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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM Filed Jan 29, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2784 New
Page 45 of 140  ·  2,784 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
881 TD TORONTO-DOMINIONBANK Financial Services 1,900.0 $179K 0.01% NEW $94.23 +20.5%
882 AVAV AEROVIRONMENTINC Industrials 740.0 $179K 0.01% NEW $241.89 -14.3%
883 FE FIRSTENERGYCORP Utilities 3,939.0 $176K 0.01% NEW $44.77 +3.6%
884 WTW WILLISTOWERSWATSONPUBLIC Financial Services 536.0 $176K 0.01% NEW $328.60 -24.0%
885 QQEW FIRSTTRUSTNASDAQ-100 1,236.0 $176K 0.01% NEW $142.13 +9.9%
886 FDT FIRSTTREXCHANGETRADED 2,183.0 $173K 0.01% NEW $79.46 +26.8%
887 GLDM WORLDGOLDTRUST Financial Services 2,023.0 $173K 0.01% NEW $85.37 +5.3%
888 AES AESCORP Utilities 12,000.0 $172K 0.01% NEW $14.34 +2.3%
889 EVV EATONVANCELIMITEDDURATION Financial Services 17,300.0 $171K 0.01% NEW $9.91 -5.3%
890 PYLD PIMCOETFTRUST 6,406.0 $171K 0.01% NEW $26.68 -0.7%
891 HAL HALLIBURTONCOMPANY Energy 6,045.0 $171K 0.01% NEW $28.26 +37.5%
892 JUNW AIMETFPRODUCTSTRUST 5,103.0 $170K 0.01% NEW $33.39 +3.1%
893 PTNQ PACERFDSTR 2,165.0 $170K 0.01% NEW $78.65 +13.2%
894 FXN FIRSTTREXCHANGETRADEDFDII 10,276.0 $169K 0.01% NEW $16.47 +30.5%
895 FXU FIRSTTREXCHANGETRADEDFDII 3,751.0 $169K 0.01% NEW $45.02 +6.4%
896 DGRO ISHARESTR 2,427.0 $168K 0.01% NEW $69.42 +7.9%
897 WBD WARNERBROSDISCOVERYINC Communication Services 5,833.0 $168K 0.01% NEW $28.82 -6.3%
898 PPG PPGINDUSTRIESINC Basic Materials 1,640.0 $168K 0.01% NEW $102.46 +10.3%
899 KEYS KEYSIGHTTECHNOLOGIESINC Technology 823.0 $167K 0.01% NEW $203.19 +66.5%
900 PHO INVESCOEXCHANGETRADEDFUND 2,370.0 $167K 0.01% NEW $70.41 -6.4%
Page 45 of 140  ·  2,784 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 22.2%
Financial Services 20.4%
Industrials 11.4%
Utilities 8.8%
Consumer Cyclical 8.1%
Healthcare 7.7%
Communication Services 6.1%
Energy 5.8%
Consumer Defensive 5.0%
Real Estate 2.7%