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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM 2,548 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 195 New 711 Added 725 Reduced 433 Exited
Page 43 of 128  ·  2,546 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
841 ERO ERO COPPER CORP Basic Materials 7,249.0 $193K 0.01% -3K -25.7% $26.67 +14.1%
842 ETJ EATON VANCE RISK MANAGED Financial Services 23,656.0 $193K 0.01% +5K +27.9% $8.17 +4.4%
843 BCI ABERDEEN STANDARD INVESTMENTS 7,955.0 $193K 0.01% +434.0 +5.8% $24.29 +0.6%
844 VLU SPDR SERIES TRUST 898.0 $193K 0.01% -357.0 -28.4% $214.98 +10.6%
845 QTEC FIRST TRUST NASDAQ-100 891.0 $192K 0.01% $215.98 +47.8%
846 GOVT ISHARES TRUST 8,382.0 $192K 0.01% +2K +22.9% $22.91 -0.6%
847 AZZ AZZ INC Industrials 1,533.0 $192K 0.01% NEW $125.13 +8.3%
848 FPX FIRST TRUST EXCHANGE TRADED 1,205.0 $191K 0.01% $158.89 +22.4%
849 NTR NUTRIEN LTD Basic Materials 2,531.0 $191K 0.01% -2K -46.9% $75.49 -9.2%
850 VGLT VANGUARD SCOTTSDALE FUNDS 3,442.0 $191K 0.01% -538.0 -13.5% $55.36 -0.9%
851 FDT FIRST TR EXCHANGE TRADED 2,191.0 $191K 0.01% $86.96 +15.9%
852 LW LAMB WESTON HOLDINGS INC Consumer Defensive 4,500.0 $190K 0.01% -887.0 -16.5% $42.26 +2.2%
853 XLB SELECT SECTOR SPDR FUND 3,785.0 $189K 0.01% +1K +40.7% $49.97 +2.4%
854 FIGS FIGS INC Consumer Cyclical 12,792.0 $189K 0.01% +2K +22.3% $14.77 -20.4%
855 FNX FIRST TRUST MID CAP CORE 1,472.0 $189K 0.01% $128.28 +9.3%
856 EMLP FIRST TRUST NORTH AMERICAN 4,321.0 $189K 0.01% -530.0 -10.9% $43.66 -1.8%
857 USFD US FOODS HOLDING CORP Consumer Defensive 2,044.0 $188K 0.01% $92.21 -11.2%
858 IQDF FLEXSHARES 5,928.0 $188K 0.01% -2K -22.0% $31.67 +9.9%
859 FAPR FIRST TR EXCHANGE TRADED FD 4,155.0 $187K 0.01% $44.91 +4.2%
860 PCEF INVESCO EXCHANGE TRADED FD TR 9,903.0 $186K 0.01% +107.0 +1.1% $18.82 +7.8%
Page 43 of 128  ·  2,546 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 21.0%
Financial Services 19.1%
Industrials 12.3%
Utilities 9.3%
Consumer Cyclical 7.8%
Healthcare 7.4%
Energy 7.1%
Communication Services 5.7%
Consumer Defensive 5.6%
Real Estate 2.9%