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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM 2,548 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 195 New 711 Added 725 Reduced 433 Exited
Page 41 of 128  ·  2,546 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
801 AIR AAR CORP Industrials 2,038.0 $223K 0.02% +2K +495.9% $109.46 +2.9%
802 SPTM SPDR SERIES TRUST 2,820.0 $223K 0.02% +300.0 +11.9% $79.06 +15.9%
803 PRU PRUDENTIAL FINANCIAL INC Financial Services 2,265.0 $221K 0.02% $97.73 +3.0%
804 RGA REINSURANCE GROUP OF AMERICA Financial Services 1,084.0 $221K 0.02% -2K -61.1% $204.16 -1.7%
805 DGRO ISHARES TR 3,147.0 $221K 0.02% +720.0 +29.7% $70.18 +6.8%
806 SRRK SCHOLAR ROCK HOLDING Healthcare 4,492.0 $221K 0.02% +993.0 +28.4% $49.16 +0.3%
807 MMM 3M COMPANY Industrials 1,520.0 $221K 0.02% $145.26 +5.4%
808 INFINEON TECHNOLOGIES AG 5,041.0 $221K 0.02% $43.78
809 SBAR SIMPLIFY EXCHANGE TRADED FUNDS 8,883.0 $218K 0.02% +4K +89.0% $24.54 +3.9%
810 TORTOISE CAPITAL SERIES TRUST 20,883.0 $218K 0.02% -6K -23.1% $10.43
811 QQQM INVESCO EXCHANGE TRADED FD TR 916.0 $218K 0.02% +665.0 +264.9% $237.68 +27.9%
812 IJK ISHARES S&P MID CAP 400 GROWTH 2,163.0 $218K 0.02% -1K -35.0% $100.62 +13.4%
813 NKE NIKE INC Consumer Cyclical 4,101.0 $217K 0.02% +30.0 +0.7% $52.83 -12.5%
814 USA LIBERTY ALL STAR EQUITY FUND Financial Services 38,831.0 $216K 0.02% +2K +5.5% $5.55 +5.2%
815 PRAXIS PRECISION MEDICINES 668.0 $215K 0.02% +538.0 +413.9% $322.19
816 VICR VICOR CORP Technology 1,329.0 $214K 0.02% +996.0 +299.1% $161.00 +108.0%
817 RWR SPDR SERIES TRUST 2,108.0 $213K 0.02% $100.97 +8.8%
818 CTRA COTERRA ENERGY INC Energy 6,036.0 $212K 0.02% -850.0 -12.3% $35.14 -7.3%
819 GOCT FIRST TR EXCHANGE TRADED FD 5,489.0 $212K 0.02% $38.63 +7.2%
820 MINT PIMCO ENHANCED SHORT MATURITY 2,098.0 $211K 0.02% -531.0 -20.2% $100.57 +0.1%
Page 41 of 128  ·  2,546 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 21.0%
Financial Services 19.1%
Industrials 12.3%
Utilities 9.3%
Consumer Cyclical 7.8%
Healthcare 7.4%
Energy 7.1%
Communication Services 5.7%
Consumer Defensive 5.6%
Real Estate 2.9%