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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM 2,548 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 195 New 711 Added 725 Reduced 433 Exited
Page 45 of 128  ·  2,546 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
881 PSX PHILLIPS 66 Energy 956.0 $174K 0.01% $182.30 -3.5%
882 IYF ISHARES U S FINANCIALS ETF 1,479.0 $174K 0.01% $117.69 +4.4%
883 EVV EATON VANCE LIMITED DURATION Financial Services 18,300.0 $173K 0.01% +1K +5.8% $9.45 -0.7%
884 FBIN FORTUNE BRANDS INNOVATIONS INC Industrials 4,432.0 $173K 0.01% -742.0 -14.3% $38.97 -0.1%
885 TD TORONTO-DOMINION BANK Financial Services 1,850.0 $173K 0.01% -50.0 -2.6% $93.34 +21.7%
886 EXG EATON VANCE TAX MANAGD GLBL Financial Services 19,771.0 $171K 0.01% +8K +65.2% $8.66 +10.4%
887 EMXC ISHARES INC 2,174.0 $171K 0.01% +810.0 +59.4% $78.66 +28.5%
888 JUNW AIM ETF PRODUCTS TRUST 5,103.0 $170K 0.01% $33.35 +3.2%
889 QUAL ISHARES TRUST 885.0 $170K 0.01% +306.0 +52.9% $191.88 +12.3%
890 FFEB FIRST TR EXCHANGE TRADED 3,017.0 $168K 0.01% -310.0 -9.3% $55.85 +9.3%
891 SNAP SNAP INC Communication Services 36,623.0 $168K 0.01% +18K +94.9% $4.60 +24.1%
892 STWD STARWOOD PROPERTY TRUST INC Real Estate 9,769.0 $168K 0.01% +2K +21.8% $17.22 -0.8%
893 BAX BAXTER INTERNATIONAL INC Healthcare 10,013.0 $168K 0.01% +1K +17.4% $16.80 +11.8%
894 BLDR BUILDERS FIRSTSOURCE INC Industrials 2,038.0 $168K 0.01% +690.0 +51.2% $82.33 -7.4%
895 DOW DOW INC Basic Materials 4,022.0 $168K 0.01% +214.0 +5.6% $41.65 -19.0%
896 WT WISDOMTREE INC Financial Services 11,481.0 $167K 0.01% NEW $14.56 +30.8%
897 FDEC FIRST TR EXCHANGE TRADED FD 3,354.0 $167K 0.01% -559.0 -14.3% $49.72 +9.6%
898 EATON VANCE TAX-ADVANTAGED 6,232.0 $166K 0.01% +1K +27.5% $26.65
899 STNC HENNESSY FUNDS TRUST 4,880.0 $166K 0.01% $33.97 +6.4%
900 NFG NATIONAL FUEL GAS CO Energy 1,762.0 $166K 0.01% $93.96 -17.8%
Page 45 of 128  ·  2,546 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 21.0%
Financial Services 19.1%
Industrials 12.3%
Utilities 9.3%
Consumer Cyclical 7.8%
Healthcare 7.4%
Energy 7.1%
Communication Services 5.7%
Consumer Defensive 5.6%
Real Estate 2.9%