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Portfolio (Quarterly) Guide ↗

INDEPENDENT FINANCIAL GROUP, LLC

· CIK 0000275484
13F Portfolio $4.5B AUM 1,405 positions Filed May 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 1405 New
Page 69 of 71  ·  1,405 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1361 UEC URANIUM ENERGY CORP Energy 13,975.0 $163K 0.00% NEW $11.68 +16.9%
1362 MRCC MONROE CAP CORP Financial Services 24,419.0 $156K 0.00% NEW $6.37 -20.3%
1363 EFR EATON VANCE SR FLTNG RTE TR Financial Services 13,781.0 $154K 0.00% NEW $11.14 -6.7%
1364 AMCOR PLC 18,301.0 $153K 0.00% NEW $8.34
1365 MQY BLACKROCK MUNIYILD QULT FD I Financial Services 13,164.0 $149K 0.00% NEW $11.30 -1.8%
1366 FT FRANKLIN UNVL TR Financial Services 18,571.0 $149K 0.00% NEW $8.00 -0.6%
1367 PBR PETROLEO BRASILEIRO SA PETRO Energy 12,500.0 $148K 0.00% NEW $11.85 +68.2%
1368 TTI TETRA TECHNOLOGIES INC DEL Energy 15,754.0 $148K 0.00% NEW $9.37 +12.3%
1369 AQST AQUESTIVE THERAPEUTICS INC Healthcare 21,450.0 $139K 0.00% NEW $6.46 -35.9%
1370 NKX NUVEEN CALIFORNIA AMT QLT MU Financial Services 10,000.0 $124K 0.00% NEW $12.44 -0.9%
1371 NWL NEWELL BRANDS INC Consumer Defensive 33,300.0 $124K 0.00% NEW $3.72 +3.2%
1372 CMPX COMPASS THERAPEUTICS INC Healthcare 22,779.0 $122K 0.00% NEW $5.37 -65.9%
1373 CHY CALAMOS CONV & HIGH INCOME F Financial Services 10,767.0 $122K 0.00% NEW $11.31 +8.1%
1374 PERI PERION NETWORK LTD Communication Services 12,465.0 $119K 0.00% NEW $9.58 +7.3%
1375 HIMX HIMAX TECHNOLOGIES INC Technology 14,500.0 $119K 0.00% NEW $8.19 +132.7%
1376 MPT MEDICAL PPTYS TRUST INC Financial Services 23,379.0 $117K 0.00% NEW $5.00 +1.0%
1377 ARI APOLLO COML REAL EST FIN INC Real Estate 12,050.0 $117K 0.00% NEW $9.68 +12.6%
1378 ACHR ARCHER AVIATION INC Industrials 14,910.0 $112K 0.00% NEW $7.52 -21.3%
1379 PUTNAM ETF TRUST 12,063.0 $109K 0.00% NEW $9.01
1380 NMZ NUVEEN MUN HIGH INCOME OPPOR Financial Services 10,000.0 $102K 0.00% NEW $10.19 -1.0%
Page 69 of 71  ·  1,405 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 41.8%
Financial Services 23.5%
Consumer Cyclical 8.5%
Communication Services 7.4%
Industrials 4.1%
Healthcare 3.7%
Real Estate 3.4%
Consumer Defensive 3.2%
Energy 1.8%
Basic Materials 1.5%