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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM Filed Jan 29, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2784 New
Page 55 of 140  ·  2,784 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1081 BIP BROOKFIELDINFRASTRUCTURE Utilities 2,893.0 $101K 0.01% NEW $34.75 +12.3%
1082 GNL GLOBALNETLEASEINC Real Estate 11,629.0 $100K 0.01% NEW $8.60 +9.0%
1083 GDMN WISDOMTREETR 1,075.0 $100K 0.01% NEW $93.02 +2.2%
1084 MMS MAXIMUSINC Industrials 1,150.0 $99K 0.01% NEW $86.32 -28.3%
1085 CELC CELCUITYINC Healthcare 994.0 $99K 0.01% NEW $99.74 +33.2%
1086 EMXC ISHARESINC 1,364.0 $99K 0.01% NEW $72.68 +39.0%
1087 KBE SPDRSERIESTRUST 1,626.0 $99K 0.01% NEW $60.71 +4.6%
1088 FXH FIRSTTREXCHANGETRADEDFDII 867.0 $99K 0.01% NEW $113.83 +1.5%
1089 SMAY FIRSTTREXCHANGETRADEDFD 3,798.0 $99K 0.01% NEW $25.97 +7.0%
1090 VHT VANGUARDWORLDFUNDS 340.0 $98K 0.01% NEW $287.85 -2.9%
1091 METLIFEINC 4,111.0 $98K 0.01% NEW $23.76
1092 WELLSFARGO&COMPANY 5,040.0 $98K 0.01% NEW $19.35
1093 HYD VANECKETFTRUST 1,906.0 $97K 0.01% NEW $51.12 +0.5%
1094 BRILEYFINANCIALINC 4,801.0 $97K 0.01% NEW $20.21
1095 DTEC ALPSETFTR 1,995.0 $97K 0.01% NEW $48.58 +3.7%
1096 APAM ARTISANPARTNERSASSET Financial Services 2,376.0 $97K 0.01% NEW $40.74 -8.1%
1097 OWL BLUEOWLCAPITALINC Financial Services 6,475.0 $97K 0.01% NEW $14.94 -31.2%
1098 LAD LITHIAMOTORSINC Consumer Cyclical 289.0 $96K 0.01% NEW $332.33 -12.5%
1099 IHDG WISDOMTREETRUST 1,971.0 $96K 0.01% NEW $48.66 +5.7%
1100 SCHI SCHWABSTRATEGICTRUST 4,154.0 $95K 0.01% NEW $22.97 -1.1%
Page 55 of 140  ·  2,784 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 22.2%
Financial Services 20.4%
Industrials 11.4%
Utilities 8.8%
Consumer Cyclical 8.1%
Healthcare 7.7%
Communication Services 6.1%
Energy 5.8%
Consumer Defensive 5.0%
Real Estate 2.7%