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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM 2,548 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 195 New 711 Added 725 Reduced 433 Exited
Page 38 of 128  ·  2,546 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
741 PTGX PROTAGONIST THERAPEUTICS INC Healthcare 2,547.0 $268K 0.02% -430.0 -14.4% $105.40 -5.5%
742 DXJ WISDOMTREE JAPAN HEDGED EQUITY 1,677.0 $266K 0.02% -944.0 -36.0% $158.58 +8.2%
743 QDEC FIRST TR EXCHANGE TRADED FD 8,409.0 $265K 0.02% $31.46 +13.3%
744 CEF SPROTT PHYSICAL GOLD & Financial Services 5,535.0 $264K 0.02% -250.0 -4.3% $47.72 -0.1%
745 CSQ CALAMOS STRATEGIC TOTAL RETURN Financial Services 15,396.0 $264K 0.02% $17.12 +20.7%
746 KRMN KARMAN HOLDINGS INC Industrials 3,284.0 $263K 0.02% +3K +380.1% $80.05 -28.2%
747 FDTX FIDELITY COVINGTON TR 7,117.0 $263K 0.02% +315.0 +4.6% $36.92 +46.3%
748 WELL WELLTOWER INC Real Estate 1,318.0 $261K 0.02% +315.0 +31.4% $197.71 +3.9%
749 BROOKFIELD ASSET MGMT LTD 5,860.0 $260K 0.02% +75.0 +1.3% $44.45
750 FAIRFAX FINANCIAL HOLDINGS 153.0 $260K 0.02% -2.0 -1.3% $1702.46
751 CGHM CAPITAL GROUP FIXED INCOME ETF 10,270.0 $260K 0.02% $25.32 +1.3%
752 TPR TAPESTRY INC Consumer Cyclical 1,841.0 $260K 0.02% +30.0 +1.7% $141.11 +3.1%
753 FSEP FIRST TR EXCHANGE TRADED FD 5,150.0 $259K 0.02% $50.33 +9.3%
754 ESGV VANGUARD WORLD FD 2,306.0 $259K 0.02% +2K +495.9% $112.27 +19.4%
755 BIC SA 8,359.0 $259K 0.02% -3K -23.4% $30.94
756 GAB GABELLI EQUITY TRUST INC Financial Services 46,172.0 $259K 0.02% +9K +23.3% $5.60 +0.2%
757 MRSH MARSH Financial Services 1,486.0 $258K 0.02% -14.0 -0.9% $173.45 -7.8%
758 PRF INVESCO EXCHANGE TRADED FUND 5,415.0 $257K 0.02% +750.0 +16.1% $47.53 +12.8%
759 GSSC GOLDMAN SACHS ETF TRUST 3,452.0 $257K 0.02% $74.55 +15.4%
760 INHIBRX BIOSCIENCES INC 3,800.0 $255K 0.02% +800.0 +26.7% $67.23
Page 38 of 128  ·  2,546 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 21.0%
Financial Services 19.1%
Industrials 12.3%
Utilities 9.3%
Consumer Cyclical 7.8%
Healthcare 7.4%
Energy 7.1%
Communication Services 5.7%
Consumer Defensive 5.6%
Real Estate 2.9%