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Portfolio (Quarterly) Guide ↗

NORTHERN TRUST CORP

· CIK 0000073124
13F Portfolio $756.6B AUM 19,864 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 131 New 2568 Added 1041 Reduced 184 Exited
Page 211 of 220  ·  4,396 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4201 HYPERION DEFI INC 18,731.0 $65K $3.45
4202 MOBIX LABS INC 193,254.0 $65K +118K +156.3% $0.33
4203 EVA LIVE INC 17,161.0 $64K NEW $3.75
4204 PRPL PURPLE INNOVATION INC Consumer Cyclical 97,227.0 $64K $0.66 -38.0%
4205 TRT TRIO TECH INTL Technology 11,096.0 $64K NEW $5.78 +172.8%
4206 CPIX CUMBERLAND PHARMACEUTICALS I Healthcare 19,603.0 $64K $3.25 +58.8%
4207 SYPR SYPRIS SOLUTIONS INC Consumer Cyclical 22,297.0 $64K +7K +43.7% $2.85 -0.7%
4208 LITHIUM AMERS CORP NEW 15,939.0 $63K -1K -7.0% $3.95
4209 EARN ELLINGTON CREDIT COMPANY Financial Services 13,850.0 $61K NEW $4.43 +8.2%
4210 AAME ATLANTIC AMERN CORP Financial Services 26,296.0 $61K $2.33 -6.0%
4211 DWSN DAWSON GEOPHYSICAL CO NEW Energy 17,659.0 $61K +6K +48.7% $3.46 +30.9%
4212 TOON KARTOON STUDIOS INC. Communication Services 97,677.0 $61K $0.62 -1.2%
4213 CVM CEL-SCI CORP Healthcare 18,934.0 $61K +236.0 +1.3% $3.21 -48.3%
4214 GREAT ELM CAP CORP 11,765.0 $59K -145.0 -1.2% $5.01
4215 CELULARITY INC 44,163.0 $59K $1.33
4216 TPCS TECHPRECISION CORP Industrials 19,448.0 $59K $3.01 +32.1%
4217 DOMH DOMINARI HOLDINGS INC Financial Services 18,005.0 $59K $3.25 -4.3%
4218 NIXXY INC 54,844.0 $58K $1.07
4219 ATARA BIOTHERAPEUTICS INC 12,340.0 $58K $4.73
4220 NTIP NETWORK-1 TECHNOLOGIES INC Industrials 39,982.0 $58K $1.44 +1.4%
Page 211 of 220  ·  4,396 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 31.3%
Financial Services 13.2%
Healthcare 9.9%
Communication Services 9.6%
Consumer Cyclical 9.5%
Industrials 9.4%
Consumer Defensive 5.0%
Energy 4.2%
Real Estate 2.9%
Utilities 2.7%