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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM 2,548 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 195 New 711 Added 725 Reduced 433 Exited
Page 7 of 37  ·  725 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
121 SHEL SHELL PLC Energy 9,441.0 $878K 0.07% -111.0 -1.2% $93.01 -9.9%
122 MTUM ISHARES TR 3,648.0 $876K 0.07% -293.0 -7.4% $240.01 +30.5%
123 IBKR INTERACTIVE BROKERS GROUP INC Financial Services 12,734.0 $854K 0.06% -763.0 -5.7% $67.07 +20.7%
124 DIS WALT DISNEY CO Communication Services 8,625.0 $831K 0.06% -3K -25.9% $96.39 +8.1%
125 SLB SLB LIMITED Energy 16,164.0 $831K 0.06% -627.0 -3.7% $51.39 +9.9%
126 XLP SELECT SECTOR SPDR TRUST 10,111.0 $829K 0.06% -4K -28.1% $81.98 +3.2%
127 GNRC GENERAC HOLDINGS INC Industrials 4,233.0 $827K 0.06% -544.0 -11.4% $195.33 +43.6%
128 SBLK STAR BULK CARRIERS CORP Industrials 35,425.0 $814K 0.06% -3K -7.6% $22.97 +19.0%
129 AWI ARMSTRONG WORLD INDUSTRIES INC Industrials 4,920.0 $811K 0.06% -30.0 -0.6% $164.80 -3.1%
130 AEP AMERICAN ELECTRIC POWER Utilities 6,133.0 $804K 0.06% -58.0 -0.9% $131.10 -1.2%
131 CRS CARPENTER TECHNOLOGY CORP Industrials 2,037.0 $803K 0.06% -116.0 -5.4% $394.19 +16.9%
132 GDX VANECK ETF TRUST 8,708.0 $799K 0.06% -2K -19.3% $91.78 -6.9%
133 HDV ISHARES CORE HIGH DIVIDEND ETF 5,888.0 $799K 0.06% -2K -23.0% $135.72 -79.7%
134 ADP AUTOMATIC DATA PROCESSING INC Industrials 3,897.0 $792K 0.06% -443.0 -10.2% $203.23 +7.1%
135 NRG NRG ENERGY INC Utilities 5,367.0 $784K 0.06% -284.0 -5.0% $146.14 -5.6%
136 BR BROADRIDGE FINANCIAL SOLUTIONS Technology 4,725.0 $768K 0.06% -1K -20.6% $162.50 -9.5%
137 MTDR MATADOR RESOURCES COMPANY Energy 12,044.0 $761K 0.06% -83.0 -0.7% $63.18 -16.9%
138 HYLB DBX ETF TRUST 20,818.0 $753K 0.06% -536.0 -2.5% $36.16 +1.2%
139 TDIV FIRST TRUST EXCHANGE TRADED 8,012.0 $750K 0.06% -61.0 -0.8% $93.66 +24.9%
140 BABA ALIBABA GROUP HOLDING LTD Consumer Cyclical 5,960.0 $748K 0.06% -689.0 -10.4% $125.47 +1.8%
Page 7 of 37  ·  725 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 21.0%
Financial Services 19.1%
Industrials 12.3%
Utilities 9.3%
Consumer Cyclical 7.8%
Healthcare 7.4%
Energy 7.1%
Communication Services 5.7%
Consumer Defensive 5.6%
Real Estate 2.9%