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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM 2,548 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 195 New 711 Added 725 Reduced 433 Exited
Page 106 of 128  ·  2,546 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2101 EQS EQUUS TOTAL RETURN INC Financial Services 2,800.0 $5K $1.84 -21.4%
2102 MEGI NYLI CBRE GLOBAL Financial Services 350.0 $5K $14.69 +3.6%
2103 RIG TRANSOCEAN LTD Energy 775.0 $5K $6.63 -6.0%
2104 CIM CHIMERA INVESTMENT CORPORATION Real Estate 409.0 $5K $12.55 +8.3%
2105 IGLD FIRST TR EXCHANGE TRADED FD 200.0 $5K $25.53 -5.7%
2106 ESLT ELBIT SYSTEMS LTD-ORD Industrials 6.0 $5K $849.00 +1.4%
2107 VTEB VANGUARD MUNICIPAL BOND FUNDS 102.0 $5K NEW $49.88 +0.9%
2108 AB ALLIANCEBERNSTEIN HOLDING LP Financial Services 135.0 $5K +3.0 +2.3% $37.51 -1.4%
2109 IEUR ISHARES TR 72.0 $5K -163.0 -69.4% $70.26 +8.3%
2110 TBLU TORTOISE CAPITAL SERIES TRUST 100.0 $5K -630.0 -86.3% $50.42 -1.0%
2111 XHB SPDR SER TR 51.0 $5K $98.71 +5.3%
2112 RESONA HLDGS INC 232.0 $5K +13.0 +5.9% $21.65
2113 GII SPDR INDEX SHS FDS 66.0 $5K -35.0 -34.6% $76.02 -0.5%
2114 SANDOZ GROUP AG 65.0 $5K -5.0 -7.1% $76.83
2115 IDU ISHARES U S UTILITIES ETF 43.0 $5K NEW $116.09 -3.4%
2116 RGTI RIGETTI COMPUTING INC Technology 355.0 $5K +100.0 +39.2% $14.04 +78.3%
2117 SHIN ETSU CHEMICAL CO LTD 252.0 $5K +99.0 +64.7% $19.67
2118 GWX SPDR INDEX SHS FDS 117.0 $5K $42.22 +10.3%
2119 AQWA GLOBAL X FDS 260.0 $5K $18.98 -1.1%
2120 SSE PLC 144.0 $5K $34.22
Page 106 of 128  ·  2,546 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 21.0%
Financial Services 19.1%
Industrials 12.3%
Utilities 9.3%
Consumer Cyclical 7.8%
Healthcare 7.4%
Energy 7.1%
Communication Services 5.7%
Consumer Defensive 5.6%
Real Estate 2.9%