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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM Filed Jan 29, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2784 New
Page 39 of 140  ·  2,784 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
761 BALT INNOVATORETFSTR 7,459.0 $250K 0.02% NEW $33.51 +1.9%
762 REM ISHARESTRUST 11,246.0 $249K 0.02% NEW $22.18 -0.3%
763 DHR DANAHERCORPORATION Healthcare 1,085.0 $248K 0.02% NEW $228.92 -20.2%
764 LQDA LIQUIDIACORPORATION Healthcare 7,184.0 $248K 0.02% NEW $34.49 +79.4%
765 ROAD CONSTRUCTIONPARTNERSINC Industrials 2,279.0 $247K 0.02% NEW $108.55 +7.3%
766 GPIX GOLDMANSACHSETFTR 4,663.0 $246K 0.02% NEW $52.80 +6.3%
767 MIRM MIRUMPHARMACEUTICALSINC Healthcare 3,115.0 $246K 0.02% NEW $78.99 +28.5%
768 TORTOISECAPITALSERIESTRUST 27,144.0 $245K 0.02% NEW $9.04
769 IEI ISHARESTRUST 2,054.0 $245K 0.02% NEW $119.35 -1.3%
770 CRY ARTIVIONINC 5,369.0 $245K 0.02% NEW $45.61 -60.8%
771 BANKOFAMERICACORPORATION 9,588.0 $245K 0.02% NEW $25.53
772 STK COLUMBIASELIGMANPREMTECH Financial Services 6,650.0 $245K 0.02% NEW $36.79 +51.6%
773 GBAB GUGGENHEIMTAXABLEMUNICIPAL Financial Services 16,349.0 $244K 0.02% NEW $14.92 -5.4%
774 MLPX GLOBALXFDS 4,029.0 $244K 0.02% NEW $60.53 +18.8%
775 MMM 3MCOMPANY Industrials 1,517.0 $243K 0.02% NEW $160.12 -4.4%
776 SHLD GLOBALXFUNDS 3,714.0 $241K 0.02% NEW $64.79 +4.2%
777 QMAR FIRSTTREXCHANGETRADEDFD 7,277.0 $240K 0.02% NEW $33.00 +13.1%
778 HHH HOWARDHUGHESHOLDINGS Real Estate 3,007.0 $240K 0.02% NEW $79.77 -20.6%
779 TSN TYSONFOODSINC-CLA Consumer Defensive 4,084.0 $239K 0.02% NEW $58.62 +4.1%
780 PVH PVHCORP Consumer Cyclical 3,572.0 $239K 0.02% NEW $67.02 +39.2%
Page 39 of 140  ·  2,784 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 22.2%
Financial Services 20.4%
Industrials 11.4%
Utilities 8.8%
Consumer Cyclical 8.1%
Healthcare 7.7%
Communication Services 6.1%
Energy 5.8%
Consumer Defensive 5.0%
Real Estate 2.7%