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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM Filed Jan 29, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2784 New
Page 44 of 140  ·  2,784 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
861 FFEB FIRSTTREXCHANGETRADED 3,327.0 $188K 0.01% NEW $56.62 +7.8%
862 ARES ARESMANAGEMENTCORPORATION Financial Services 1,158.0 $187K 0.01% NEW $161.63 -20.5%
863 BBWI BATH&BODYWORKSINC Consumer Cyclical 9,278.0 $186K 0.01% NEW $20.08 -0.3%
864 WELL WELLTOWERINC Real Estate 1,003.0 $186K 0.01% NEW $185.61 +10.6%
865 REAL REALREALINC(THE) Consumer Cyclical 11,785.0 $186K 0.01% NEW $15.78 -38.9%
866 FEBW AIMETFPRODSTR 5,469.0 $186K 0.01% NEW $33.96 +4.6%
867 GJUN FIRSTTREXCHANGETRADEDFD 4,682.0 $185K 0.01% NEW $39.60 +3.7%
868 FNX FIRSTTRUSTMIDCAPCORE 1,470.0 $185K 0.01% NEW $126.04 +11.3%
869 BRO BROWN&BROWNINC Financial Services 2,324.0 $185K 0.01% NEW $79.70 -29.4%
870 PCF HIGHINCOMESECURITIESFUND Financial Services 30,100.0 $185K 0.01% NEW $6.15 -8.8%
871 IGV ISHARESTRUST 1,750.0 $185K 0.01% NEW $105.69 -3.8%
872 FAPR FIRSTTREXCHANGETRADEDFD 4,155.0 $185K 0.01% NEW $44.42 +5.3%
873 XLRE SELECTSECTORSPDRTRUST 4,565.0 $184K 0.01% NEW $40.35 +9.0%
874 EMLP FIRSTTRUSTNORTHAMERICAN 4,851.0 $184K 0.01% NEW $37.87 +13.2%
875 IYG ISHARESUSFINANCIALSERVICES 1,990.0 $184K 0.01% NEW $92.27 -5.3%
876 UPWK UPWORKINC Industrials 9,212.0 $183K 0.01% NEW $19.82 -55.5%
877 REET ISHARESGLOBALREITETF 7,311.0 $182K 0.01% NEW $24.95 +9.3%
878 CTRA COTERRAENERGYINC Energy 6,886.0 $181K 0.01% NEW $26.32 +23.7%
879 XLY SELECTSECTORSPDRTRUST 1,509.0 $180K 0.01% NEW $119.48 +1.2%
880 PDI PIMCODYNAMICINCOMEFUND Financial Services 10,172.0 $180K 0.01% NEW $17.71 -5.3%
Page 44 of 140  ·  2,784 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 22.2%
Financial Services 20.4%
Industrials 11.4%
Utilities 8.8%
Consumer Cyclical 8.1%
Healthcare 7.7%
Communication Services 6.1%
Energy 5.8%
Consumer Defensive 5.0%
Real Estate 2.7%