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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM Filed Jan 29, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2784 New
Page 113 of 140  ·  2,784 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2241 SAMPOOYJ 173.0 $4K NEW $24.26
2242 UNIVERSALMUSICGROUPNV 321.0 $4K NEW $13.05
2243 INSM INSMEDINC Healthcare 24.0 $4K NEW $174.00 -38.6%
2244 RESONAHLDGSINC 219.0 $4K NEW $19.05
2245 OMFL INVESCOEXCHANGETRADEDSELF 68.0 $4K NEW $61.12 +12.4%
2246 BBY BESTBUYCOMPANYINC Consumer Cyclical 62.0 $4K NEW $66.92 +14.8%
2247 GCOW PACERFDSTR 100.0 $4K NEW $41.22 +11.5%
2248 XYLD GLOBALXFUNDS 100.0 $4K NEW $40.63 +0.2%
2249 BIOARCTICABSHAREAKB 125.0 $4K NEW $32.40
2250 ASC ARDMORESHIPPING Industrials 380.0 $4K NEW $10.59 +51.3%
2251 AIPI ETFOPPORTUNITIESTR 100.0 $4K NEW $40.05 -2.1%
2252 UFPT UFPTECHNOLOGIESINC Healthcare 18.0 $4K NEW $222.00 +1.4%
2253 ZTS PUT PUTZTS03/20/26135 Healthcare 3.0 $4K NEW $1330.00 -94.1%
2254 TECHTRONICINDUSTRIESCO 69.0 $4K NEW $57.74
2255 INVESCOQUALITYMUNICIPAL 400.0 $4K NEW $9.96
2256 EQS EQUUSTOTALRETURNINC Financial Services 2,800.0 $4K NEW $1.41 +0.4%
2257 FTAIAVIATIONLTD 20.0 $4K NEW $196.85
2258 3IGROUPPLC 357.0 $4K NEW $10.97
2259 ROL ROLLINSINC Consumer Cyclical 65.0 $4K NEW $60.02 -19.9%
2260 KIM KIMCOREALTYCORPORATION Real Estate 192.0 $4K NEW $20.27 +19.3%
Page 113 of 140  ·  2,784 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 22.2%
Financial Services 20.4%
Industrials 11.4%
Utilities 8.8%
Consumer Cyclical 8.1%
Healthcare 7.7%
Communication Services 6.1%
Energy 5.8%
Consumer Defensive 5.0%
Real Estate 2.7%