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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM Filed Jan 29, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2784 New
Page 46 of 140  ·  2,784 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
901 NATIONALHEALTHCAREPROPERTIES 8,625.0 $165K 0.01% NEW $19.17
902 IXUS ISHARESTR 1,941.0 $164K 0.01% NEW $84.65 +14.3%
903 ETJ EATONVANCERISKMANAGED Financial Services 18,494.0 $163K 0.01% NEW $8.82 -3.3%
904 NLR VANECKETFTRUST 1,313.0 $163K 0.01% NEW $124.21 +7.3%
905 BAX BAXTERINTERNATIONALINC Healthcare 8,525.0 $163K 0.01% NEW $19.11 -1.7%
906 FTSL FIRSTTRUSTSENIORLOANFUND 3,540.0 $162K 0.01% NEW $45.88 -2.1%
907 STNC HENNESSYFUNDSTRUST 4,880.0 $162K 0.01% NEW $33.15 +9.1%
908 GPC GENUINEPARTSCO Consumer Cyclical 1,309.0 $161K 0.01% NEW $122.96 -19.7%
909 CII BLACKROCKENHANCEDLARGECAP Financial Services 6,885.0 $161K 0.01% NEW $23.37 +11.5%
910 PJAN INNOVATORETFSTR 3,421.0 $161K 0.01% NEW $47.02 +5.3%
911 FROG JFROGLTD Technology 2,563.0 $160K 0.01% NEW $62.46 +27.3%
912 TFI SPDRSERIESTRUST 3,500.0 $160K 0.01% NEW $45.71 -0.2%
913 ES EVERSOURCEENERGY Utilities 2,360.0 $159K 0.01% NEW $67.33 +1.4%
914 CYBERARKSOFTWARELTD 355.0 $158K 0.01% NEW $446.06
915 AGNC AGNCINVESTMENTCORP Real Estate 14,766.0 $158K 0.01% NEW $10.72 -2.9%
916 GOVT ISHARESTRUST 6,818.0 $157K 0.01% NEW $23.03 -1.1%
917 STE STERISPLC Healthcare 618.0 $157K 0.01% NEW $253.52 -16.1%
918 USBANCORP 6,916.0 $156K 0.01% NEW $22.50
919 VIRTUSARTIFICIAL 7,153.0 $156K 0.01% NEW $21.75
920 STEW SRHTOTALRETURNFUNDINC Financial Services 8,346.0 $155K 0.01% NEW $18.54 -6.3%
Page 46 of 140  ·  2,784 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 22.2%
Financial Services 20.4%
Industrials 11.4%
Utilities 8.8%
Consumer Cyclical 8.1%
Healthcare 7.7%
Communication Services 6.1%
Energy 5.8%
Consumer Defensive 5.0%
Real Estate 2.7%