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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM Filed Jan 29, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2784 New
Page 47 of 140  ·  2,784 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
921 XLC SELECTSECTORSPDRTRUST 1,312.0 $155K 0.01% NEW $117.77 -1.8%
922 CLM CORNERSTONESTRATEGIC Financial Services 18,455.0 $154K 0.01% NEW $8.36 -8.4%
923 SRRK SCHOLARROCKHOLDING Healthcare 3,499.0 $154K 0.01% NEW $44.05 +11.9%
924 USFD USFOODSHOLDINGCORP Consumer Defensive 2,044.0 $154K 0.01% NEW $75.32 +8.7%
925 CSX CSXCORPORATION Industrials 4,232.0 $153K 0.01% NEW $36.25 +24.8%
926 EOG EOGRESINC Energy 1,457.0 $153K 0.01% NEW $105.01 +27.0%
927 YDEC FIRSTTREXCHANGETRADEDFD 5,834.0 $153K 0.01% NEW $26.19 +4.8%
928 QTUM ETFSERSOLUTIONS 1,392.0 $153K 0.01% NEW $109.66 +45.7%
929 SNAP SNAPINC Communication Services 18,795.0 $152K 0.01% NEW $8.07 -29.2%
930 AVDE AMERICANCENTURYETFTRUST 1,836.0 $151K 0.01% NEW $82.35 +11.3%
931 ISCB ISHARESMORNINGSTARSMALLCAP 2,325.0 $151K 0.01% NEW $65.02 +11.3%
932 STRL STERLINGINFRASTRUCTUREINC Industrials 493.0 $151K 0.01% NEW $306.23 +181.1%
933 SPTI SPDRSERIESTRUST 5,222.0 $151K 0.01% NEW $28.84 -1.4%
934 VCTR VICTORYCAPITALHOLDINGSINC Financial Services 2,387.0 $151K 0.01% NEW $63.09 +34.0%
935 DFAI DIMENSIONALETFTRUST 3,951.0 $151K 0.01% NEW $38.11 +9.8%
936 JNK SPDRSERIESTRUST 1,546.0 $150K 0.01% NEW $97.23 -0.5%
937 DJUN FIRSTTREXCHANGETRADEDFD 3,160.0 $150K 0.01% NEW $47.34 +3.8%
938 SOUNDPOINTMERIDIANCAPITAL 5,900.0 $149K 0.01% NEW $25.21
939 NDAQ NASDAQINC Financial Services 1,529.0 $149K 0.01% NEW $97.13 -4.7%
940 CEFS EXCHANGELISTEDFDSTR 6,440.0 $148K 0.01% NEW $23.04 +10.6%
Page 47 of 140  ·  2,784 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 22.2%
Financial Services 20.4%
Industrials 11.4%
Utilities 8.8%
Consumer Cyclical 8.1%
Healthcare 7.7%
Communication Services 6.1%
Energy 5.8%
Consumer Defensive 5.0%
Real Estate 2.7%