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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM 2,548 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 195 New 711 Added 725 Reduced 433 Exited
Page 40 of 128  ·  2,546 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
781 SITM SITIME CORPORATION Technology 683.0 $236K 0.02% NEW $345.35 +105.6%
782 QQQH NEOS ETF TRUST 4,562.0 $234K 0.02% -241.0 -5.0% $51.25 +9.4%
783 DFEB FIRST TR EXCHANGE TRADED 4,915.0 $233K 0.02% -575.0 -10.5% $47.37 +6.6%
784 KEYS KEYSIGHT TECHNOLOGIES INC Technology 823.0 $232K 0.02% $282.37 +19.8%
785 IGV ISHARES TRUST 2,900.0 $232K 0.02% +1K +65.7% $80.05 +27.0%
786 MLPX GLOBAL X FDS 3,134.0 $232K 0.02% -895.0 -22.2% $73.94 -2.7%
787 FXN FIRST TR EXCHANGE TRADED FD II 10,246.0 $230K 0.02% $22.46 -4.3%
788 BBIO BRIDGEBIO PHARMA INC Healthcare 3,092.0 $230K 0.02% -426.0 -12.1% $74.26 -10.8%
789 SPE SPECIAL OPPORTUNITIES FUND INC Financial Services 16,657.0 $229K 0.02% -3K -15.8% $13.76 +2.2%
790 GPIX GOLDMAN SACHS ETF TR 4,580.0 $229K 0.02% -83.0 -1.8% $50.04 +12.2%
791 PRLB PROTO LABS INC Industrials 4,006.0 $228K 0.02% +3K +342.2% $57.02 +32.9%
792 VDC VANGUARD SECTOR INDEX FDS 1,017.0 $228K 0.02% -277.0 -21.4% $224.59 -0.4%
793 JANW AIM ETF PRODUCTS TRUST 6,260.0 $228K 0.02% +537.0 +9.4% $36.48 +5.9%
794 MTD METTLER-TOLEDO INTERNATIONAL Healthcare 181.0 $228K 0.02% $1261.20 -6.4%
795 HAL HALLIBURTON COMPANY Energy 5,801.0 $226K 0.02% -244.0 -4.0% $38.99 -0.4%
796 VBR VANGUARD INDEX FUNDS 1,039.0 $226K 0.02% $217.25 +8.1%
797 GBAB GUGGENHEIM TAXABLE MUNICIPAL Financial Services 15,554.0 $226K 0.02% -795.0 -4.9% $14.50 -2.6%
798 CX CEMEX S A B DE C V Basic Materials 19,672.0 $225K 0.02% -15K -44.0% $11.44 +14.4%
799 MIRM MIRUM PHARMACEUTICALS INC Healthcare 2,420.0 $224K 0.02% -695.0 -22.3% $92.38 +9.9%
800 STZ CONSTELLATION BRANDS INC Consumer Defensive 1,487.0 $223K 0.02% -139.0 -8.6% $150.06 -7.5%
Page 40 of 128  ·  2,546 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 21.0%
Financial Services 19.1%
Industrials 12.3%
Utilities 9.3%
Consumer Cyclical 7.8%
Healthcare 7.4%
Energy 7.1%
Communication Services 5.7%
Consumer Defensive 5.6%
Real Estate 2.9%