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Portfolio (Quarterly) Guide ↗

NORTHERN TRUST CORP

· CIK 0000073124
13F Portfolio $756.6B AUM 19,864 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 131 New 2568 Added 1041 Reduced 184 Exited
Page 205 of 220  ·  4,396 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4081 WHEELS UP EXPERIENCE INC 212,015.0 $110K -64K -23.3% $0.52
4082 CATO CATO CORP NEW Consumer Cyclical 38,628.0 $109K $2.83 +3.9%
4083 GLOO HOLDINGS INC 22,536.0 $108K NEW $4.81
4084 TELA TELA BIO INC Healthcare 174,398.0 $108K $0.62 +33.9%
4085 PETS PETMED EXPRESS INC Healthcare 47,074.0 $107K -12K -20.0% $2.28 -1.3%
4086 CTM CASTELLUM INC Technology 181,902.0 $107K -29K -13.6% $0.59 +11.7%
4087 AHG AKSO HEALTH GROUP Financial Services 46,875.0 $107K +20K +77.1% $2.28 -24.1%
4088 UPXI UPEXI INC Communication Services 108,220.0 $107K +19K +20.8% $0.99 +33.9%
4089 LITHIUM ARGENTINA AG 15,939.0 $106K -1K -7.0% $6.68
4090 WRAP WRAP TECHNOLOGIES INC Technology 69,115.0 $106K +15K +26.6% $1.54 -3.9%
4091 DRIO DARIOHEALTH CORP Healthcare 13,237.0 $106K NEW $8.02 +4.1%
4092 ASRV AMERISERV FINL INC Financial Services 29,101.0 $105K $3.62 +6.6%
4093 RFL RAFAEL HLDGS INC Real Estate 84,014.0 $105K $1.25 +3.2%
4094 SRFM SURF AIR MOBILITY INC Industrials 90,994.0 $105K $1.15 +0.0%
4095 LIPOCINE INC NEW 13,042.0 $104K -118.0 -0.9% $7.99
4096 OCC OPTICAL CABLE CORP Technology 12,570.0 $104K $8.25 +26.7%
4097 SPWH SPORTSMANS WHSE HLDGS INC Consumer Cyclical 73,110.0 $103K $1.41 -9.9%
4098 POCI PRECISION OPTICS CORP INC MA Healthcare 23,412.0 $103K +7K +41.0% $4.39 +15.7%
4099 PFLT PENNANTPARK FLOATING RATE CA Financial Services 12,764.0 $103K -33K -71.8% $8.04 +5.5%
4100 MRDN MERIDIAN HOLDINGS INC Technology 14,149.0 $102K NEW $7.22 +52.2%
Page 205 of 220  ·  4,396 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 31.3%
Financial Services 13.2%
Healthcare 9.9%
Communication Services 9.6%
Consumer Cyclical 9.5%
Industrials 9.4%
Consumer Defensive 5.0%
Energy 4.2%
Real Estate 2.9%
Utilities 2.7%