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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM 2,548 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 195 New 711 Added 725 Reduced 433 Exited
Page 48 of 128  ·  2,546 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
941 AX AXOS FINANCIAL INC Financial Services 1,773.0 $151K 0.01% -576.0 -24.5% $85.09 +2.1%
942 RWL INVESCO EXCHANGE TRADED FUND 1,306.0 $150K 0.01% +50.0 +4.0% $114.91 +10.7%
943 ROL ROLLINS INC Consumer Cyclical 2,808.0 $150K 0.01% +3K +4220.0% $53.41 -10.9%
944 FTSL FIRST TRUST SENIOR LOAN FUND 3,297.0 $148K 0.01% -243.0 -6.9% $44.81 +0.3%
945 XLC SELECT SECTOR SPDR TRUST 1,331.0 $148K 0.01% +19.0 +1.4% $110.93 +4.3%
946 FOX FOX CORPORATION Communication Services 2,769.0 $147K 0.01% -695.0 -20.1% $53.10 +8.1%
947 VDE VANGUARD SECTOR INDEX FDS 848.0 $147K 0.01% $173.04 -8.1%
948 WBD WARNER BROS DISCOVERY INC Communication Services 5,343.0 $147K 0.01% -490.0 -8.4% $27.46 -1.6%
949 GIS GENERAL MILLS INC Consumer Defensive 3,931.0 $146K 0.01% +822.0 +26.4% $37.22 -9.2%
950 IGRO ISHARES TR 1,746.0 $146K 0.01% +205.0 +13.3% $83.79 +5.5%
951 LFUS LITTELFUSE INC Technology 431.0 $146K 0.01% NEW $339.35 +37.6%
952 DNLI DENALI THERAPEUTICS INC Healthcare 7,617.0 $146K 0.01% +1K +16.5% $19.20 +9.6%
953 JNK SPDR SERIES TRUST 1,527.0 $146K 0.01% -19.0 -1.2% $95.75 +1.1%
954 BUFQ FIRST TR EXCHANGE TRADED FD 4,116.0 $145K 0.01% +275.0 +7.2% $35.32 +11.2%
955 MLPA GLOBAL X FDS 2,694.0 $145K 0.01% $53.87 -1.5%
956 ESTA ESTABLISHMENT LABS HOLDINGS Healthcare 2,553.0 $145K 0.01% -1K -31.6% $56.78 +24.5%
957 NXE NEXGEN ENERGY LTD Energy 12,484.0 $145K 0.01% NEW $11.60 -0.3%
958 BBWI BATH & BODY WORKS INC Consumer Cyclical 7,740.0 $145K 0.01% -2K -16.6% $18.67 +7.2%
959 ASB ASSOCIATED BANC CORP Financial Services 5,579.0 $144K 0.01% $25.86 +7.5%
960 OUTFRONT MEDIA INC 5,441.0 $144K 0.01% +5K +10000.0% $26.50
Page 48 of 128  ·  2,546 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 21.0%
Financial Services 19.1%
Industrials 12.3%
Utilities 9.3%
Consumer Cyclical 7.8%
Healthcare 7.4%
Energy 7.1%
Communication Services 5.7%
Consumer Defensive 5.6%
Real Estate 2.9%