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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM Filed Jan 29, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2784 New
Page 36 of 140  ·  2,784 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
701 DJUL FIRSTTREXCHANGETRADEDFD 6,104.0 $290K 0.02% NEW $47.57 +4.8%
702 CAAP CORPORACIONAMERICA Industrials 11,123.0 $289K 0.02% NEW $26.00 +2.3%
703 THO THORINDUSTRIESINC Consumer Cyclical 2,814.0 $289K 0.02% NEW $102.67 -23.0%
704 A AGILENTTECHNOLOGIESINC Healthcare 2,123.0 $289K 0.02% NEW $136.07 -0.4%
705 INTC INTELCORP Technology 7,820.0 $289K 0.02% NEW $36.90 +210.7%
706 XMTR XOMETRYINC Industrials 4,825.0 $287K 0.02% NEW $59.47 +60.3%
707 LEIDOSHOLDINGSINC 1,590.0 $287K 0.02% NEW $180.40
708 TRV THETRAVELERSCOMPANIESINC Financial Services 985.0 $286K 0.02% NEW $290.06 +0.6%
709 ORANGE 17,104.0 $285K 0.02% NEW $16.68
710 SPHD INVESCOEXCHANGETRADEDFDTR 5,934.0 $285K 0.02% NEW $48.00 +3.4%
711 MORGANSTANLEY 11,552.0 $283K 0.02% NEW $24.52
712 CSGP COSTARGROUPINC Real Estate 4,207.0 $283K 0.02% NEW $67.24 -52.1%
713 GOF GUGGENHEIMSTRATEGIC Financial Services 21,643.0 $279K 0.02% NEW $12.88 -13.0%
714 GAL SSGAACTIVETRUST 5,628.0 $278K 0.02% NEW $49.46 +8.5%
715 MRSH MARSH&MCLENNANCOMPANIESINC Financial Services 1,500.0 $278K 0.02% NEW $185.52 -13.8%
716 AVNW AVIATNETWORKSINC Technology 13,000.0 $278K 0.02% NEW $21.38 -16.9%
717 FDTX FIDELITYCOVINGTONTR 6,802.0 $277K 0.02% NEW $40.74 +32.5%
718 PECO PHILLIPSEDISON&COMPANYINC Real Estate 7,768.0 $276K 0.02% NEW $35.57 +12.9%
719 ERO EROCOPPERCORP Basic Materials 9,758.0 $276K 0.02% NEW $28.29 +7.6%
720 GSIE GOLDMANSACHSETFTRUST 6,424.0 $276K 0.02% NEW $42.94 +7.0%
Page 36 of 140  ·  2,784 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 22.2%
Financial Services 20.4%
Industrials 11.4%
Utilities 8.8%
Consumer Cyclical 8.1%
Healthcare 7.7%
Communication Services 6.1%
Energy 5.8%
Consumer Defensive 5.0%
Real Estate 2.7%