Polen DDJ Opportunistic High Yield Fund
ALPS SERIES TRUST
+27
New
-5
Exited
103
Positions
| # | Name | Ticker | Since | Shares | Shares Δ | Value | Val Δ% | % Port | Cat |
|---|---|---|---|---|---|---|---|---|---|
| 1 | Century Aluminum Company | 156431AN8 | Jun 2022 | 11,045,000 | +1,500,000 | $9.9M | +14.5% | 3.81% | DBT |
| 2 | Baffinland Iron Corp/lp | 056623AA9 | Jun 2022 | 9,440,000 | +1,250,000 | $8.4M | +16.7% | 3.23% | DBT |
| 3 | NFP Corp. | 65342RAD2 | Jun 2022 | 8,960,000 | — | $7.0M | -5.6% | 2.71% | DBT |
| 4 | Cano Health Llc | 13782CAA8 | Jun 2022 | 7,030,000 | — | $6.7M | +15.1% | 2.58% | DBT |
| 5 | Titan Acq/co-borrower | 88827AAA1 | Jun 2022 | 8,221,000 | +780,000 | $6.5M | -5.0% | 2.52% | DBT |
| 6 | Ford Motor Company | 345370CX6 | Jun 2022 | 5,570,000 | — | $6.2M | -0.3% | 2.40% | DBT |
| 7 | Surgery Center Holdings | 86881WAD4 | Jun 2022 | 6,280,000 | +2,750,000 | $6.1M | +78.6% | 2.37% | DBT |
| 8 | Tenet Healthcare Corp | 88033GDA5 | Jun 2022 | 6,690,000 | — | $6.0M | -0.3% | 2.33% | DBT |
| 9 | Msilf Treasury Securities Portfolio | 61747C491 | Jun 2022 | 5,801,678 | -8,458,500 | $5.8M | -59.3% | 2.24% | STIV |
| 10 | Asurion LLC | N/A | Jun 2022 | 7,450,000 | +7,359,775 | $5.7M | +6322.2% | 2.22% | LON |
| 11 | AssuredPartners, Inc. | 04624VAA7 | Jun 2022 | 6,100,000 | — | $5.6M | -1.6% | 2.18% | DBT |
| 12 | Hub International Ltd | 44332PAD3 | Jun 2022 | 5,640,000 | +430,000 | $5.4M | +9.1% | 2.07% | DBT |
| 13 | CNT Holdings I Corp | N/A | Jun 2022 | 5,554,188 | New | $5.3M | — | 2.05% | LON |
| 14 | Occidental Petroleum Cor | 674599DF9 | Jun 2022 | 5,080,000 | — | $5.1M | -2.4% | 1.97% | DBT |
| 15 | Ford Motor Company | 345370CA6 | Jun 2022 | 5,000,000 | +1,450,000 | $4.9M | +36.3% | 1.90% | DBT |
| 16 | Dornoch Debt Merger Sub | 25830JAA9 | Jun 2022 | 6,520,000 | — | $4.7M | -2.4% | 1.82% | DBT |
| 17 | Auction.com LLC fka Ten-X LLC | N/A | Jun 2022 | 5,068,965 | New | $4.7M | — | 1.80% | LON |
| 18 | Presidio Holding Inc | 74101XAF7 | Jun 2022 | 5,370,000 | — | $4.6M | -1.9% | 1.79% | DBT |
| 19 | Transdigm Inc | 893647BQ9 | Jun 2022 | 5,670,000 | — | $4.6M | -0.7% | 1.78% | DBT |
| 20 | Occidental Petroleum Cor | 674599EA9 | Jun 2022 | 4,030,000 | +840,000 | $4.5M | +22.6% | 1.74% | DBT |
| 21 | Tenet Healthcare Corp | 88033GDJ6 | Jun 2022 | 5,090,000 | +1,020,000 | $4.5M | +27.8% | 1.73% | DBT |
| 22 | Cwt Travel Group Inc | 12670RAA2 | Jun 2022 | 5,128,594 | — | $4.4M | -4.3% | 1.72% | DBT |
| 23 | KUEHG Corp | 48244EAJ3 | Jun 2022 | 4,636,102 | -12,073 | $4.4M | +1.2% | 1.70% | LON |
| 24 | Trident TPI Holdings, Inc. | 89616RAA7 | Jun 2022 | 4,740,000 | — | $4.1M | -5.9% | 1.59% | DBT |
| 25 | MH Sub I LLC | N/A | Jun 2022 | 4,340,000 | New | $4.1M | — | 1.59% | LON |
| 26 | KKR Apple Bidco LLC | 09071FAK7 | Jun 2022 | 4,258,629 | — | $4.1M | -0.1% | 1.58% | LON |
| 27 | Infinite Bidco LLC | N/A | Jun 2022 | 4,245,740 | New | $4.0M | — | 1.56% | LON |
| 28 | KUEHG Corp | 50118YAB5 | Jun 2022 | 4,020,000 | — | $3.9M | +1.0% | 1.52% | LON |
| 29 | Uber Technologies Inc | 90353TAK6 | Jun 2022 | 4,430,000 | +560,000 | $3.7M | +17.0% | 1.44% | DBT |
| 30 | Minerva Merger Sub Inc | 60337JAA4 | Jun 2022 | 4,310,000 | — | $3.4M | -5.0% | 1.32% | DBT |
| 31 | N/A | N/A | Jun 2022 | 3,794,939 | New | $3.4M | — | 1.30% | LON |
| 32 | Real Hero Merger Sub 2 | 75602BAA7 | Jun 2022 | 4,450,000 | — | $3.2M | -4.8% | 1.25% | DBT |
| 33 | Aruba Investments Holdings LLC | 04317JAF5 | Jun 2022 | 3,450,000 | — | $3.2M | -4.2% | 1.22% | LON |
| 34 | Eyecare Partners Llc | 30233PAK6 | Jun 2022 | 3,430,000 | — | $3.2M | -3.5% | 1.22% | LON |
| 35 | Srs Distribution Inc | 78471RAD8 | Jun 2022 | 3,940,000 | — | $3.1M | +1.6% | 1.22% | DBT |
| 36 | Simmons Food Inc/simmons | 82873MAA1 | Jun 2022 | 3,740,000 | — | $3.1M | -3.2% | 1.19% | DBT |
| 37 | Transdigm Inc | 893647BB2 | Jun 2022 | 3,210,000 | +980,000 | $3.0M | +45.3% | 1.17% | DBT |
| 38 | Aveanna Healthcare Llc | 05355JAD0 | Jun 2022 | 4,000,000 | — | $3.0M | -17.3% | 1.15% | LON |
| 39 | Oscar Acquisitionco Llc | 687785AB1 | Jun 2022 | 3,500,000 | +420,000 | $2.9M | +20.0% | 1.14% | DBT |
| 40 | Trident TPI Holdings, Inc. | 89616RAB5 | Jun 2022 | 3,180,000 | — | $2.9M | +0.7% | 1.14% | DBT |
| 41 | Iea Energy Services Llc | 45174AAA0 | Jun 2022 | 2,950,000 | — | $2.9M | +19.8% | 1.12% | DBT |
| 42 | Viasat Inc | 92552VAN0 | Jun 2022 | 4,300,000 | — | $2.9M | -3.3% | 1.11% | DBT |
| 43 | Lions Gate Capital Hold | 53627NAE1 | Jun 2022 | 3,690,000 | — | $2.8M | -4.6% | 1.07% | DBT |
| 44 | Engineered Machinery Holdings, Inc. | N/A | Jun 2022 | 2,760,000 | New | $2.6M | — | 1.02% | LON |
| 45 | LaserShip, Inc. | N/A | Jun 2022 | 3,280,000 | New | $2.6M | — | 0.99% | LON |
| 46 | Viasat Inc | 92552VAK6 | Jun 2022 | 3,170,000 | +1,720,000 | $2.5M | +109.9% | 0.95% | DBT |
| 47 | Clear Channel Outdoor Holdings, Inc. | 18453HAC0 | Jun 2022 | 3,080,000 | +910,000 | $2.3M | +47.1% | 0.90% | DBT |
| 48 | Learning Care Group No. 2, Inc. | 52201CAE1 | Jun 2022 | 2,475,012 | — | $2.3M | -4.0% | 0.89% | LON |
| 49 | Engineered Machinery Holdings, Inc. | 26658NAQ2 | Jun 2022 | 2,295,812 | — | $2.2M | -3.7% | 0.84% | LON |
| 50 | Boyd Gaming Corp | 103304BV2 | Jun 2022 | 2,470,000 | +990,000 | $2.0M | +59.9% | 0.78% | DBT |
| 51 | GI Consilio Parent LLC | N/A | Jun 2022 | 2,050,000 | New | $1.9M | — | 0.75% | LON |
| 52 | Arches Buyer Inc | 039524AB9 | Jun 2022 | 2,480,000 | +1,480,000 | $1.9M | +135.5% | 0.74% | DBT |
| 53 | Gtcr Ap Finance Inc | 40060QAA3 | Jun 2022 | 2,080,000 | — | $1.9M | -1.7% | 0.74% | DBT |
| 54 | Surgery Center Holdings | 84611WAB0 | Jun 2022 | 2,045,000 | — | $1.9M | +1.1% | 0.73% | DBT |
| 55 | Brand Energy & Infrastructure Services, Inc. | 10524MAN7 | Jun 2022 | 2,004,913 | -5,276 | $1.8M | +0.3% | 0.68% | LON |
| 56 | Wheel Pros Inc | 96289WAA7 | Jun 2022 | 3,800,000 | — | $1.7M | -35.1% | 0.68% | DBT |
| 57 | Medical Solutions LLC | N/A | Jun 2022 | 1,770,000 | New | $1.7M | — | 0.66% | LON |
| 58 | N/A | N/A | Jun 2022 | 1,930,000 | New | $1.7M | — | 0.66% | LON |
| 59 | Clear Channel Outdoor Holdings, Inc. | 18453HAD8 | Jun 2022 | 2,330,000 | +400,000 | $1.7M | +21.5% | 0.66% | DBT |
| 60 | Intelligent Packaging | 45827MAA5 | Jun 2022 | 2,050,000 | — | $1.6M | -3.9% | 0.63% | DBT |
| 61 | CP Iris Holdco I, Inc. | N/A | Jun 2022 | 1,720,000 | New | $1.6M | — | 0.61% | LON |
| 62 | N/A | N/A | Jun 2022 | 1,650,000 | New | $1.5M | — | 0.60% | LON |
| 63 | Learning Care Group No. 2, Inc. | 52201CAC5 | Jun 2022 | 1,489,857 | -3,890 | $1.4M | +1.9% | 0.55% | LON |
| 64 | Cd&r Smokey Buyer Inc | 12510CAA9 | Sep 2022 | 1,340,000 | New | $1.2M | — | 0.47% | DBT |
| 65 | N/A | N/A | Jun 2022 | 1,290,000 | New | $1.2M | — | 0.47% | LON |
| 66 | White Cap Buyer Llc | 96350RAA2 | Jun 2022 | 1,444,000 | — | $1.2M | +2.1% | 0.46% | DBT |
| 67 | Scripps Escrow Inc | 81104PAA7 | Jun 2022 | 1,340,000 | +680,000 | $1.2M | +101.9% | 0.45% | DBT |
| 68 | VC GB Holdings I Corp | N/A | Jun 2022 | 1,330,000 | New | $1.2M | — | 0.45% | LON |
| 69 | Scripps Escrow Ii Inc | 81105DAB1 | Jun 2022 | 1,490,000 | — | $1.1M | -5.0% | 0.44% | DBT |
| 70 | Teine Energy Ltd | 879068AB0 | Jun 2022 | 1,150,000 | — | $1.0M | -3.3% | 0.40% | DBT |
| 71 | Zest Acquisition Corp. | 98955CAB8 | Jun 2022 | 1,037,670 | — | $960K | -1.1% | 0.37% | LON |
| 72 | SM Wellness Holdings, Inc. | N/A | Jun 2022 | 1,030,000 | New | $937K | — | 0.36% | LON |
| 73 | N/A | CWTTRV | Jun 2022 | 89,755 | New | $864K | — | 0.33% | EC |
| 74 | Abg Intermediate Hldgs 2 | 00076VAY6 | Jun 2022 | 810,000 | — | $767K | +1.3% | 0.30% | LON |
| 75 | Cloudera, Inc. | N/A | Jun 2022 | 860,000 | New | $731K | — | 0.28% | LON |
| 76 | N/A | N/A | Jun 2022 | 7,506 | New | $686K | — | 0.27% | EC |
| 77 | Jpw Industries Hold Corp | 48128TAA0 | Jun 2022 | 780,000 | — | $682K | -6.7% | 0.26% | DBT |
| 78 | Radiate Holdco / Finance | 75026JAE0 | Jun 2022 | 930,000 | +160,000 | $651K | +8.9% | 0.25% | DBT |
| 79 | Envision Healthcare Corp | 29373UAG6 | Sep 2022 | 2,231,006 | New | $632K | — | 0.24% | LON |
| 80 | Ankura Consulting Group LLC | N/A | Jun 2022 | 650,000 | New | $552K | — | 0.21% | LON |
| 81 | Arctic Canadian Diamond Company Limited | 039669AA4 | Jun 2022 | 548,048 | +16,786 | $548K | +3.2% | 0.21% | LON |
| 82 | Envision Healthcare Corp | 29373UAF8 | Sep 2022 | 911,870 | New | $424K | — | 0.16% | LON |
| 83 | Playtika Holding Corp | 72815LAA5 | Jun 2022 | 450,000 | — | $360K | -3.1% | 0.14% | DBT |
| 84 | Atd New Holdings Inc | 04683P100 | Jun 2022 | 2,940 | — | $270K | -3.7% | 0.10% | EC |
| 85 | Specialty Stl Holdco Inc | 84752HAD8 | Jun 2022 | 210,000 | — | $210K | +0.0% | 0.08% | DBT |
| 86 | N/A | REAALL08 | Jun 2022 | 3 | — | $197K | +1.8% | 0.08% | EC |
| 87 | Gtt Communications Inc | 362393AA8 | Jun 2022 | 1,970,000 | — | $158K | -0.1% | 0.06% | DBT |
| 88 | N/A | ARCTICCD | Jun 2022 | 541 | New | $156K | — | 0.06% | EC |
| 89 | N/A | 000SSWI0 | Jun 2022 | 1 | New | $132K | — | 0.05% | EC |
| 90 | N/A | 0REAALL07 | Jun 2022 | 114,596 | — | $115K | +0.0% | 0.04% | LON |
| 91 | N/A | N/A | Jun 2022 | 100,000 | New | $98K | — | 0.04% | LON |
| 92 | N/A | 00MSC003 | Jun 2022 | 90,225 | New | $89K | — | 0.03% | DBT |
| 93 | Skillsoft Corp | 83066P200 | Jun 2022 | 32,762 | — | $60K | -48.0% | 0.02% | EC |
| 94 | High Ridge Brands Co ESCROW | 429ESCAA | Jun 2022 | 125,000 | — | $1K | -0.9% | 0.00% | DBT |
| 95 | Northwest Acq/dominion | 66727WAA0 | Jun 2022 | 1,650,000 | — | $99 | +0.0% | 0.00% | DBT |
| 96 | Cwt Travel Holdings Inc | 12671K124 | Jun 2022 | 3,548 | — | $0 | — | 0.00% | DE |
| 97 | Cwt Travel Holdings Inc | 12671K116 | Jun 2022 | 3,371 | — | $0 | — | 0.00% | DE |
| 98 | Utex Industries Holdings, LLC | N/A | Jun 2022 | 1,150 | New | $0 | — | 0.00% | DE |
| ✕ | Team Health Holdings, Inc. | 88047PAA2 | — | 6,235,000 | Exited | $4.4M | — | — | — |
| ✕ | Harvest Midstream I Lp | 417558AA1 | — | 2,505,000 | Exited | $2.4M | — | — | — |
| ✕ | Sc Games Holdin/us Finco | 80874DAA4 | — | 1,480,000 | Exited | $1.3M | — | — | — |
| ✕ | Envision Healthcare Corp. | 29373UAC5 | — | 3,341,876 | Exited | $1.1M | — | — | — |
| ✕ | Bausch Health Cos Inc | 071734AJ6 | — | 2,160,000 | Exited | $1.1M | — | — | — |