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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM 2,548 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 195 New 711 Added 725 Reduced 433 Exited
Page 35 of 128  ·  2,546 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
681 BP BP P L C SPONSORED ADR Energy 6,676.0 $314K 0.02% +1K +20.3% $47.00 -10.9%
682 ISCV ISHARES MORNINGSTAR SMALL CAP 4,501.0 $313K 0.02% -36.0 -0.8% $69.52 +8.3%
683 PYPL PAYPAL HOLDINGS INC Financial Services 6,914.0 $313K 0.02% -2K -20.1% $45.24 -1.1%
684 BMY BRISTOL MYERS SQUIBB CO Healthcare 5,153.0 $313K 0.02% +179.0 +3.6% $60.66 -5.7%
685 ELS EQUITY LIFESTYLE PROPERTIES Real Estate 4,994.0 $312K 0.02% $62.42 -1.0%
686 ROBT FIRST TR EXCHANGE TRADED FD VI 6,731.0 $311K 0.02% +705.0 +11.7% $46.16 +26.4%
687 TIGO MILLICOM INTERNATIONAL Communication Services 4,140.0 $310K 0.02% -72.0 -1.7% $74.94 +13.9%
688 GH GUARDANT HEALTH INC Healthcare 3,358.0 $310K 0.02% +19.0 +0.6% $92.37 +40.4%
689 ZBH ZIMMER BIOMET HOLDINGS INC Healthcare 3,423.0 $310K 0.02% +1K +52.7% $90.44 -8.4%
690 IEI ISHARES TRUST 2,599.0 $308K 0.02% +545.0 +26.5% $118.60 -0.7%
691 SPHD INVESCO EXCHANGE TRADED FD TR 6,202.0 $308K 0.02% +268.0 +4.5% $49.61 +0.1%
692 IHF ISHARES U S HEALTHCARE 7,331.0 $307K 0.02% +466.0 +6.8% $41.85 +20.1%
693 ROCHE HOLDING LTD 6,258.0 $306K 0.02% -811.0 -11.5% $48.96
694 ERSTE GROUP BANK AG 5,716.0 $305K 0.02% -2K -22.2% $53.29
695 AXSM AXSOME THERAPEUTICS INC Healthcare 1,793.0 $303K 0.02% -642.0 -26.4% $169.02 +38.7%
696 VOYA VOYA FINANCIAL INC Financial Services 4,388.0 $300K 0.02% -895.0 -16.9% $68.32 +18.9%
697 ROAD CONSTRUCTION PARTNERS INC Industrials 2,683.0 $298K 0.02% +404.0 +17.7% $111.12 +4.8%
698 RALLIANT CORPORATION 7,164.0 $298K 0.02% +2K +45.0% $41.59
699 AMPX AMPRIUS TECHNOLOGIES INC Industrials 17,635.0 $297K 0.02% +2K +13.3% $16.86 +20.3%
700 CMI CUMMINS INC Industrials 552.0 $297K 0.02% -202.0 -26.8% $538.02 +20.2%
Page 35 of 128  ·  2,546 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 21.0%
Financial Services 19.1%
Industrials 12.3%
Utilities 9.3%
Consumer Cyclical 7.8%
Healthcare 7.4%
Energy 7.1%
Communication Services 5.7%
Consumer Defensive 5.6%
Real Estate 2.9%