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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM 2,548 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 195 New 711 Added 725 Reduced 433 Exited
Page 46 of 128  ·  2,546 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
901 PYLD PIMCO ETF TRUST 6,313.0 $165K 0.01% -93.0 -1.4% $26.20 +1.1%
902 XLRE SELECT SECTOR SPDR TRUST 4,047.0 $165K 0.01% -518.0 -11.3% $40.83 +7.8%
903 CELC CELCUITY INC Healthcare 1,447.0 $165K 0.01% +453.0 +45.6% $114.14 +16.4%
904 ES EVERSOURCE ENERGY Utilities 2,375.0 $165K 0.01% +15.0 +0.6% $69.28 -1.5%
905 ITDD ISHARES TRUST 4,679.0 $163K 0.01% +490.0 +11.7% $34.92 +10.3%
906 W WAYFAIR INC Consumer Cyclical 2,172.0 $163K 0.01% +14.0 +0.7% $75.21 -3.9%
907 AES AES CORP Utilities 11,549.0 $163K 0.01% -451.0 -3.8% $14.09 +4.1%
908 ASML ASML HOLDING N V Technology 122.0 $161K 0.01% +6.0 +5.2% $1320.83 +22.1%
909 CEFS EXCHANGE LISTED FDS TR 7,137.0 $161K 0.01% +697.0 +10.8% $22.55 +13.0%
910 THO THOR INDUSTRIES INC Consumer Cyclical 2,011.0 $161K 0.01% -803.0 -28.5% $79.89 -1.0%
911 BUI BLACKROCK UTILITIES Financial Services 6,077.0 $160K 0.01% -2K -26.5% $26.38 +5.5%
912 USMF WISDOMTREE TR 3,237.0 $160K 0.01% -1K -25.5% $49.38 +7.0%
913 DHR DANAHER CORPORATION Healthcare 842.0 $160K 0.01% -243.0 -22.4% $189.60 -3.7%
914 TFI SPDR SERIES TRUST 3,500.0 $159K 0.01% $45.34 +0.6%
915 AGNC AGNC INVESTMENT CORP Real Estate 15,808.0 $159K 0.01% +1K +7.1% $10.03 +3.8%
916 XNTK SPDR SERIES TRUST 620.0 $158K 0.01% -95.0 -13.3% $255.28 +45.2%
917 PTNQ PACER FDS TR 2,165.0 $158K 0.01% $72.96 +22.0%
918 PJAN INNOVATOR ETFS TR 3,421.0 $158K 0.01% $46.13 +7.3%
919 CTA SIMPLIFY EXCHANGE TRADED FUNDS 5,200.0 $157K 0.01% +153.0 +3.0% $30.22 -4.4%
920 CII BLACKROCK ENHANCED LARGE CAP Financial Services 7,456.0 $157K 0.01% +571.0 +8.3% $21.02 +24.0%
Page 46 of 128  ·  2,546 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 21.0%
Financial Services 19.1%
Industrials 12.3%
Utilities 9.3%
Consumer Cyclical 7.8%
Healthcare 7.4%
Energy 7.1%
Communication Services 5.7%
Consumer Defensive 5.6%
Real Estate 2.9%