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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM 2,548 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 195 New 711 Added 725 Reduced 433 Exited
Page 47 of 128  ·  2,546 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
921 KJAN INNOVATOR ETFS TR 3,745.0 $156K 0.01% +235.0 +6.7% $41.72 +7.6%
922 WTW WILLIS TOWERS WATSON PUBLIC Financial Services 536.0 $156K 0.01% $290.70 -14.1%
923 PHO INVESCO EXCHANGE TRADED FUND 2,322.0 $155K 0.01% -48.0 -2.0% $66.86 -1.4%
924 IONQ IONQ INC Technology 5,374.0 $155K 0.01% +4K +285.2% $28.83 +150.0%
925 GPC GENUINE PARTS CO Consumer Cyclical 1,462.0 $155K 0.01% +153.0 +11.7% $105.75 -6.7%
926 ICLR ICON PLC Healthcare 1,396.0 $154K 0.01% +101.0 +7.8% $110.66 +23.0%
927 VTIP VANGUARD SHORT TERM INFLATION 3,076.0 $154K 0.01% -1K -25.2% $49.96 +0.9%
928 IXUS ISHARES TR 1,773.0 $154K 0.01% -168.0 -8.7% $86.65 +11.6%
929 LVHI LEGG MASON ETF INVESTMENT TRST 3,789.0 $154K 0.01% $40.54 +1.0%
930 YDEC FIRST TR EXCHANGE TRADED FD 5,834.0 $153K 0.01% $26.30 +4.4%
931 AVDE AMERICAN CENTURY ETF TRUST 1,805.0 $153K 0.01% -31.0 -1.7% $84.88 +8.0%
932 DDEC FIRST TR EXCHANGE TRADED FD 3,450.0 $153K 0.01% -878.0 -20.3% $44.28 +6.9%
933 CHWY CHEWY INC Consumer Cyclical 5,628.0 $152K 0.01% +2K +64.8% $27.00 -16.5%
934 TRP TC ENERGY CORP Energy 2,426.0 $152K 0.01% $62.60 +6.4%
935 DFAI DIMENSIONAL ETF TRUST 3,887.0 $151K 0.01% -64.0 -1.6% $38.96 +7.4%
936 IYG ISHARES U S FINANCIAL SERVICES 1,828.0 $151K 0.01% -162.0 -8.1% $82.84 +5.4%
937 ISCB ISHARES MORNINGSTAR SMALL CAP 2,325.0 $151K 0.01% $65.09 +11.2%
938 BTI BRITISH AMERICAN TOBACCO Consumer Defensive 2,585.0 $151K 0.01% +42.0 +1.6% $58.47 +5.7%
939 BRO BROWN & BROWN INC Financial Services 2,314.0 $151K 0.01% $65.21 -13.7%
940 DLB DOLBY LABORATORIES INC Technology 2,512.0 $151K 0.01% -596.0 -19.2% $60.06 -7.1%
Page 47 of 128  ·  2,546 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 21.0%
Financial Services 19.1%
Industrials 12.3%
Utilities 9.3%
Consumer Cyclical 7.8%
Healthcare 7.4%
Energy 7.1%
Communication Services 5.7%
Consumer Defensive 5.6%
Real Estate 2.9%