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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM Filed Jan 29, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2784 New
Page 30 of 140  ·  2,784 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
581 ADPT ADAPTIVEBIOTECHNOLOGIES Healthcare 24,672.0 $401K 0.03% NEW $16.24 -6.7%
582 FBDC FIRSTTRUSTEXCHANGETRADED 20,632.0 $400K 0.03% NEW $19.39 -12.2%
583 IVE ISHARESS&P500VALUEETF 1,870.0 $397K 0.03% NEW $212.07 +7.5%
584 VMC VULCANMATERIALSCO Basic Materials 1,389.0 $396K 0.03% NEW $285.22 -0.8%
585 BMO BANKOFMONTREAL Financial Services 3,049.0 $396K 0.03% NEW $129.82 +24.8%
586 VCSH VANGUARDSHORTTERMCORPORATE 4,945.0 $394K 0.03% NEW $79.73 -0.7%
587 VOYA VOYAFINANCIALINC Financial Services 5,283.0 $394K 0.03% NEW $74.49 +9.0%
588 FND FLOOR&DECORHOLDINGSINC Consumer Cyclical 6,456.0 $393K 0.03% NEW $60.89 -15.6%
589 ROE EASERIESTRUSTASTORIAUS 11,134.0 $393K 0.03% NEW $35.27 +18.8%
590 RRX REGALREXNORDCORPORATION Industrials 2,786.0 $391K 0.03% NEW $140.32 +43.8%
591 QYLD GLOBALXFDS 22,032.0 $389K 0.03% NEW $17.67 +2.3%
592 PEG PUBLICSERVICEENTERPRISE Utilities 4,847.0 $389K 0.03% NEW $80.31 -2.1%
593 GWW WWGRAINGERINC Industrials 384.0 $387K 0.03% NEW $1009.05 +22.3%
594 BRX BRIXMORPROPERTYGROUPINC Real Estate 14,713.0 $386K 0.03% NEW $26.22 +16.6%
595 CMI CUMMINSINC Industrials 754.0 $385K 0.03% NEW $510.45 +26.7%
596 MIR MIRIONTECHNOLOGIESINC Industrials 16,314.0 $382K 0.03% NEW $23.42 -21.9%
597 MOAT VANECKETFTR 3,684.0 $382K 0.03% NEW $103.56 +0.2%
598 DXJ WISDOMTREEJAPANHEDGEDEQUITY 2,621.0 $378K 0.03% NEW $144.16 +19.0%
599 HY HYSTERYALEINC Industrials 12,705.0 $377K 0.03% NEW $29.71 +22.2%
600 SPOT SPOTIFYTECHNOLOGYSA Communication Services 647.0 $376K 0.03% NEW $580.71 -14.3%
Page 30 of 140  ·  2,784 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 22.2%
Financial Services 20.4%
Industrials 11.4%
Utilities 8.8%
Consumer Cyclical 8.1%
Healthcare 7.7%
Communication Services 6.1%
Energy 5.8%
Consumer Defensive 5.0%
Real Estate 2.7%