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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM Filed Jan 29, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2784 New
Page 42 of 140  ·  2,784 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
821 CZR CAESARSENTERTAINMENTINC Consumer Cyclical 9,075.0 $212K 0.02% NEW $23.39 +24.2%
822 JANW AIMETFPRODUCTSTRUST 5,723.0 $212K 0.02% NEW $37.01 +4.4%
823 SPGI S&PGLOBALINC Financial Services 403.0 $211K 0.02% NEW $522.59 -18.9%
824 SAM BOSTONBEERCOINC-CLA Consumer Defensive 1,077.0 $210K 0.02% NEW $195.13 -9.1%
825 CLX CLOROXCO Consumer Defensive 2,072.0 $209K 0.02% NEW $100.87 -10.8%
826 ITA ISHARESTRUST 970.0 $208K 0.02% NEW $214.69 +9.7%
827 SPTM SPDRSERIESTRUST 2,520.0 $208K 0.02% NEW $82.50 +11.1%
828 CRDO CREDOTECHNOLOGYGROUP Technology 1,442.0 $207K 0.02% NEW $143.89 +64.0%
829 RWR SPDRSERIESTRUST 2,108.0 $207K 0.02% NEW $98.23 +11.8%
830 SPMD SPDRSERIESTRUST 3,550.0 $206K 0.01% NEW $57.91 +13.0%
831 CCL CARNIVALCORP Consumer Cyclical 6,729.0 $206K 0.01% NEW $30.54 -8.1%
832 TDG TRANSDIGMGROUPINCORPORATED Industrials 154.0 $205K 0.01% NEW $1332.88 -5.6%
833 QTEC FIRSTTRUSTNASDAQ-100 891.0 $205K 0.01% NEW $230.21 +38.7%
834 SWKS SKYWORKSSOLUTIONSINC Technology 3,234.0 $205K 0.01% NEW $63.41 +22.8%
835 DWM WISDOMTREETRUST 2,975.0 $205K 0.01% NEW $68.76 +8.4%
836 BRILEYFINANCIALINC 9,593.0 $204K 0.01% NEW $21.27
837 VTIP VANGUARDSHORTTERMINFLATION 4,115.0 $204K 0.01% NEW $49.46 +2.0%
838 AX AXOSFINANCIALINC Financial Services 2,349.0 $202K 0.01% NEW $86.16 +0.9%
839 AME AMETEKINCNEW Industrials 984.0 $202K 0.01% NEW $205.31 +10.0%
840 ZBH ZIMMERBIOMETHOLDINGSINC Healthcare 2,242.0 $202K 0.01% NEW $89.92 -7.9%
Page 42 of 140  ·  2,784 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 22.2%
Financial Services 20.4%
Industrials 11.4%
Utilities 8.8%
Consumer Cyclical 8.1%
Healthcare 7.7%
Communication Services 6.1%
Energy 5.8%
Consumer Defensive 5.0%
Real Estate 2.7%