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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM 2,548 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 195 New 711 Added 725 Reduced 433 Exited
Page 53 of 128  ·  2,546 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1041 NDAQ NASDAQ INC Financial Services 1,338.0 $114K 0.01% -191.0 -12.5% $84.89 +9.0%
1042 BAB INVESCO EXCHANGE TRADED FD TR 4,201.0 $113K 0.01% -4K -48.6% $26.96 -0.9%
1043 TENCENT HOLDINGS LIMITED 1,833.0 $113K 0.01% +305.0 +20.0% $61.73
1044 AOM ISHARES TRUST 2,380.0 $113K 0.01% $47.37 +5.3%
1045 APP APPLOVIN CORPORATION Technology 283.0 $113K 0.01% +133.0 +88.7% $398.00 +54.0%
1046 APOS APOLLO GLOBAL MANAGEMENT INC Financial Services 1,010.0 $113K 0.01% $111.45 -76.6%
1047 KBE SPDR SERIES TRUST 1,889.0 $112K 0.01% +263.0 +16.2% $59.55 +6.6%
1048 SHAG WISDOMTREE TR 2,348.0 $112K 0.01% -341.0 -12.7% $47.58 -0.3%
1049 FN FABRINET Technology 214.0 $112K 0.01% +189.0 +756.0% $521.52 +25.4%
1050 EMB ISHARES TRUST 1,186.0 $111K 0.01% +70.0 +6.3% $93.99 +2.6%
1051 GDV GABELLI DIVIDEND & INCOME FUND Financial Services 4,130.0 $111K 0.01% $26.93 +8.6%
1052 DCTH DELCATH SYS INC Healthcare 11,954.0 $111K 0.01% +275.0 +2.4% $9.28 +16.2%
1053 TWST TWIST BIOSCIENCE CORPORATION Healthcare 2,334.0 $111K 0.01% NEW $47.52 +40.7%
1054 GM GENERAL MOTORS COMPANY Consumer Cyclical 1,483.0 $111K 0.01% -34.0 -2.2% $74.53 +11.7%
1055 SLYG SPDR SERIES TRUST 1,142.0 $110K 0.01% $96.62 +12.8%
1056 VRTX VERTEX PHARMACEUTICALS INC Healthcare 247.0 $110K 0.01% $446.54 +0.2%
1057 SPGI S&P GLOBAL INC Financial Services 259.0 $110K 0.01% -144.0 -35.7% $425.34 -0.3%
1058 ACP ABRDN INCOME CREDIT STRATEGIES Financial Services 21,345.0 $109K 0.01% -21K -49.6% $5.10 +5.1%
1059 GNL GLOBAL NET LEASE INC Real Estate 11,629.0 $109K 0.01% $9.36 +0.1%
1060 DJAN FIRST TR EXCHANGE TRADED FD 2,546.0 $108K 0.01% +735.0 +40.6% $42.53 +7.1%
Page 53 of 128  ·  2,546 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 21.0%
Financial Services 19.1%
Industrials 12.3%
Utilities 9.3%
Consumer Cyclical 7.8%
Healthcare 7.4%
Energy 7.1%
Communication Services 5.7%
Consumer Defensive 5.6%
Real Estate 2.9%