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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM 2,548 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 195 New 711 Added 725 Reduced 433 Exited
Page 22 of 128  ·  2,546 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
421 TMO THERMO FISHER SCIENTIFIC INC Healthcare 1,243.0 $611K 0.05% -83.0 -6.3% $491.53 +0.2%
422 USPH U S PHYSICAL THERAPY INC Healthcare 8,125.0 $609K 0.05% -2K -23.0% $74.96 -14.3%
423 PGR PROGRESSIVE CORP-OHIO Financial Services 3,072.0 $609K 0.05% +56.0 +1.9% $198.25 -4.0%
424 DEO DIAGEO PLC-SPONSORED ADR Consumer Defensive 8,179.0 $609K 0.05% +2K +30.6% $74.45 +10.8%
425 ONON ON HOLDING AG Consumer Cyclical 17,861.0 $608K 0.05% +226.0 +1.3% $34.02 +20.0%
426 BX BLACKSTONE INC Financial Services 5,280.0 $607K 0.05% +908.0 +20.8% $115.01 +1.7%
427 COWZ PACER FDS TR 9,660.0 $604K 0.04% -518.0 -5.1% $62.56 +3.8%
428 BOTZ GLOBAL X FUNDS 18,077.0 $601K 0.04% -1K -6.8% $33.22 +20.9%
429 DOCN DIGITALOCEAN HOLDINGS INC Technology 6,989.0 $600K 0.04% +6K +954.1% $85.78 +81.8%
430 NDMO NUVEEN DYNMC MUN OPPORTUNITIES Financial Services 58,216.0 $599K 0.04% +4K +8.3% $10.29 +1.2%
431 EPI WISDOMTREE TR 14,645.0 $598K 0.04% -2K -10.2% $40.80 +4.3%
432 NUVEEN CREDIT STRATEGIES 122,142.0 $595K 0.04% -180K -59.6% $4.87
433 BKD BROOKDALE SR LIVING INC Healthcare 43,351.0 $593K 0.04% +293.0 +0.7% $13.68 -5.9%
434 LMBS FIRST TRUST EXCHANGE TRADED 11,884.0 $592K 0.04% +221.0 +1.9% $49.81 +0.0%
435 DEUTSCHE POST AG 23,060.0 $592K 0.04% +12K +100.0% $25.66
436 SDVY FIRST TR EXCHANGE TRADED FD VI 15,002.0 $592K 0.04% -2K -9.3% $39.43 +4.7%
437 SPXX NUVEEN S&P 500 DYNAMIC Financial Services 36,787.0 $591K 0.04% NEW $16.07 +14.7%
438 BTAL AGF INVESTMENTS TRUST 42,343.0 $591K 0.04% NEW $13.96 -17.3%
439 CVS CVS HEALTH CORPORATION Healthcare 8,227.0 $591K 0.04% -827.0 -9.1% $71.82 +26.7%
440 VWOB VANGUARD EMERGING MARKETS 8,979.0 $590K 0.04% +73.0 +0.8% $65.69 +2.4%
Page 22 of 128  ·  2,546 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 21.0%
Financial Services 19.1%
Industrials 12.3%
Utilities 9.3%
Consumer Cyclical 7.8%
Healthcare 7.4%
Energy 7.1%
Communication Services 5.7%
Consumer Defensive 5.6%
Real Estate 2.9%