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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM Filed Jan 29, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2784 New
Page 105 of 140  ·  2,784 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2081 RKT ROCKETCOMPANIESINC Financial Services 429.0 $8K 0.00% NEW $19.36 -24.0%
2082 INFL LISTEDFUNDSTRUST 186.0 $8K 0.00% NEW $44.46 +17.4%
2083 PROSPECTCAPCORPPERPPFD 500.0 $8K 0.00% NEW $16.52
2084 GTLB GITLABINC Technology 220.0 $8K 0.00% NEW $37.53 -18.2%
2085 VAC MARRIOTTVACATIONSWORLDWIDE Consumer Cyclical 143.0 $8K 0.00% NEW $57.69 +49.6%
2086 AGQI FIRSTTRUSTEXCHANGETRADED 500.0 $8K 0.00% NEW $16.50 +9.9%
2087 EXPE EXPEDIAGROUPINC Consumer Cyclical 29.0 $8K 0.00% NEW $283.28 -19.7%
2088 URTH ISHARESMSCIWORLDETF 44.0 $8K 0.00% NEW $185.75 +10.5%
2089 BA PUT PUTBA01/15/27170 Industrials 6.0 $8K 0.00% NEW $1347.50 -82.9%
2090 SANDISKCORPORATION 34.0 $8K 0.00% NEW $237.35
2091 KKRREALESTATEFINANCIAL 440.0 $8K 0.00% NEW $18.29
2092 VINCISA 228.0 $8K 0.00% NEW $35.25
2093 CON CONCENTRAGROUPHOLDINGS Healthcare 403.0 $8K 0.00% NEW $19.68 +28.4%
2094 BXP BXPINC Real Estate 115.0 $8K 0.00% NEW $67.58 -9.8%
2095 CCCC C4THERAPEUTICSINC Healthcare 4,000.0 $8K 0.00% NEW $1.91 +133.2%
2096 CVRT CALAMOSETFTRUST 200.0 $8K 0.00% NEW $38.11 +36.7%
2097 GNRC PUT PUTGNRC06/18/26140 Industrials 4.0 $8K 0.00% NEW $1900.00 -85.3%
2098 VFMV VANGUARDWELLINGTONFD 58.0 $8K 0.00% NEW $130.36 +8.5%
2099 DMAY FIRSTTREXCHANGETRADEDFD 167.0 $8K 0.00% NEW $45.23 +4.5%
2100 RCI ROGERSCOMMUNICATIONSINC Communication Services 200.0 $8K 0.00% NEW $37.73 +0.9%
Page 105 of 140  ·  2,784 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 22.2%
Financial Services 20.4%
Industrials 11.4%
Utilities 8.8%
Consumer Cyclical 8.1%
Healthcare 7.7%
Communication Services 6.1%
Energy 5.8%
Consumer Defensive 5.0%
Real Estate 2.7%