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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM Filed Jan 29, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2784 New
Page 106 of 140  ·  2,784 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2101 ESGE ISHARESINC 170.0 $8K 0.00% NEW $44.16 +24.5%
2102 IDV ISHARESTRUST 190.0 $7K 0.00% NEW $39.45 +13.3%
2103 ASHTEADGROUPPLC 28.0 $7K 0.00% NEW $266.68
2104 SWK STANLEYBLACK&DECKERINC Industrials 100.0 $7K 0.00% NEW $74.28 +7.6%
2105 SEM SELECTMEDICALHOLDINGS Healthcare 500.0 $7K 0.00% NEW $14.85 +11.2%
2106 HOYACORP 49.0 $7K 0.00% NEW $151.10
2107 SA SEABRIDGEGOLDINC Basic Materials 250.0 $7K 0.00% NEW $29.59 +14.8%
2108 SPIP SPDRSERIESTRUST 284.0 $7K 0.00% NEW $26.00 +0.3%
2109 PLTU DIREXIONSHSETFTR 100.0 $7K 0.00% NEW $73.54 -35.6%
2110 HR HEALTHCAREREALTYTRUST Real Estate 429.0 $7K 0.00% NEW $16.95 +16.9%
2111 GOODO GLADSTONECOMMERCIALCORP Real Estate 350.0 $7K 0.00% NEW $20.72 -3.1%
2112 TIPX SPDRSERIESTRUST 380.0 $7K 0.00% NEW $19.08 +0.8%
2113 FMHI FIRSTTREXCHANGETRADEDFD 151.0 $7K 0.00% NEW $47.93 +0.6%
2114 LIT GLOBALXFUNDS 111.0 $7K 0.00% NEW $64.86 +35.0%
2115 ALGN ALIGNTECHNOLOGYINC Healthcare 46.0 $7K 0.00% NEW $156.13 +13.4%
2116 UJAN INNOVATORETFSTR 166.0 $7K 0.00% NEW $43.26 +4.7%
2117 FHN FIRSTHORIZONCORPORATION Financial Services 300.0 $7K 0.00% NEW $23.90 +1.5%
2118 WRAP WRAPTECHNOLOGIESINC Technology 3,000.0 $7K 0.00% NEW $2.38 -43.5%
2119 GII SPDRINDEXSHSFDS 101.0 $7K 0.00% NEW $69.76 +8.5%
2120 HUTCHINSONPORTHOLDINGS 39,500.0 $7K 0.00% NEW $0.18
Page 106 of 140  ·  2,784 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 22.2%
Financial Services 20.4%
Industrials 11.4%
Utilities 8.8%
Consumer Cyclical 8.1%
Healthcare 7.7%
Communication Services 6.1%
Energy 5.8%
Consumer Defensive 5.0%
Real Estate 2.7%