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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM Filed Jan 29, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2784 New
Page 110 of 140  ·  2,784 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2181 NICE PUT PUTNICE01/16/26130 Technology 3.0 $5K NEW $1830.00 -95.0%
2182 RECRUITHOLDINGSCOLTD 486.0 $5K NEW $11.29
2183 CPRX CATALYSTPHARMACEUTICALSINC Healthcare 235.0 $5K NEW $23.34 +34.2%
2184 HAFN HAFNIALIMITED Industrials 1,026.0 $5K NEW $5.33 +44.9%
2185 ALCO ALICOINC Consumer Defensive 150.0 $5K NEW $36.41 +14.0%
2186 HEXAGONAB 459.0 $5K NEW $11.88
2187 ICLN ISHARESS&PGLOBALCLEAN 330.0 $5K NEW $16.43 +42.6%
2188 BA CALL CALLBA06/18/26220 Industrials 6.0 $5K NEW $894.00 -74.1%
2189 TOST TOASTINC Technology 150.0 $5K NEW $35.51 -26.4%
2190 JBSS JOHNBSANFILIPPO&SONINC Consumer Defensive 75.0 $5K NEW $70.60 +6.8%
2191 ASGI ABRDNGLOBALINFRASTRUCTURE Financial Services 235.0 $5K NEW $22.36 +7.8%
2192 XHB SPDRSERTR 51.0 $5K NEW $102.94 +0.5%
2193 FFC FLAHERTY&CRUMRINEPREFERRED Financial Services 315.0 $5K NEW $16.51 -2.4%
2194 GRUPOFINANCIEROBANORTE 111.0 $5K NEW $46.40
2195 SANDOZGROUPAG 70.0 $5K NEW $73.00
2196 CIM CHIMERAINVESTMENTCORPORATION Real Estate 409.0 $5K NEW $12.43 +9.1%
2197 DBSGROUPHOLDINGSLTD 29.0 $5K NEW $175.28
2198 AB ALLIANCEBERNSTEINHOLDINGLP Financial Services 132.0 $5K NEW $38.50 -3.8%
2199 BBLU EASERIESTRUST 332.0 $5K NEW $15.26 +10.3%
2200 EOCT INNOVATORETFSTRUST 160.0 $5K NEW $31.66 +7.6%
Page 110 of 140  ·  2,784 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 22.2%
Financial Services 20.4%
Industrials 11.4%
Utilities 8.8%
Consumer Cyclical 8.1%
Healthcare 7.7%
Communication Services 6.1%
Energy 5.8%
Consumer Defensive 5.0%
Real Estate 2.7%