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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM 2,548 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 195 New 711 Added 725 Reduced 433 Exited
Page 2 of 36  ·  711 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 CVX CHEVRON CORPORATION Energy 24,340.0 $5.0M 0.38% +1K +4.8% $206.91 -11.8%
22 SCHW CHARLES SCHWAB CORP NEW Financial Services 53,324.0 $5.0M 0.38% +30K +132.2% $93.98 -8.9%
23 EQIX EQUINIX INC Real Estate 5,070.0 $5.0M 0.37% +37.0 +0.7% $980.24 +9.3%
24 SYK STRYKER CORP Healthcare 14,904.0 $4.9M 0.37% +5K +50.3% $328.59 -5.4%
25 VEU VANGUARD INTL EQUITY IND FD 64,952.0 $4.9M 0.37% +7K +12.0% $75.10 +11.6%
26 PIZ INVESCO EXCHANGE TRADED FUND 98,272.0 $4.9M 0.36% +56K +132.7% $49.52 +16.6%
27 AGGY WISDOMTREE TRUST 106,787.0 $4.6M 0.35% +11K +12.0% $43.45 -0.1%
28 XLK SELECT SECTOR SPDR TRUST 34,782.0 $4.6M 0.35% +511.0 +1.5% $132.90 +37.9%
29 IJR ISHARES CORE S&P SMALL CAP ETF 36,998.0 $4.6M 0.34% +1K +2.9% $124.31 +12.7%
30 JCI JOHNSON CONTROLS Industrials 34,958.0 $4.6M 0.34% +480.0 +1.4% $130.95 +5.9%
31 UNP UNION PACIFIC CORP Industrials 18,652.0 $4.5M 0.34% +320.0 +1.8% $242.63 +14.0%
32 SYY SYSCO CORP Consumer Defensive 60,248.0 $4.3M 0.32% +978.0 +1.6% $71.33 +5.9%
33 SPYV SPDR SERIES TRUST 75,715.0 $4.3M 0.32% +39K +106.9% $56.58 +8.1%
34 SPHY SPDR SERIES TRUST 178,998.0 $4.2M 0.31% +24K +15.7% $23.32 +0.6%
35 EFG ISHARES TRUST 37,379.0 $4.2M 0.31% +2K +4.7% $111.37 +10.3%
36 DDWM WISDOMTREE TR 92,962.0 $4.1M 0.31% +20K +27.1% $44.11 +6.2%
37 LOW LOWES COMPANIES INC Consumer Cyclical 17,028.0 $4.0M 0.30% +408.0 +2.5% $236.29 -7.7%
38 RSG REPUBLIC SERVICES INC Industrials 18,098.0 $4.0M 0.30% +530.0 +3.0% $219.02 -6.0%
39 MDT MEDTRONIC PLC Healthcare 45,528.0 $3.9M 0.30% +2K +3.6% $86.65 -10.8%
40 EFV ISHARES TRUST 53,042.0 $3.9M 0.30% +3K +5.3% $74.35 +6.4%
Page 2 of 36  ·  711 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 21.0%
Financial Services 19.1%
Industrials 12.3%
Utilities 9.3%
Consumer Cyclical 7.8%
Healthcare 7.4%
Energy 7.1%
Communication Services 5.7%
Consumer Defensive 5.6%
Real Estate 2.9%