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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM 2,548 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 195 New 711 Added 725 Reduced 433 Exited
Page 27 of 128  ·  2,546 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
521 EOS EATON VANCE ENHANCED EQUITY Financial Services 23,850.0 $488K 0.04% +850.0 +3.7% $20.46 +12.3%
522 PERNOD RICARD S A 32,888.0 $487K 0.04% +4K +13.2% $14.80
523 CAPGEMINI SE 20,996.0 $486K 0.04% +5K +28.2% $23.16
524 AGX ARGAN INC Industrials 889.0 $484K 0.04% -658.0 -42.5% $544.65 +22.5%
525 PUBLICIS S A 23,665.0 $483K 0.04% +4K +23.1% $20.41
526 HMC HONDA MOTOR CO LTD Consumer Cyclical 19,854.0 $483K 0.04% +3K +17.9% $24.31 +11.0%
527 ISRG INTUITIVE SURGICAL INC Healthcare 1,040.0 $479K 0.04% $460.99 -7.9%
528 AIR LEASE CORPORATION 7,379.0 $479K 0.04% -7K -49.6% $64.94
529 EVRG EVERGY INC Utilities 5,843.0 $479K 0.04% $81.92 +0.1%
530 APH AMPHENOL CORPORATION Technology 3,786.0 $478K 0.04% -3K -43.5% $126.36 +17.7%
531 GSY INVESCO ACTIVELY MANAGED 9,538.0 $478K 0.04% -2K -18.0% $50.12 +0.1%
532 BNP PARIBAS 10,223.0 $477K 0.04% -5K -30.9% $46.66
533 FMS FRESENIUS MEDICAL CARE AG Healthcare 21,094.0 $476K 0.04% NEW $22.56 -4.4%
534 SPLV INVESCO EXCHANGE TRADED FD TR 6,461.0 $473K 0.04% -48.0 -0.7% $73.15 -1.3%
535 VIRT VIRTU FINANCIAL INC Financial Services 10,644.0 $468K 0.04% $43.98 +14.0%
536 QAI NEW YORK LIFE INVESTMENTS ETF 13,660.0 $466K 0.04% +476.0 +3.6% $34.12 +6.7%
537 MONDI PLC 20,835.0 $464K 0.04% +4K +20.7% $22.25
538 PL PLANET LABS PBC Industrials 16,579.0 $463K 0.04% +2K +11.0% $27.95 +83.0%
539 SEI SOLARIS ENERGY INFRASTRUCTURE Energy 8,109.0 $458K 0.03% +3K +46.6% $56.51 +23.1%
540 SLV ISHARES SILVER SHARES Financial Services 6,723.0 $458K 0.03% -560.0 -7.7% $68.14 +0.3%
Page 27 of 128  ·  2,546 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 21.0%
Financial Services 19.1%
Industrials 12.3%
Utilities 9.3%
Consumer Cyclical 7.8%
Healthcare 7.4%
Energy 7.1%
Communication Services 5.7%
Consumer Defensive 5.6%
Real Estate 2.9%