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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM Filed Jan 29, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2784 New
Page 102 of 140  ·  2,784 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2021 FLCA FRANKLINTEMPLETONETFTRUST 208.0 $10K 0.00% NEW $48.30 +8.4%
2022 HAP VANECKETFTRUST 167.0 $10K 0.00% NEW $60.14 +19.7%
2023 CGBL CAPITALGROUPCOREBALANCED 283.0 $10K 0.00% NEW $35.33 +7.0%
2024 HYT BLACKROCKCORPORATEHIGHYIELD Financial Services 1,121.0 $10K 0.00% NEW $8.90 -2.6%
2025 PDT JOHNHANCOCKPREMIUMDIVIDEND Financial Services 785.0 $10K 0.00% NEW $12.70 +1.4%
2026 STC STEWARTINFORMATIONSERVICES Financial Services 141.0 $10K 0.00% NEW $70.65 -7.0%
2027 WCLD WISDOMTREECLOUDCOMPUTING 284.0 $10K 0.00% NEW $35.01 -6.1%
2028 CNI CANADIANNATIONALRAILWAY Industrials 100.0 $10K 0.00% NEW $98.85 +20.3%
2029 JMUB JPMORGANEXCHANGETRADEDFD 194.0 $10K 0.00% NEW $50.68 -0.4%
2030 PUBLICSTORAGE 473.0 $10K 0.00% NEW $20.65
2031 TTD PUT PUTTTD06/18/2640 Technology 9.0 $10K 0.00% NEW $1077.22 -98.0%
2032 DRLL EASERIESTRUST 338.0 $10K 0.00% NEW $28.53 +24.8%
2033 GLOBALNETLEASEINC 400.0 $10K 0.00% NEW $23.95
2034 ING INGGROEPNV-SPONSOREDADR Financial Services 342.0 $10K 0.00% NEW $28.00 +10.8%
2035 BMAR INNOVATORETFSTR 180.0 $10K 0.00% NEW $53.04 +8.6%
2036 BNTX BIONTECHSE Healthcare 100.0 $10K 0.00% NEW $95.20 +1.7%
2037 HNRG HALLADORENERGYCOMPANY Energy 500.0 $10K 0.00% NEW $19.04 +1.5%
2038 RVT ROYCESMALLCAPTRUSTINC Financial Services 590.0 $10K 0.00% NEW $16.12 +14.6%
2039 IVES WEDBUSHSERIESTRUST 300.0 $9K 0.00% NEW $31.61 +25.8%
2040 VUZI VUZIXCORPORATION Technology 2,500.0 $9K 0.00% NEW $3.78 +23.7%
Page 102 of 140  ·  2,784 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 22.2%
Financial Services 20.4%
Industrials 11.4%
Utilities 8.8%
Consumer Cyclical 8.1%
Healthcare 7.7%
Communication Services 6.1%
Energy 5.8%
Consumer Defensive 5.0%
Real Estate 2.7%