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Portfolio (Quarterly) Guide ↗

COMMONWEALTH EQUITY SERVICES, LLC

· CIK 0000312272
13F Portfolio $77.2B AUM Filed Oct 22, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 4234 New
Page 146 of 212  ·  4,234 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2901 SYBT STOCK YDS BANCORP INC Financial Services 9,986.0 $699K 0.00% NEW $70.00 +1.5%
2902 MSBI MIDLAND STATES BANCORP INC Financial Services 40,800.0 $699K 0.00% NEW $17.13 +61.0%
2903 BROWN FORMAN CORP 25,954.0 $698K 0.00% NEW $26.89
2904 BMVP INVESCO EXCHANGE TRADED FD T 14,188.0 $696K 0.00% NEW $49.06 +4.7%
2905 AROW ARROW FINL CORP Financial Services 24,543.0 $695K 0.00% NEW $28.32 +29.8%
2906 VERITEX HLDGS INC 20,732.0 $695K 0.00% NEW $33.52
2907 IAUM ISHARES GOLD TR Financial Services 18,029.0 $694K 0.00% NEW $38.49 +17.6%
2908 ABAT AMERICAN BATTERY TECHNOLOGY Basic Materials 142,734.0 $694K 0.00% NEW $4.86 -34.0%
2909 IPGP IPG PHOTONICS CORP Technology 8,730.0 $691K 0.00% NEW $79.15 +52.3%
2910 ISHARES TR 25,749.0 $690K 0.00% NEW $26.80
2911 CPSR CALAMOS ETF TR 27,797.0 $690K 0.00% NEW $24.82 +3.9%
2912 TRN TRINITY INDS INC Industrials 24,584.0 $689K 0.00% NEW $28.03 +20.5%
2913 AIM ETF PRODUCTS TRUST 25,254.0 $689K 0.00% NEW $27.28
2914 TYG TORTOISE ENERGY INFRA CORP Financial Services 15,958.0 $688K 0.00% NEW $43.11 +7.6%
2915 MSDL MORGAN STANLEY DIRECT LENDIN Financial Services 42,778.0 $688K 0.00% NEW $16.08 -5.5%
2916 MNDY MONDAY COM LTD Technology 3,544.0 $686K 0.00% NEW $193.57 -60.6%
2917 PBQQ PGIM ROCK ETF TR 24,438.0 $686K 0.00% NEW $28.07 +11.2%
2918 NBB NUVEEN TAXABLE MUNICPAL INM Financial Services 42,243.0 $685K 0.00% NEW $16.22 -3.8%
2919 HPS HANCOCK JOHN PFD INCOME FD I Financial Services 44,211.0 $683K 0.00% NEW $15.45 -6.9%
2920 AIM ETF PRODUCTS TRUST 23,969.0 $683K 0.00% NEW $28.50
Page 146 of 212  ·  4,234 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 31.3%
Financial Services 22.7%
Consumer Cyclical 9.7%
Industrials 7.7%
Communication Services 7.2%
Healthcare 7.0%
Consumer Defensive 5.2%
Energy 3.3%
Utilities 2.9%
Basic Materials 1.5%