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EDGAR SEC Filings Guide ↗ · Our AI agent reads every SEC filing so you don't have to — one sentence, zero noise.
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2026-09-18 103 new filings · 🔴 23 very high 🟡 38 high 🟢 42 medium 👤 20 exec changes ⚠️ 3 auditor changes

Latest 100 — All filings

!!! Very High 8-K · 5.02 Exec Change $4.2M #163387 · Sep 18
ADNT - Consumer Cyclical - Auto - Parts - $17.68 - $1.4B
Adient plc -- 8-K 5.02: Executive Change

Peter H. Carlin appointed as Executive Vice President. Peter H. Carlin resigned as Vice President. effective November 16, 2026.

!!! Very High 8-K · 5.02 Exec Change $4.6M #163507 · Sep 18
SMSI - Technology - Software - Application - $2.70 - $12.1M
Smith Micro Software, Inc. -- 8-K 5.02: Executive Change

On September 18, 2026, Smith Micro Software, Inc. as President and Chief Executive Officer ( CEO ) of the Company.

!!! Very High 8-K · 5.02 Exec Change $500.0K #163768 · Sep 18
GOLD - Financial Services - Financial - Capital Markets - $45.46 - $1.3B
Gold.com, Inc. -- 8-K 5.02: Executive Change

Jill Van appointed as Interim CFO. effective September 18, 2026.

!!! Very High 8-K · 5.02 Exec Change #163910 · Sep 18
CRMZ - $2.10 - $22.6M
CREDITRISKMONITOR COM INC -- 8-K 5.02: Executive Change

Gerold s decision did not result from any disagreement with the Company on any matter related to the Company s operations, policies or practices. Gerold will continue to serve in her current capacity to ensure an orderly transition of her responsibilities while the Company is engaging in a search for a replacement.

!!! Very High 8-K · 5.02 Exec Change $35.0K #164014 · Sep 18
OKTA - Technology - Software - Infrastructure - $182.37 - $30.3B
Okta, Inc. -- 8-K 5.02: Executive Change

Helen Riley appointed as independent director. Ms. Riley appointed as Class I director. Emilie Choi resigned as director. effective September 18, 2026.

!!! Very High 8-K · 5.02 Exec Change $1.2M #164017 · Sep 18
DAKT - Technology - Hardware, Equipment & Parts - $17.41 - $840.6M
Daktronics, Inc. -- 8-K 5.02: Executive Change

On September 17, 2026 the Board of Directors (the Board ) of Daktronics, Inc., a Delaware corporation (the Company ), following the recommendation of the Compensation Committee of the Board, approved an increase in the base salary for our Acting Chief Financial Officer, Howard Atkins. Atkins base salary increased to $1,200,000 annually, effective September 27, 2026.

!!! Very High 8-K · 5.02 Exec Change #164030 · Sep 18
GCTK - Healthcare - Medical - Instruments & Supplies - $2.47 - $2.0M
GlucoTrack, Inc. -- 8-K 5.02: Executive Change

Goode notified the Board of Directors of Glucotrack, Inc. Goode stated that the basis for his resignation was his conclusion that there exists a potential for a conflict of interest between the Company and its subsidiary in connection with ongoing discussions regarding the implementation of the respective duties, rights and obligations of the relevant entities under the merger agreement pursuant to which the Company completed its business combination with Lokahi Therapeutics, Inc.

!!! Very High 8-K · 4.01 Auditor Change #164064 · Sep 18
ITP - Basic Materials - Paper, Lumber & Forest Products - $0.16 - $2.7M
IT Tech Packaging, Inc. -- 8-K 4.01: Auditor Change / Resignation

Changes in Registrant s Certifying Accountant. On September 16, 2026, HCL, PLLC ( HCL ) notified the Audit Committee (the Audit Committee ) of the Board of Directors (the Board ) of IT Tech Packaging, Inc.

!!! Very High SC TO-T Tender Offer $10 #162332 · Sep 17
ACVA - Consumer Cyclical - Auto - Dealerships - $10.48 - $1.8B
ACV Auctions Inc. -- Tender Offer

Tender offer for ACV AUCTIONS INC at $10.50 per share.

!!! Very High 8-K · 1.01 Merger Agreement $180.0M #162430 · Sep 17
AEMD - Healthcare - Medical - Devices - $6.31 - $3.3M
Aethlon Medical, Inc. -- 8-K 1.01: Merger Agreement

Entered into Agreement and Plan of Merger and Reorganization with North Immunology, inc.

!!! Very High 8-K · 1.01 Merger Agreement #162460 · Sep 17
LSTA - Healthcare - Biotechnology - $1.70 - $15.5M
Lisata Therapeutics, Inc. -- 8-K 1.01: Merger Agreement

Immediately following the First Merger, Marea merged with and into Second Merger Sub, pursuant to which Second Merger Sub was the surviving entity (together with the First Merger, the Merger ). The Merger is intended to qualify as a tax-free reorganization for U.S.

!!! Very High 8-K · 5.02 Exec Change $96.4B #162464 · Sep 17
FBRT - Real Estate - REIT - Mortgage - $7.47 - $620.3M
Franklin BSP Realty Trust, Inc. -- 8-K 5.02: Executive Change

Jerome S. Baglien appointed as President. Michael Comparato resigned as Chief Executive Officer. Richard J. Byrne resigned as Chief Executive Officer.

!!! Very High 8-K · 5.02 Exec Change #162480 · Sep 17
WKC - Energy - Oil & Gas Refining & Marketing - $35.95 - $1.8B
World Kinect Corporation -- 8-K 5.02: Executive Change

Ken Bakshi appointed as director. Michael J. Kasbar resigned as Executive Chairman. effective December 31, 2026.

!!! Very High 8-K · 4.01 Auditor Change #162581 · Sep 17
DPLS - $0.01 - $951.9K
DarkPulse, Inc. -- 8-K 4.01: Auditor Change / Resignation

Changes in Registrant s Certifying Accountant. Dismissal of Independent Registered Public Accounting Firm On September 11, 2026 (the " Effective Date "), DarkPulse, Inc., a Delaware corporation (the " Company "), dismissed Boladale Lawal Co.

!!! Very High 8-K · 5.02 Exec Change $5.5M #162744 · Sep 17
AREB - Consumer Cyclical - Apparel - Footwear & Accessories - $0.10 - $2.4M
American Rebel Holdings, Inc. -- 8-K 5.02: Executive Change

below, the Company issued Corey Lambrecht, its president and chief operating officer, 25,000 shares of Series A - Super Voting Convertible Preferred Stock. On September 15, 2026, Silverback Capital Corporation ( SCC ) requested the issuance of 500,000 shares of Common Stock to SCC, representing a payment of approximately $39.390.

!!! Very High 8-K · 5.02 Exec Change $1.2M #162899 · Sep 17
AZTA - Healthcare - Medical - Instruments & Supplies - $33.24 - $1.5B
Azenta, Inc. -- 8-K 5.02: Executive Change

Dr. Martin D. Madaus appointed as Interim President. effective August 22, 2026.

!!! Very High SC TO-I Tender Offer #162959 · Sep 17
HERZ - Financial Services - Asset Management - $15.64 - $31.3M
Herzfeld Credit Income Fund, Inc. -- Issuer Tender Offer

Tender offer for of the Securities Exchange Act Of 1934 Herzfeld Credit Income Fund, Inc Expires: October 15, 2026.

!!! Very High 8-K · 5.02 Exec Change $200.0K #163061 · Sep 17
SDOT - Consumer Defensive - Agricultural Farm Products - $11.24 - $11.8M
Sadot Group Inc. -- 8-K 5.02: Executive Change

Executive Director appointed as director. Chagay Ravid resigned as director. effective September 15, 2026.

!!! Very High 8-K · 5.02 Exec Change #163072 · Sep 17
FSBC - Financial Services - Banks - Regional - $44.47 - $1.1B
Five Star Bancorp -- 8-K 5.02: Executive Change

Lydia Ramirez appointed as Executive Vice President. Heather Luck appointed as Executive Vice President. effective September 14, 2026.

!!! Very High 8-K · 5.02 Exec Change $400.0K #163091 · Sep 17
OPTT - Industrials - Electrical Equipment & Parts - $2.11 - $13.7M
Ocean Power Technologies, Inc. -- 8-K 5.02: Executive Change

below, Tracy Pagliara entered into a new employment agreement with the Company (the Pagliara Employment Agreement ), replacing the agreement entered into on January 16, 2025. Pagliara will receive a restricted stock unit grant of 75,000 shares of the Company s common stock.

!!! Very High 8-K · 5.02 Exec Change $1.7B #163108 · Sep 17
LCNB - Financial Services - Banks - Regional - $18.79 - $267.7M
LCNB Corp. -- 8-K 5.02: Executive Change

Miller, EVP and Chief Wealth Officer, will retire from both LCNB National Bank (the Bank ) and LCNB Corp. A copy of the related press release is filed with this report as Exhibit 99.1 and incorporated herein by reference.

!!! Very High 8-K · 5.02 Exec Change $6.0M #162325 · Sep 17
ACH - Healthcare - Medical - Distribution - $0.93 - $71.1M
Accendra Health, Inc. -- 8-K 5.02: Executive Change

Kenneth Gardner-Smith appointed as President. Kenneth Gardner-Smith resigned as director.

!!! Very High 8-K · 1.01 Merger Agreement $70.0M #162320 · Sep 17
BSVN - Financial Services - Banks - Regional - $54.15 - $515.5M
Bank7 Corp. -- 8-K 1.01: Merger Agreement

Entered into Agreement and Plan of Merger with Century, inc.

!!! Very High 8-K · 5.02 Exec Change $650.0K #162306 · Sep 17
DUOT - Technology - Software - Application - $8.54 - $252.3M
Duos Technologies Group, Inc. -- 8-K 5.02: Executive Change

Chief Executive Officer. The Recker appointed as director. Reckers appointed as director. Douglas Recker appointed as director.

!!! Very High 8-K · 5.02 Exec Change #161231 · Sep 16
LDDD - $0.93 - $28.0M
Longduoduo Co Ltd -- 8-K 5.02: Executive Change

Each of the resigning directors certified to the Registrant that the Director s decision to resign did not result from any disagreement relating to the Registrant s operations, policies or procedures.

!!! Very High 8-K · 5.02 Exec Change $300.0K #161242 · Sep 16
YOU - Technology - Software - Application - $38.10 - $3.8B
Clear Secure, Inc. -- 8-K 5.02: Executive Change

Michael Barkin resigned as director. Kyle McLaughlin resigned as director. effective October 15, 2026.

!!! Very High 8-K · 5.02 Exec Change #161343 · Sep 16
VISM - $0.00 - $754.2K
VISIUM TECHNOLOGIES, INC. -- 8-K 5.02: Executive Change

On June 30, 2026, the Board of Directors (the Board ) of Visium Technologies, Inc. (the Company or Visium ) determined that David Pierce had not validly accepted the appointment as an independent director that had been reflected in the Company s Current Report on Form 8-K filed on June 10, 2026 and the related written consent of the Board dated June 9, 2026.

!!! Very High 8-K · 5.02 Exec Change $215.0M #161348 · Sep 16
FCCO - Financial Services - Banks - Regional - $33.73 - $317.0M
First Community Corporation -- 8-K 5.02: Executive Change

Effective October 1, 2026, the Boards of Directors of First Community Corporation (the Company ) and First Community Bank (the Bank ) approved the appointment of Terrance Ford and Shell K. Berry as directors of the Company and the Bank.

!!! Very High 8-K · 5.02 Exec Change $11 #161354 · Sep 16
RDZN - Technology - Software - Application - $1.23 - $104.0M
Roadzen, Inc. -- 8-K 5.02: Executive Change

Malhotra and the 1,250,007 RSUs previously granted by the Company to Mr. Kamboj were each amended to change the date on which such RSUs vest in full (subject to the executive s continuous service with the Company through the vesting date) from September 17, 2026 to September 17, 2027, and the 115,000 RSUs previously granted by the Company to Mr.

!!! Very High 8-K · 5.02 Exec Change $26.1B #161383 · Sep 16
JLL - Real Estate - Real Estate - Services - $336.38 - $15.5B
Jones Lang LaSalle Incorporated -- 8-K 5.02: Executive Change

On September 16, 2026, Jones Lang LaSalle Incorporated (the Company or JLL ) announced the appointment of Paul Morgan, age 54, as Chief Operating Officer of the Company, a newly created role, effective immediately. Morgan will report to the Company s Chief Executive Officer and President, Christian Ulbrich, and will become a member of the Company s Global Executive Board ( GEB ).

!!! Very High 8-K · 5.02 Exec Change $14 #161385 · Sep 16
MYGN - Healthcare - Medical - Diagnostics & Research - $3.89 - $367.4M
Myriad Genetics, Inc. -- 8-K 5.02: Executive Change

Vishal Sikri appointed as Executive Vice President. effective September 16, 2026.

!!! Very High 8-K · 5.02 Exec Change $1.0M #161386 · Sep 16
LFUS - Technology - Hardware, Equipment & Parts - $407.88 - $10.4B
Littelfuse, Inc. -- 8-K 5.02: Executive Change

(the Corporation ) of his intention to transition from his current role of Senior Vice President and General Manager, Electronics Business on December 31, 2026 (the Transition Date ) to Special Advisor to the Chief Executive Officer effective January 1, 2027. Nayar entered into an agreement (the Special Advisor Employment Agreement ) setting forth terms and certain related compensation arrangements.

!!! Very High 8-K · 4.01 Auditor Change #161654 · Sep 16
APT - Industrials - Construction - $5.11 - $52.2M
Alpha Pro Tech, Ltd. -- 8-K 4.01: Auditor Change / Resignation

Tanner LLP dismissed as auditor. MNP LLP appointed as new auditor.

Tanner LLP out, MNP LLP in — regional to regional swap — monitor for any disclosed disagreements.

!!! Very High 8-K · 5.02 Exec Change #161817 · Sep 16
EXPD - Industrials - Integrated Freight & Logistics - $190.94 - $25.0B
Expeditors International of Washington, Inc. -- 8-K 5.02: Executive Change

Blake Bell will transition from his role as President, Global Business Development of the Company to the position of Senior Vice President, Professional Services. The Company believes that dedicated leadership will strengthen its professional services offerings, with the aim of accelerating the Company's growth objectives.

!!! Very High 8-K · 5.02 Exec Change $40.0K #161944 · Sep 16
GOSS - Healthcare - Biotechnology - $10.73 - $65.6M
Gossamer Bio, Inc. -- 8-K 5.02: Executive Change

Gregory A. Ciongoli appointed as Class III director. Mr. Ciongoli appointed as Cio. effective September 16, 2026.

!!! Very High 8-K · 5.02 Exec Change $1.0B #161970 · Sep 16
TVGN - Healthcare - Biological Products, (No Diagnostic Substances) - $7.81 - $32.5M
Tevogen Bio Holdings Inc. -- 8-K 5.02: Executive Change

Restricted Stock Awards On September 14, 2026 (the Grant Date ), Tevogen Inc. Vesting of the Restricted Shares is subject to the Board s certification of the Company s achievement of $1.0 billion in aggregate revenue by September 30, 2031 (the Revenue Threshold ), and the Restricted Shares may not be sold, transferred by gift, pledged, hypothecated, or otherwise transferred or disposed of prior to vesting.

!!! Very High 8-K · 5.02 Exec Change $2.0M #161979 · Sep 16
XHLD - Communication Services - Broadcasting - $9.84 - $39.1M
TEN Holdings, Inc. -- 8-K 5.02: Executive Change

Ms. Yee Won Hiew appointed as director. Randolph Wilson Jones III appointed as director. Ms. Hiew appointed as director.

!!! Very High 8-K · 5.02 Exec Change #161980 · Sep 16
AIOT - Technology - Communication Equipment - $2.88 - $386.6M
PowerFleet, Inc. -- 8-K 5.02: Executive Change

A summary of the material terms of the 2018 Plan, as amended by the Plan Amendment, is included under the heading Proposal No. The summary is qualified in its entirety by reference to the full text of the 2018 Plan, as amended by the Plan Amendment, a copy of which is filed herewith as Exhibit 10.1 and incorporated herein by reference.

!!! Very High 8-K · 5.02 Exec Change $891.0B #162006 · Sep 16
NNI - Financial Services - Financial - Credit Services - $126.07 - $4.5B
Nelnet, Inc. -- 8-K 5.02: Executive Change

Angela Klein appointed as director. Edward Pallesen appointed as director.

!!! Very High 8-K · 5.02 Exec Change #162003 · Sep 16
OC - Industrials - Construction - $123.90 - $10.0B
Owens Corning -- 8-K 5.02: Executive Change

Michael J. DeVito appointed as director. effective September 16, 2026.

!!! Very High 8-K · 5.02 Exec Change $9.2B #160860 · Sep 15
FIRY - $10.34 - $161.4M
Firy Inc. -- 8-K 5.02: Executive Change

Marc Lasry appointed as director. Gary Vecchiarelli resigned as director. effective October 1, 2026.

!!! Very High 8-K · 5.02 Exec Change #160880 · Sep 15
ENHA - $1.44 - $185.3M
Enhanced Group Inc. -- 8-K 5.02: Executive Change

(b) On September 9, 2026, 2026, Kristin Johannimloh s employment with Enhanced Group Inc. CBIZ, Inc., an entity that has previously provided accounting services to the Company during the prior months pursuant to a long-standing contract, will provide certain interim accounting, financial reporting and related services to the Company until a new principal accounting officer is identified and appointed, and will report to Siddhartha Banthiya, the Company s Chief Financial Officer.

!!! Very High 8-K · 5.02 Exec Change #160884 · Sep 15
RGEN - Healthcare - Medical - Instruments & Supplies - $176.89 - $10.0B
Repligen Corporation -- 8-K 5.02: Executive Change

Dawes notified Repligen Corporation ( Repligen ) that she will be retiring from the Repligen Board of Directors (the Board ) after over twenty years of distinguished service to Repligen, effective as of September 30, 2026. Dawes commented, It has been a privilege and an honor to serve on Repligen's Board and to contribute to the Company's transformation over the years.

!!! Very High 8-K · 5.02 Exec Change $75.0K #160241 · Sep 15
INOD - Technology - Information Technology Services - $57.14 - $1.9B
Innodata Inc. -- 8-K 5.02: Executive Change

Admiral Michael S. Rogers appointed as independent director.

!!! Very High NT 10-K Late Filing #160065 · Sep 15
MGNC - $0.54 - $3.4M
Mag Magna Corp -- Late Annual Report -- Distress Signal

PART III -- NARRATIVE State below in reasonable detail the reasons why Forms 10-Q, 10-K, 20-F, 11-K, 10-Q, N-SAR, or the transition report portion thereof, could not be filed within the prescribed time period.

!!! Very High 8-K · 5.02 Exec Change $450.0K #159984 · Sep 15
TG - Industrials - Manufacturing - Metal Fabrication - $6.88 - $240.1M
Tredegar Corporation -- 8-K 5.02: Executive Change

Cindy Yao appointed as Vice President. effective September 21, 2026.

!!! Very High 8-K · 5.02 Exec Change #159977 · Sep 15
INTZ - Technology - Software - Infrastructure - $0.61 - $13.9M
Intrusion Inc. -- 8-K 5.02: Executive Change

(the "Company") and Anthony Scott, the Company's President and Chief Executive Officer, entered into a Mutual Non-Renewal and Negotiation Agreement (the "Agreement"). Scott mutually agreed not to automatically renew Mr.

!!! Very High 8-K · 5.02 Exec Change #159976 · Sep 15
AEMD - Healthcare - Medical - Devices - $6.31 - $3.3M
Aethlon Medical, Inc. -- 8-K 5.02: Executive Change

Frakes, the Company s Chief Executive Officer and Chief Financial Officer, and Steven P. LaRosa, M.D., the Company s Chief Medical Officer (collectively, the Amendments ).

!!! Very High 8-K · 5.02 Exec Change #159973 · Sep 15
CTEV - Healthcare - Medical - Healthcare Information Services - $30.81 - $525.2M
Claritev Corporation -- 8-K 5.02: Executive Change

Mr. Ben Letham appointed as Class I director. Mr. Letham appointed as director. effective September 14, 2026.

!!! Very High 8-K · 5.02 Exec Change $162.5K #159970 · Sep 15
CLST - Financial Services - Banks - Regional - $18.10 - $73.3M
Catalyst Bancorp, Inc. -- 8-K 5.02: Executive Change

The term of the Employment Agreements commences on September 13, 2026, and will expire on September 12, 2029, unless renewed or extended. Any such renewal or extension of the Employment Agreements will be reflected in an amendment or supplement to such agreement.

!!! Very High 8-K · 5.02 Exec Change $235.0K #159807 · Sep 15
FLEX - Technology - Hardware, Equipment & Parts - $108.51 - $40.1B
Flex Ltd. -- 8-K 5.02: Executive Change

On September 11, 2026, the Board of Directors (the Board ) of Flex Ltd. (the Company or Flex ) appointed each of George R.