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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM 2,548 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 195 New 711 Added 725 Reduced 433 Exited
Page 20 of 128  ·  2,546 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
381 SAP SAP SE Technology 4,113.0 $704K 0.05% +1K +33.5% $171.21 +6.2%
382 BSCW INVESCO EXCHANGE TRADED SELF 34,089.0 $702K 0.05% -587.0 -1.7% $20.59 -0.1%
383 LHX L3HARRIS TECHNOLOGIES INC Industrials 2,012.0 $694K 0.05% -564.0 -21.9% $345.15 -8.7%
384 PANW PALO ALTO NETWORKS INC Technology 4,330.0 $694K 0.05% +615.0 +16.6% $160.32 +75.7%
385 AZO AUTOZONE INC Consumer Cyclical 205.0 $692K 0.05% -6.0 -2.8% $3377.78 -13.1%
386 ISHARES TR 33,759.0 $689K 0.05% -4K -11.6% $20.40
387 BSX BOSTON SCIENTIFIC CORP Healthcare 10,945.0 $687K 0.05% -5K -31.4% $62.75 -23.0%
388 UTES ETFIS SER TRUST I 8,546.0 $683K 0.05% -379.0 -4.2% $79.90 +0.8%
389 ECL ECOLAB INC Basic Materials 2,565.0 $682K 0.05% +33.0 +1.3% $266.03 -3.8%
390 MLP MAUI LAND & PINEAPPLE COMPANY Real Estate 44,140.0 $679K 0.05% -3K -5.6% $15.39 +10.0%
391 IGIB ISHARES TRUST 12,674.0 $675K 0.05% +3K +29.0% $53.22 +0.2%
392 UPS UNITED PARCEL SVC INC Industrials 6,827.0 $672K 0.05% +632.0 +10.2% $98.39 +8.4%
393 EEM ISHARES MSCI EMERGING MARKETS 11,744.0 $667K 0.05% +2K +15.2% $56.79 +20.8%
394 ALL ALLSTATE CORP Financial Services 3,216.0 $667K 0.05% +333.0 +11.6% $207.35 -0.6%
395 ALSN ALLISON TRANSMISSION HOLDINGS Consumer Cyclical 5,671.0 $664K 0.05% $117.06 -3.0%
396 DTD WISDOMTREE TRUST 7,673.0 $663K 0.05% -925.0 -10.8% $86.36 +7.3%
397 ARKK ARK ETF TRUST 9,716.0 $657K 0.05% -68.0 -0.7% $67.59 +21.2%
398 JEPQ J P MORGAN EXCHANGE-TRADED FD 11,696.0 $649K 0.05% +1K +10.8% $55.52 +10.1%
399 DIA STATE STREET SPDR DOW JONES Financial Services 1,398.0 $648K 0.05% +30.0 +2.2% $463.30 +10.2%
400 SWATCH GROUP AG (THE) 59,826.0 $646K 0.05% -16K -20.8% $10.80
Page 20 of 128  ·  2,546 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 21.0%
Financial Services 19.1%
Industrials 12.3%
Utilities 9.3%
Consumer Cyclical 7.8%
Healthcare 7.4%
Energy 7.1%
Communication Services 5.7%
Consumer Defensive 5.6%
Real Estate 2.9%