Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540

13F Portfolio $1.3B AUM 2,548 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds

Q1 2026 Q4 2025 · All 195 New 711 Added 725 Reduced 433 Exited

Page 1 of 22 · 433 positions

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#	Ticker	Company	Sector	Shares	Value ↓	% Port	Status
1	—	NUVEENDOW30SMDYNAMIC	—	90,166	$1.4M	0.10%	SOLD
2	QIG	WISDOMTREETR	—	25,549	$1.2M	0.09%	SOLD
3	—	FREDDIEMAC	—	54,531	$785K	0.06%	SOLD
4	—	RECKITTBENCKISERPLC	—	40,521	$654K	0.05%	SOLD
5	—	COMERICAINC	—	5,270	$458K	0.03%	SOLD
6	ATEC	ALPHATECHLDGSINC	Healthcare	20,513	$432K	0.03%	SOLD
7	IVZ	INVESCOLTD	Financial Services	16,267	$427K	0.03%	SOLD
8	—	NUVEENS&P500BUYWRITE	—	28,864	$424K	0.03%	SOLD
9	HURN	HURONCONSULTINGGROUPINC	Industrials	2,353	$407K	0.03%	SOLD
10	—	SYNOVUSFINANCIALCORPORATION	—	7,348	$368K	0.03%	SOLD
11	—	AMCORPLC	—	41,449	$346K	0.03%	SOLD
12	—	JPMORGANCHASE&CO	—	13,859	$345K	0.03%	SOLD
13	—	ORANGE	—	17,104	$285K	0.02%	SOLD
14	—	MORGANSTANLEY	—	11,552	$283K	0.02%	SOLD
15	—	ASTRAZENECAPLC	—	2,787	$256K	0.02%	SOLD
16	LQDA	LIQUIDIACORPORATION	Healthcare	7,184	$248K	0.02%	SOLD
17	CRY	ARTIVIONINC	—	5,369	$245K	0.02%	SOLD
18	—	BANKOFAMERICACORPORATION	—	9,588	$245K	0.02%	SOLD
19	HHH	HOWARDHUGHESHOLDINGS	Real Estate	3,007	$240K	0.02%	SOLD
20	—	EXACTSCIENCESCORP	—	2,331	$237K	0.02%	SOLD

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Sector Allocation

Technology 21.0%

Financial Services 19.1%

Industrials 12.3%

Utilities 9.3%

Consumer Cyclical 7.8%

Healthcare 7.4%

Energy 7.1%

Communication Services 5.7%

Consumer Defensive 5.6%

Real Estate 2.9%