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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM 2,548 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 195 New 711 Added 725 Reduced 433 Exited
Page 112 of 128  ·  2,546 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2221 DX DYNEX CAPITAL INC Real Estate 250.0 $3K NEW $12.76 +2.3%
2222 XPLR INFRASTRUCTURE LP 300.0 $3K $10.62
2223 MDYG SPDR SERIES TRUST 33.0 $3K $95.94 +12.7%
2224 XPEV XPENG INC Consumer Cyclical 185.0 $3K NEW $17.11 -3.3%
2225 CAG CONAGRA BRANDS INC Consumer Defensive 200.0 $3K $15.72 -15.2%
2226 NOG NORTHERN OIL & GAS INC Energy 107.0 $3K NEW $29.22 -26.9%
2227 SLAB SILICON LABORATORIES INC Technology 15.0 $3K $208.13 +4.8%
2228 DULL BANK OF MONTREAL Financial Services 60.0 $3K NEW $51.95 +13.3%
2229 XRPC CANARY XRP ETF 218.0 $3K $14.30 -1.2%
2230 SANM SANMINA CORPORATION Technology 24.0 $3K NEW $129.62 +102.0%
2231 PATK PATRICK INDUSTRIES INC Consumer Cyclical 28.0 $3K $111.04 -15.6%
2232 IOT SAMSARA INC Technology 98.0 $3K +23.0 +30.7% $31.68 -7.0%
2233 NNVC NANOVIRICIDES INC Healthcare 3,400.0 $3K $0.91 +91.9%
2234 BANKINTER SA 201.0 $3K $15.41
2235 UNIVERSAL MUSIC GROUP NV 321.0 $3K $9.58
2236 ENN ENERGY HOLDINGS LTD 94.0 $3K $32.32
2237 PALLADYNE AI CORP 500.0 $3K NEW $6.07
2238 DWMF WISDOMTREE TRUST 90.0 $3K -7.0 -7.2% $33.68 -0.6%
2239 NBIX NEUROCRINE BIOSCIENCES INC Healthcare 23.0 $3K $131.74 +18.3%
2240 EVLV EVOLV TECHNOLOGIES HOLDINGS Industrials 500.0 $3K $6.05 +4.3%
Page 112 of 128  ·  2,546 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 21.0%
Financial Services 19.1%
Industrials 12.3%
Utilities 9.3%
Consumer Cyclical 7.8%
Healthcare 7.4%
Energy 7.1%
Communication Services 5.7%
Consumer Defensive 5.6%
Real Estate 2.9%