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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM 2,548 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 195 New 711 Added 725 Reduced 433 Exited
Page 17 of 36  ·  711 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
321 AN AUTONATION INC DEL Consumer Cyclical 1,391.0 $272K 0.02% +80.0 +6.1% $195.26 -0.2%
322 A AGILENT TECHNOLOGIES INC Healthcare 2,358.0 $269K 0.02% +235.0 +11.1% $113.98 +1.6%
323 KRMN KARMAN HOLDINGS INC Industrials 3,284.0 $263K 0.02% +3K +380.1% $80.05 -20.6%
324 FDTX FIDELITY COVINGTON TR 7,117.0 $263K 0.02% +315.0 +4.6% $36.92 +43.0%
325 WELL WELLTOWER INC Real Estate 1,318.0 $261K 0.02% +315.0 +31.4% $197.71 +10.3%
326 BROOKFIELD ASSET MGMT LTD 5,860.0 $260K 0.02% +75.0 +1.3% $44.45
327 TPR TAPESTRY INC Consumer Cyclical 1,841.0 $260K 0.02% +30.0 +1.7% $141.11 -1.6%
328 ESGV VANGUARD WORLD FD 2,306.0 $259K 0.02% +2K +495.9% $112.27 +18.2%
329 GAB GABELLI EQUITY TRUST INC Financial Services 46,172.0 $259K 0.02% +9K +23.3% $5.60 +0.7%
330 PRF INVESCO EXCHANGE TRADED FUND 5,415.0 $257K 0.02% +750.0 +16.1% $47.53 +12.6%
331 INHIBRX BIOSCIENCES INC 3,800.0 $255K 0.02% +800.0 +26.7% $67.23
332 FIGR FIGURE TECHNOLOGY SOLUTIONS Financial Services 7,511.0 $255K 0.02% +5K +231.9% $33.95 +0.4%
333 WTFC WINTRUST FINANCIAL CORP Financial Services 1,822.0 $253K 0.02% +2K +874.3% $138.94 +9.0%
334 QMAR FIRST TR EXCHANGE TRADED FD 7,471.0 $251K 0.02% +194.0 +2.7% $33.62 +10.6%
335 ITA ISHARES TRUST 1,144.0 $250K 0.02% +174.0 +17.9% $218.76 +5.4%
336 CZR CAESARS ENTERTAINMENT INC Consumer Cyclical 9,183.0 $243K 0.02% +108.0 +1.2% $26.43 +8.9%
337 TSHA TAYSHA GENE THERAPIES INC Healthcare 54,058.0 $242K 0.02% +1K +2.1% $4.47 +28.6%
338 IGV ISHARES TRUST 2,900.0 $232K 0.02% +1K +65.7% $80.05 +16.2%
339 PRLB PROTO LABS INC Industrials 4,006.0 $228K 0.02% +3K +342.2% $57.02 +30.5%
340 JANW AIM ETF PRODUCTS TRUST 6,260.0 $228K 0.02% +537.0 +9.4% $36.48 +5.7%
Page 17 of 36  ·  711 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 21.0%
Financial Services 19.1%
Industrials 12.3%
Utilities 9.3%
Consumer Cyclical 7.8%
Healthcare 7.4%
Energy 7.1%
Communication Services 5.7%
Consumer Defensive 5.6%
Real Estate 2.9%