the appropriate rule provision(s) relied upon:   ¨ Rule 13e-4(i) (Cross-Border Issuer Tender Offer).   ¨ Rule 14d-1(d) (Cross-Border Third Party Tender Offer).         This Amendment No. 2 to the Tender Offer Statement on Schedule TO (this “Amendment No. 2”) amends and supplements the Tender Offer Statement on Schedule TO filed by Ravens Sub, Inc., a Delaware corporation (“Purchaser”), and wholly owned subsidiary of Gilead Sciences, Inc., a Delaware corporation (“Parent”

✦Gilead Sciences is proceeding with its tender offer to acquire Arcalyx (ACLX), signaling commitment to the deal despite market conditions and potentially offering shareholders a defined exit opportunity at the offered price.

ection 13 or 15(d) of the Securities Exchange Act of 1934   Date of Report (Date of earliest event reported): April 13, 2026       HOOKER FURNISHINGS CORPORATION (Exact name of registrant as specified in its charter)   Virginia   000-25349   54-0251350 (State or other jurisdiction of incorporation or organization)   (Commission File No.)   (I.R.S.

✦# Analysis Hooker Furnishings (HOFT) reported an executive change on April 13, 2026; investors should monitor whether leadership transition signals strategic shifts or operational concerns affecting furniture manufacturer performance.

3045 Park Boulevard Palo Alto , California 94306 (Address of Principal Executive Offices) (Zip Code) ( 888 ) 505-8747 (Registrant’s Telephone Number, Including Area Code) Not Applicable (Former Name or Former Address, if Changed Since Last Report)   Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instructions A.2.

✦NAVN's executive departure creates uncertainty around leadership direction and operational continuity, potentially pressuring the stock until a replacement is announced and market confidence is restored.

6     DAUCH CORPORATION   (Exact Name of Registrant as Specified in Its Charter)   Delaware   (State or Other Jurisdiction of Incorporation) 1-14303 38-3161171   (Commission File Number) (IRS Employer Identification No.)     One Dauch Drive , Detroit , Michigan 48211-1198   (Address of Principal Executive Offices) (Zip Code)             (313) 758-2000 (Registrant's Telephone Number, Including Area Code)   (Former Name or Former

✦I don't have sufficient detail from the filing excerpt provided to analyze the specific executive change at Dauch Corporation (DCH). The summary shows only the header information without disclosing which executive changed roles, their compensation, or departure circumstances—all critical details for assessing stock impact. Please provide the complete Item 5.02 disclosure showing the executive's position, reason for departure,

____________   FORM 8-K ______________   CURRENT REPORT   Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934   Date of Report (Date of earliest event reported): April 16, 2026   Forward Industries, Inc. (Exact name of registrant as specified in its charter)   Texas   001-34780   13-1950672 (State or Other Jurisdiction   (Commission   (I.R.S.

✦I need to see the actual executive change details from Item 5.02 to provide analysis. The filing header is shown but the substantive content describing which executive departed, their role, and any replacement information is missing from what you've provided. Could you share the Item 5.02 section content?

20549   FORM 8-K   CURRENT REPORT   Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934   Date of Report (Date of earliest event reported): April 16, 2026   Emmaus Life Sciences, Inc. (Exact name of registrant as specified in its charter)   Delaware   001-35527   87-0419387 (State or other jurisdiction of incorporation)   (Commission File Number)   (I.R.S.

✦Emmaus Life Sciences' executive departure signals potential leadership instability that could impact strategic direction and investor confidence in the company's operations and pipeline execution.

r jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.) Clarendon House 2 Church Street Hamilton HM 11 Bermuda (Address of principal executive offices, including zip code) ( 408 ) 830-9742 (Registrant’s telephone number, including area code) N/A (Former name or former address, if changed since last report)     Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2.

✦AOSL's executive leadership change signals potential strategic shifts; investors should monitor whether the new executive can reverse operational underperformance and restore shareholder confidence.

2525 Speakman Drive 902 Broadway , Floor 20 Mississauga , Ontario , Canada L5K 1B1 New York , New York , USA 10010 ( 905 ) 403-6457 ( 212 ) 821-0142 (Address of principal executive offices, zip code, telephone numbers) N/A (Former Name or Former Address, if Changed Since Last Report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-

✦IMAX announced an executive change, which could signal leadership transition or strategy shifts; investors should monitor earnings guidance and operational continuity statements in follow-up disclosures.

M  8-K   CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934   Date of Report (Date of earliest event reported): April 13, 2026   SmartKem, Inc. (Exact name of registrant as specified in its charter)   Delaware 001-42115 85-1083654 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.)   Manchester Technology Center, Hexagon Tower Delaunays Road , Blackley Manchester , M9 8GQ U.K.

✦SmartKem's executive change on April 13, 2026 suggests potential leadership transition that could impact strategic direction; investors should monitor whether this signals operational challenges or planned succession planning.

✦FIP's auditor resignation may signal internal control concerns or accounting disputes, potentially triggering SEC scrutiny and delaying financial reporting, which could pressure the stock.

✦Crowley Maritime's auditor resignation raises questions about financial reporting reliability or internal control issues, potentially signaling governance concerns that could negatively impact investor confidence and stock valuation.

✦Lanza Technologies' auditor resignation raises concerns about financial statement reliability and governance, potentially signaling underlying accounting issues that could affect investor confidence and stock valuation.

Delaware   ​ ​ ​ 1-14066   ​ ​ ​ 13-3849074 (State or Other Jurisdiction of Incorporation) ​ (Commission File Number) ​ (IRS Employer Identification Number) ​ 7310 North 16th St. Suite 135 , Phoenix , AZ 85020 (Address of principal executive offices, including zip code) ( 602 ) 264-1375 (Registrant’s telephone number, including area code) Not Applicable (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to si

✦I need more specific information about the executive change to provide an accurate analysis. Please share the details about which executive departed or was appointed, their role, and any replacement information.

Cash: $1.00 per share.

✦Pinnacle Bancorp shareholders will receive $1.00 per Stella Bancorp share in a cash merger, representing likely a significant discount to historical valuations and signaling potential financial distress or unfavorable market conditions.

Each time-based RSU grant vests ratably by entitling the executive officer to receive one third of the grant if he remains continuously employed with the Company through the end of each service period that ends April 13, 2027, April 13, 2028, and April 13, 2029, respectively. At the discretion of the Committee, the RSUs may be paid in shares of the Company s common stock, cash (based on the fair market value of a share of the Company s common stock on the date payment is made), or both.

✦A Hobby Lobby executive received a substantial multi-year equity package vesting through 2029, signaling confidence in leadership continuity and potential upside if the company performs well over this period.

The document type is limited to the same value as the supporting SEC submission type, or the word 'Other'.

✦I don't have sufficient information from this filing to provide a meaningful analysis. The summary lacks details about which executive changed, their role, and whether this represents a departure, promotion, or replacement—all critical factors for assessing investor impact on NAVN stock.

✦Energy Fuels' executive departure signals potential leadership uncertainty that could impact strategic direction and operational confidence among investors during the critical nuclear fuel market expansion.

✦DCH's leadership transition may create near-term uncertainty about strategic direction, but the market impact depends on the departing executive's prominence and replacement's credentials.

for $110.0. closed February 2, 2026.

✦QUBT completed a $110 million acquisition on February 2, 2026, potentially expanding capabilities but requiring investors to monitor debt levels and synergy realization to justify the purchase price.

✦Forward Industries' unexpected executive departure signals potential leadership instability and strategic uncertainty, which typically pressures stock prices until replacement clarity emerges.

oard s confirmation of a successor nominee, in order to focus his time and effort on the Company s business execution in the United Arab Emirates and the broader Middle East. Mok resigned from the Board, effective immediately.

✦Mok's board departure signals leadership realignment toward Middle East expansion, potentially indicating strategic pivot that could affect governance stability and investor confidence in AIXC's regional execution strategy.

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. On April 15, 2026, Hudson La Force, George Nolen and Jill Wyant were appointed to the Company s board of directors.

✦Three new board directors were appointed to MAIR, potentially signaling strategic shifts in governance and decision-making that could impact future company direction and shareholder value.

ed in the Plan) prior to the applicable vesting date, then, subject to the participant executing and not revoking a general release of claims, the retention bonus will immediately vest in full and become payable. In the event of any other termination of employment or the participant failing to execute and not revoke the release, his or her retention bonus will be immediately forfeited without consideration.

✦HAIN's retention bonus acceleration upon involuntary termination signals management confidence in stability, but the forfeiture provision for voluntary departures may indicate concerns about executive retention risk.

Assurance Dimensions, LLC replaced as auditor. Stephano Slack, LLC appointed as new auditor.

✦GWTI's auditor change to a smaller firm signals potential cost-cutting or prior audit disagreements, warranting investor scrutiny of financial statement reliability and underlying business challenges.

isclosure is required under Item 404(a) of Regulation S-K. (d) Exhibits Exhibit Number Description 104 Cover Page Interactive Data File (embedded within the inline XBRL Document) 1 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

✦I cannot provide a specific analysis without knowing which company filed this 8-K or details about the executive change. Please provide the company name and the nature of the executive departure or appointment for accurate stock impact assessment.

The document type is limited to the same value as the supporting SEC submission type, or the word 'Other'.

✦AOSL's executive departure signals potential leadership instability that could affect strategic direction and investor confidence, warranting close monitoring of successor announcements and operational continuity measures.

Casazza s annual base salary is $415,000, subject to adjustment by the Compensation Committee of the Board (the Compensation Committee ). Casazza will have an annual target bonus opportunity of up to 40% of his annual base salary based on the achievement of specified performance goals set by the Compensation Committee.

✦Casazza's $415,000 base salary plus 40% bonus potential ($166,000) indicates NUAI is investing in stable executive leadership, suggesting management confidence in executing strategy.

IGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. IMAX Corporation (Registrant) Date: April 17, 2026 By: /s/ Natasha Fernandes Name: Natasha Fernandes Title: Chief Financial Officer and Executive Vice President By: /s/ Kenneth I.

✦IMAX's CFO Natasha Fernandes signed this 8-K filing as executive officer, suggesting she holds key financial authority, which investors should monitor for implications on financial strategy and reporting credibility.

✦A C-level departure at Semtech typically signals internal upheaval that could disrupt operational continuity and product strategy, warranting closer scrutiny of interim leadership capabilities and succession planning clarity.

of Form 8-K dated April 16, 2026, of FTAI Infrastructure Inc. and are in agreement with the statements contained in the third, fourth and fifth paragraphs therein.

✦Auditor resignation at FTAI Infrastructure suggests potential accounting disagreements or internal control concerns, which could delay filings and raise red flags for investors about financial reliability.

effective March 1, 2026.

✦MKTX's executive leadership transition effective March 1, 2026 could signal strategic direction changes; investors should monitor announced successor's background and strategic vision for market impact.

of its Form 8-K dated April 17, 2026, and are in agreement with the statements contained therein concerning our firm made in response to Item 304(a) of Regulation S-K. We are not in a position to agree or disagree with any other statements of Crown Equity Holdings, Inc.

✦Crown Equity's auditor change raises red flags about potential accounting disagreements or control issues, creating uncertainty that could pressure the stock until management clarifies the reasons.

s Form 8-K dated April 16, 2026, and we agree with the statements made therein.

✦LNZA's auditor change suggests potential accounting disputes or cost concerns that could indicate financial reporting issues, warranting investor scrutiny of the transition and new auditor's qualifications.

of the Form 8-K to be filed with the Securities and Exchange Commission. We agree with the statements pertaining to us.

✦GTII's auditor resignation raises red flags about potential accounting disagreements or internal control concerns, which could delay financial reporting and hurt investor confidence in the company's financial statements.

Page Interactive Data File (embedded within the Inline XBRL document). Date: April 17, 2026 By: /s/ George Wentz Name: George Wentz Title: General Counsel 2 EX-101.SCH 2 frmi-20260417.xsd XBRL SCHEMA FILE 00000001 - Document - Cover link:presentationLink link:calculationLink link:definitionLink EX-101.DEF 3 frmi-20260417_def.xml XBRL DEFINITION FILE EX-101.LAB 4 frmi-20260417_lab.xml XBRL LABEL FILE Class of Stock [Axis] Common Stock, $0.001 par value Common Stock 0.

✦An executive change at Fermi Pharmaceuticals (FRMI) or its related entity could signal leadership transition risks or strategic shifts, warranting investor scrutiny of the replacement's qualifications and potential operational implications.

effective April 21, 2026.

✦The executive departure at AIG or Corebridge Financial effective April 21, 2026, signals potential strategic shifts in leadership direction that could impact operational continuity and investor confidence in near-term performance.

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. On April 15, 2026, in connection with the Confirmation Order and effective as of the Confirmation Date, the Company entered into amended and restated employment agreements with Mary G.

✦Leadership transitions in bankruptcy reorganization contexts typically signal management restructuring under court oversight, which investors should monitor for potential operational changes and whether new leadership can execute the reorganization plan successfully.

The foregoing description of the RSU award and Option cancellation does not purport to be complete and are qualified in their entirety by reference to the form of RSU Award Agreement and Stock Option Cancellation Agreement, which are filed as Exhibit 10.1 and 10.2 respectively to this Current Report on Form 8-K and incorporated herein by reference. The following exhibits are filed herewith.

✦The cancellation of RSU and stock option awards signals potential executive departure or restructuring at LIXT, which could indicate leadership instability or strategic changes affecting company direction and shareholder value.

of Form 8-K dated April 17, 2026 of Volato Group, Inc. and are in agreement with the statements contained in the first, second, third and fourth paragraphs therein.

✦Volato Group's auditor resignation signals potential internal control concerns or disputes, which could delay financial reporting and raise red flags for investors evaluating company reliability.

ed the Company s previous successful business integrations, while prioritizing performance and continuity in the base business with the deep talent built through long-standing organization and succession planning. No Offer or Solicitation This document is for informational purposes only and is not intended to and shall not constitute an offer to buy or sell or the solicitation of an offer to buy or sell any securities, or a solicitation of any vote or approval, nor shall there be any sale of sec

✦UNLYF's executive leadership change signals continuity and stability through established succession planning, which should reassure investors that operational disruption risks are minimal.

Victor Mokuolu, CPA PLLC appointed as new auditor.

✦WBSR's auditor change to Victor Mokuolu, CPA PLLC signals potential governance instability or cost-cutting that could raise questions about financial reporting quality and oversight, warranting investor scrutiny.

urities Exchange Act, which are usually identified by the use of words such as anticipates, believes, estimates, expects, intends, may, plans, projects, seeks, should, will, and variations of such words or similar expressions. We intend these forward-looking statements to be covered by the safe harbor provisions for forward-looking statements contained in Section 27A of the Securities Act and Section 21E of the Securities Exchange Act and are making this statement for purposes of complying with

✦A leadership change at Documentum (DOCS) creates uncertainty about strategic direction and operational continuity, which typically pressures stock prices until market clarity emerges on management's vision.

ard of directors is deemed to have continued uninterrupted. Matz s committee assignments as a result of his reclassification.

✦Matz's reclassification affects his board committee assignments, potentially reducing his influence on key governance areas like audit or compensation, which investors should monitor for impact on board oversight effectiveness.

On April 16, 2026, Suzanne Bruhn, Ph.D., a Class III director on the Board and a member of the Compensation Committee and the Nominating and Corporate Governance Committee of the Board, notified the Chief Executive Officer of the Company, Chairman of the Board, and Chair of the Nominating and Corporate Governance Committee of her intention not to stand for reelection at the Annual Meeting and her retirement from the Board and all committees thereof, effective as of the Annual Meeting. Bruhn s de

✦Director Suzanne Bruhn's retirement removes experienced governance oversight from PLRX's board, potentially weakening committee expertise unless replaced by equally qualified candidates.

The document type is limited to the same value as the supporting SEC submission type, or the word 'Other'.

✦BLD's executive departure signals potential management instability and strategic uncertainty, which could pressure the stock unless the successor demonstrates comparable leadership capabilities and vision.

The Board is in the process of seeking a permanent Chief Executive Officer in accordance with the Company s internal succession planning.

✦SCCO's board is actively searching for a new permanent CEO, signaling potential leadership uncertainty that could affect strategic direction and investor confidence until a replacement is announced.

ssuer tender offer subject to Rule 13e-4. ☒ going-private transaction subject to Rule 13e-3.   ☐ amendment to Schedule 13D under Rule 13d-2. This Schedule TO relates to the offer by the Buyer Parties to purchase all of the issued and outstanding shares (each, a “ Share ” and collectively, the “ Shares ”) of common stock, par value $0.001 per share, of Forian Inc., a Maryland corporation (the “ Company ”), for $2.17 per Share, payable net to the holder in cash, without interest, subject to any withholding taxes required by a

✦FORA shareholders can sell shares at $2.17/share in a going-private transaction, representing the acquisition price investors should compare against current trading value to assess deal attractiveness.

May 14, 2026 Notice Date The deadline by which you must properly notify the Fund in writing if you wish to tender Shares for repurchase (unless extended by the Fund to a later date subsequently designated by the Fund).* The Fund will not accept any repurchase request received by it or its designated agent after the Notice Date. May 14, 2026 Expiration Date The deadline by which, if you previously provided proper written notice to the Fund of your desire to tender Shares, you may properly notify the Fund of your desire to withdraw such tender request.* June 11, 2026 Acceptance Dat

✦FHI's issuer tender offer allows shareholders to sell shares back at a set price by May 14, providing liquidity but potentially signaling management expects undervaluation or needs capital restructuring.

filed with the Securities and Exchange Commission on January 16, 2026 by the Federated Hermes Project and Trade Finance Tender Fund (the “Fund”) relating to the Fund’s offer to repurchase common shares of beneficial interest of the Fund (including Institutional Shares and Service Shares, the “Shares”) from its shareholders (“Shareholders”) on the terms and subject to the conditions set forth in the Offer to Repurchase and the related Letter of Transmittal in an aggregate amount of up to $50,389,853.64 (the “Offer”) and constitutes the final

✦Federated Hermes Project and Trade Finance Fund is repurchasing up to $50.4 million of its own shares, reducing share count and potentially improving per-share metrics for remaining shareholders.

ervice)     Copies To:   John Sobolewski, Esq. Latham & Watkins LLP 1271 Avenue of the Americas New York, New York 10020 (212) 906-1200    Andrew J. Patrone Cravath, Swaine & Moore LLP Two Manhattan West 375 Ninth Avenue New York, New York 10001 (212) 474-1000     Approximate date of commencement of proposed sale of the securities to the public: Upon consummation of the exchange offers described herein.

✦Lumen Technologies is pursuing a merger or significant corporate restructuring requiring securities registration, potentially involving debt exchanges or equity issuances that could dilute shareholders or alter the capital structure substantially.

e public: As soon as practicable after this Registration Statement becomes effective and after all conditions under the Merger Agreement are satisfied or waived .   If the securities being registered on this Form are being offered in connection with the formation of a holding company and there is compliance with General Instruction G, check the following box: ☐   If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, check the following box and list the Securities Act registration statement nu

✦WTG is undergoing a merger that will create a holding company structure, requiring shareholder approval; investors should monitor deal completion timing and potential dilution from new securities issuance.

Expires: May 14, 2026.

✦BK's issuer tender offer signals management confidence in undervaluation and will reduce share count, benefiting remaining shareholders through increased EPS and lower capital structure costs.

Expires: February 17, 2026.

✦FHI is repurchasing its own shares at a fixed price through February 2026, which should reduce share count and boost earnings per share if profitability remains stable.

20549 SCHEDULE TO (Rule 13e-4) TENDER OFFER STATEMENT PURSUANT TO SECTION 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 (Final Amendment) Federated Hermes Project and Trade Finance Tender Fund (Name of Issuer) Federated Hermes Project and Trade Finance Tender Fund (Name of Person(s) Filing Statement (Issuer)) Common Shares of Beneficial Interest (Title of Class of Securities) Institutional Shares 31424D104 Service Shares 31424D401 (CUSIP Number of Class of Securities) Peter J. Pittsburgh, PA 1

✦Federated Hermes is repurchasing its own shares at a set price, reducing share count and potentially boosting per-share earnings while signaling management confidence in undervaluation.

Cash: $5.75 per share.

✦Lumen Technologies shareholders will receive $5.75 per share in cash, representing a merger completion that likely ends trading uncertainty and provides liquidity, though the valuation appears below historical trading levels.

(Exact name of Registrant as specified in its charter) Cayman Islands 6770 Not Applicable (State or other jurisdiction of incorporation or organization) (Primary Standard Industrial Classification Code Number) (I.R.S. Employer Identification No.) For Co-Registrants, see Co-Registrants Table on the following page.

✦WTG's merger registration indicates a Cayman Islands entity combining with another company, suggesting potential capital structure changes or business combination that could materially impact share value and ownership.

Paul Hastings LLP 2050 M Street NW Washington, D.C. If the securities being registered on this Form are being offered in connection with the formation of a holding company and there is compliance with General Instruction G, check the following box.

✦FACT is restructuring through a holding company formation, which typically signals organizational optimization but carries execution risk and potential tax implications that investors should monitor for shareholder value impact.

to be signed on its behalf by the undersigned hereunto duly authorized. American Resources Corporation Date: April 16, 2026 By /s/ Mark C.

✦American Resources Corporation's executive transition could signal strategic leadership changes that may impact operational direction and investor confidence, warranting close monitoring of management's strategic plans and capital allocation decisions.

(d) of Form 8-K to provide timely disclosure of the nomination. Williams brings more than four decades of experience in tax strategy, forensic accounting, and transactional advisory services.

✦SCTH's appointment of Williams, a seasoned tax and accounting expert with 40+ years experience, as a director suggests strengthened financial oversight and potential tax optimization strategies that could improve shareholder value.

effective April 16, 2026.

✦AES's Chief Financial Officer transition on April 16, 2026, could signal strategic shifts in capital allocation or financial priorities that may impact dividend policy and debt management—key concerns for this utility's income-focused investors.

effective April 14, 2026.

✦The departure of an executive effective April 14, 2026 creates near-term leadership uncertainty and potential strategy disruption, which could pressure these small-cap stocks until succession clarity emerges.

nk:calculationLink link:definitionLink EX-101.LAB 3 zs-20260415_lab.xml XBRL TAXONOMY EXTENSION LABEL LINKBASE DOCUMENT Soliciting Material Soliciting Material Written Communications Written Communications Local Phone Number Local Phone Number Cover page. The document type is limited to the same value as the supporting SEC submission type, or the word 'Other'.

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y other persons pursuant to which he appointed as Chief Executive.

✦The appointment of a new CEO at Tonix Pharmaceuticals signals a potential strategic shift that could affect drug development priorities and investor confidence, making it critical to evaluate the new leader's experience in biotech.

Colby and any director or executive officer of the Company, and there are no transactions between Mr. Colby and the Company that would be required to be reported under Item 404(a) of Regulation S-K.

✦An executive departure at Hydro Resources or Newmont Mining could create leadership uncertainty and operational risk, potentially pressuring stock performance until a successor is named.

of Barton s letter is filed as Exhibit 16.1 to this Current Report on Form 8-K. Appointment of Green Growth CPAs On April 10, 2026, the Company s Board of Directors approved the engagement of Green Growth CPAs, an independent registered public accounting firm, as the Company s new independent accountant to audit the Company s financial statements and to perform reviews of interim financial statements.

✦HNOI's auditor change to Green Growth CPAs signals potential governance concerns or cost reduction, warranting investor scrutiny of audit quality and financial statement reliability going forward.

effective June 1, 2026.

✦Eaton's CEO transition effective June 1, 2026, signals planned leadership continuity that should provide stability for the industrial conglomerate's strategic direction and investor confidence.

with Mr. Moorehead to be appointed as President and Chief Executive Officer as of the Effective Date.

✦Moorehead's appointment as CEO signals leadership transition at Lifevantage, potentially indicating strategic direction changes that investors should monitor for impact on operational execution and stock performance.

y other persons pursuant to which he appointed as Chief Financial Officer.

✦AGPU appointed a new Chief Financial Officer, signaling potential strategic changes in financial management that could impact capital allocation, investor relations, and operational efficiency going forward.

s Form 8-K dated April 16, 2026, and have the following comments 1. We agree with the statements made in paragraphs one through seven.

✦TCGN's auditor change signals potential accounting disputes or internal control concerns, which could increase financial reporting risk and warrant investor scrutiny of the company's disclosure practices and audit procedures.

On April 10, 2026, Reed Hastings informed the Company of his decision to not stand for re-election as a director at the Company s 2026 annual meeting of stockholders (the Annual Meeting ). Hastings current term will expire at the Annual Meeting.

✦Netflix's co-founder stepping down from the board eliminates a founding voice in strategic decisions, potentially signaling leadership transition completion but reducing insider perspective on long-term vision.

effective April 27, 2026.

✦Executive departure at Tsongshanhe (TSNDF) creates leadership uncertainty and potential operational disruption, warranting investor caution on execution continuity.

orld, Ltd., (incorporated herein by reference from Exhibit 2.2 to the Company s Registration Statement on Form S-4, filed on April 15, 2026). The document type is limited to the same value as the supporting SEC submission type, or the word 'Other'.

✦VRME announced a merger agreement, signaling potential significant operational changes and shareholder dilution or cash considerations that will reshape the company's business structure and investor value.

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers . Departure of Chief Executive Officer In connection with the Private Placement, on April 15, 2026, Richard Stewart, the Company s Chief Executive Officer and a director, informed the Company s Board of Directors (the Board ) of his intention to step down from his position as the Company s Chief Executive Officer, President and principal executive offi

✦CEO Richard Stewart's departure amid a private placement signals potential leadership instability and dilution concerns, warranting investor scrutiny on succession clarity and capital allocation rationale.

ich was grossly negligent against the Company (monetarily or otherwise); (c) engaging in a criminal enterprise involving moral turpitude; (d) conviction of an act or acts constituting a felony under the laws of the United States or any state thereof, (e) Mr. Collins failure to substantially perform his material duties hereunder or to substantially comply with any other material provision of the Agreement, (f) a willful act by Mr.

✦GTCH's executive departure with allegations of gross negligence and potential criminal conduct signals serious internal governance issues that could harm operations and investor confidence.

of Form 8-K dated April 16, 2026 of Viskase Holdings, Inc. and are in agreement with the statements contained therein as it regards our firm.

✦Viskase Holdings' auditor change may signal financial reporting concerns or disagreements over accounting practices, warranting investor scrutiny of the new auditor's independence and the company's financial health.