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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM Filed Jan 29, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2784 New
Page 138 of 140  ·  2,784 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2741 ACN CALL CALLACN02/20/26300 Technology 1.0 $120.0 NEW $120.00 +47.0%
2742 FXI CALL CALLFXI02/20/2641 2.0 $116.0 NEW $58.00 -39.1%
2743 WEBSTERFINANCIALCORPORATION 6.0 $114.0 NEW $19.00
2744 UBER CALL CALLUBER01/09/2693 Technology 3.0 $111.0 NEW $37.00 +91.2%
2745 OKE CALL CALLOKE06/18/2690 Energy 1.0 $105.0 NEW $105.00 -16.0%
2746 LITHIUMAMERSCORPCDA 22.0 $95.0 NEW $4.32
2747 EEV PROSHARESTRUST 5.0 $93.0 NEW $18.60 -38.6%
2748 ATOSSATHERAPEUTICSINC 150.0 $88.0 NEW $0.59
2749 BXP CALL CALLBXP01/16/26100 Real Estate 1.0 $80.0 NEW $80.00 -24.1%
2750 PRIMARYHYDROGENCORP 1,000.0 $80.0 NEW $0.08
2751 RMAX REMAXHOLDINGSINC Real Estate 10.0 $75.0 NEW $7.50 +25.1%
2752 WY PUT PUTWY01/16/2622 Real Estate 5.0 $75.0 NEW $15.00 +63.4%
2753 CC CHEMOURSCOMPANY(THE) Basic Materials 6.0 $70.0 NEW $11.67 +92.9%
2754 CRSP CALL CALLCRSP01/16/2662.50 Healthcare 1.0 $70.0 NEW $70.00 -23.5%
2755 CHARGEPOINTHOLDINGSINC 10.0 $66.0 NEW $6.60
2756 ALAUNOSTHERAPEUTICSINC 20.0 $64.0 NEW $3.20
2757 CAVA CAVAGROUPINC Consumer Cyclical 1.0 $58.0 NEW $58.00 +41.7%
2758 CURALEAFHLDGSINC 22.0 $55.0 NEW $2.50
2759 QURE UNIQURENV Healthcare 2.0 $47.0 NEW $23.50 +7.1%
2760 NFLX CALL CALLNFLX03/20/26125 Communication Services 1.0 $46.0 NEW $46.00 +89.9%
Page 138 of 140  ·  2,784 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 22.2%
Financial Services 20.4%
Industrials 11.4%
Utilities 8.8%
Consumer Cyclical 8.1%
Healthcare 7.7%
Communication Services 6.1%
Energy 5.8%
Consumer Defensive 5.0%
Real Estate 2.7%