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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM 2,548 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 195 New 711 Added 725 Reduced 433 Exited
Page 102 of 128  ·  2,546 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2021 LTC LTC PROPERTIES INC Real Estate 192.0 $7K 0.00% +170.0 +772.7% $37.16 +1.0%
2022 CPER UNITED STS COMMODITY INDEX FDS Financial Services 207.0 $7K 0.00% NEW $34.43 +12.6%
2023 SWK STANLEY BLACK & DECKER INC Industrials 100.0 $7K 0.00% $71.06 +11.7%
2024 JPO TIDAL TRUST II 511.0 $7K 0.00% NEW $13.88 -4.3%
2025 DBMF LITMAN GREGORY FUNDS TRUST 235.0 $7K 0.00% NEW $30.15 +2.9%
2026 UJAN INNOVATOR ETFS TR 166.0 $7K 0.00% $42.51 +6.4%
2027 EQRR PROSHARES EQUITIES FOR RISING 101.0 $7K 0.00% +5.0 +5.2% $69.83 +12.2%
2028 INFINITY NATURAL RESOURCES INC 400.0 $7K 0.00% $17.61
2029 NUDM NUVEEN ESG INTERNATIONAL 195.0 $7K 0.00% +3.0 +1.6% $36.11 +8.3%
2030 ITUB ITAU UNIBANCO BANCO HOLDING Financial Services 834.0 $7K 0.00% $8.38 -6.4%
2031 SMDV PROSHARES TRUST 100.0 $7K 0.00% $68.78 +5.6%
2032 RKT ROCKET COMPANIES INC Financial Services 481.0 $7K 0.00% +52.0 +12.1% $14.25 +1.2%
2033 FHN FIRST HORIZON CORPORATION Financial Services 300.0 $7K 0.00% $22.76 +6.7%
2034 FAN FIRST TRUST EXCHANGE TRADED 275.0 $7K 0.00% -420.0 -60.4% $24.74 +5.7%
2035 FNY FIRST TR EXCHANGE TRADED 75.0 $7K 0.00% $90.48 +15.4%
2036 BOH BANK HAWAII CORP Financial Services 91.0 $7K 0.00% $74.24 +3.4%
2037 MIN MFS INTERMEDIATE INCOME TRUST Financial Services 2,682.0 $7K 0.00% $2.51 -2.2%
2038 NOMD NOMAD FOODS LTD Consumer Defensive 700.0 $7K 0.00% -50.0 -6.7% $9.61 +6.5%
2039 ENGIE 210.0 $7K 0.00% -20K -99.0% $31.92
2040 HUTCHINSON PORT HOLDINGS 39,500.0 $7K $0.17
Page 102 of 128  ·  2,546 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 21.0%
Financial Services 19.1%
Industrials 12.3%
Utilities 9.3%
Consumer Cyclical 7.8%
Healthcare 7.4%
Energy 7.1%
Communication Services 5.7%
Consumer Defensive 5.6%
Real Estate 2.9%