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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM Filed Jan 29, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2784 New
Page 107 of 140  ·  2,784 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2121 MIN MFSINTERMEDIATEINCOMETRUST Financial Services 2,682.0 $7K 0.00% NEW $2.61 -5.9%
2122 NUDM NUVEENESGINTERNATIONAL 192.0 $7K 0.00% NEW $36.21 +8.6%
2123 KMX PUT PUTKMX04/17/2635 Consumer Cyclical 9.0 $7K 0.00% NEW $768.89 -94.2%
2124 KBCGROUPNV 105.0 $7K 0.00% NEW $65.32
2125 FNY FIRSTTREXCHANGETRADED 75.0 $7K 0.00% NEW $91.19 +14.1%
2126 BCS BARCLAYSPLC Financial Services 267.0 $7K 0.00% NEW $25.45 -3.2%
2127 CTAS CINTASCORP Industrials 36.0 $7K 0.00% NEW $188.06 -8.2%
2128 ARTY ISHARESTRUST 140.0 $7K 0.00% NEW $48.18 +53.8%
2129 DTCR GLOBALXFUNDS 317.0 $7K 0.00% NEW $21.10 +49.6%
2130 AOS AOSMITHCORPORATION Industrials 100.0 $7K 0.00% NEW $66.88 -15.0%
2131 NWL NEWELLBRANDSINC Consumer Defensive 1,795.0 $7K 0.00% NEW $3.72 -6.6%
2132 FMC FMCCORPNEW Basic Materials 480.0 $7K NEW $13.89 +0.3%
2133 KNSL KINSALECAPITALGROUPINC Financial Services 17.0 $7K NEW $391.12 -20.0%
2134 XES SPDRSERIESTRUST 81.0 $7K NEW $81.96 +46.5%
2135 XHE SPDRSERIESTRUST 75.0 $7K NEW $88.23 -9.0%
2136 SMDV PROSHARESTRUST 100.0 $7K NEW $66.08 +10.2%
2137 SAN BANCOSANTANDERSA Financial Services 559.0 $7K NEW $11.73 +6.4%
2138 DBL DOUBLELINEOPPORTUNISTIC Financial Services 426.0 $6K NEW $15.25 -5.5%
2139 OTTR OTTERTAILCORP Utilities 80.0 $6K NEW $80.80 +7.9%
2140 CHCT COMMUNITYHEALTHCARETRUST Real Estate 393.0 $6K NEW $16.42 +4.8%
Page 107 of 140  ·  2,784 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 22.2%
Financial Services 20.4%
Industrials 11.4%
Utilities 8.8%
Consumer Cyclical 8.1%
Healthcare 7.7%
Communication Services 6.1%
Energy 5.8%
Consumer Defensive 5.0%
Real Estate 2.7%