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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM Filed Jan 29, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2784 New
Page 27 of 140  ·  2,784 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
521 SPLV INVESCOEXCHANGETRADEDFDTR 6,509.0 $465K 0.04% NEW $71.42 +1.1%
522 BKD BROOKDALESRLIVINGINC Healthcare 43,058.0 $465K 0.04% NEW $10.79 +19.3%
523 FAUG FIRSTTREXCHANGETRADEDFD 8,769.0 $464K 0.04% NEW $52.95 +6.2%
524 ETHE GRAYSCALEETHEREUMTRETF Financial Services 18,937.0 $461K 0.04% NEW $24.37 -33.1%
525 SWX SOUTHWESTGASHOLDINGSINC Utilities 5,740.0 $459K 0.03% NEW $80.02 +7.7%
526 AGCO AGCOCORP Industrials 4,402.0 $459K 0.03% NEW $104.32 +7.6%
527 SJNK SPDRSERIESTRUST 18,104.0 $458K 0.03% NEW $25.32 -0.7%
528 COMERICAINC 5,270.0 $458K 0.03% NEW $86.93
529 CHINARESOURCESBEER 67,947.0 $458K 0.03% NEW $6.74
530 MSGE SPHEREENTERTAINMENTCO Communication Services 4,795.0 $456K 0.03% NEW $95.08 -25.8%
531 FDX FEDEXCORP Industrials 1,578.0 $456K 0.03% NEW $288.90 +42.5%
532 NXST NEXSTARMEDIAGROUPINC Communication Services 2,224.0 $452K 0.03% NEW $203.05 -12.1%
533 SHW SHERWINWILLIAMSCO Basic Materials 1,391.0 $451K 0.03% NEW $324.17 -6.3%
534 HAS HASBROINC Consumer Cyclical 5,465.0 $448K 0.03% NEW $82.00 +5.1%
535 EXTR EXTREMENETWORKSINC Technology 26,912.0 $448K 0.03% NEW $16.65 +59.2%
536 TPL TEXASPACIFICLANDCORPORATION Energy 1,560.0 $448K 0.03% NEW $287.22 +36.8%
537 DNOV FIRSTTREXCHANGETRADEDFD 9,143.0 $447K 0.03% NEW $48.84 +4.9%
538 IYR ISHARESUSREALESTATEETF 4,746.0 $446K 0.03% NEW $93.89 +8.0%
539 FDIS FIDELITYMSCICONSUMER 4,355.0 $445K 0.03% NEW $102.16 +2.1%
540 AXSM AXSOMETHERAPEUTICSINC Healthcare 2,435.0 $445K 0.03% NEW $182.64 +28.4%
Page 27 of 140  ·  2,784 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 22.2%
Financial Services 20.4%
Industrials 11.4%
Utilities 8.8%
Consumer Cyclical 8.1%
Healthcare 7.7%
Communication Services 6.1%
Energy 5.8%
Consumer Defensive 5.0%
Real Estate 2.7%