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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM Filed Jan 29, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2784 New
Page 56 of 140  ·  2,784 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1101 HTD JOHNHANCOCKTAX-ADVANTAGED Financial Services 4,025.0 $95K 0.01% NEW $23.66 +8.3%
1102 ALLE ALLEGIONPUBLICLIMITED Industrials 596.0 $95K 0.01% NEW $159.22 -18.3%
1103 QCLN FIRSTTRUSTETF 2,124.0 $95K 0.01% NEW $44.61 +48.7%
1104 MELI MERCADOLIBREINC Consumer Cyclical 47.0 $95K 0.01% NEW $2014.26 -15.8%
1105 SONY SONYGROUPCORPORATION Technology 3,684.0 $94K 0.01% NEW $25.60 -15.7%
1106 JPMORGANCHASE&CO 4,858.0 $94K 0.01% NEW $19.40
1107 MXL MAXLINEARINC Technology 5,385.0 $94K 0.01% NEW $17.43 +433.2%
1108 ZGN ERMENEGILDOZEGNANV Consumer Cyclical 9,137.0 $94K 0.01% NEW $10.25 +45.6%
1109 ZION ZIONSBANCORPORATIONNA Financial Services 1,590.0 $93K 0.01% NEW $58.54 +6.3%
1110 WELLSFARGO&COMPANY 5,237.0 $93K 0.01% NEW $17.77
1111 CKHUTCHISONHOLDINGSLTD 13,647.0 $93K 0.01% NEW $6.80
1112 FIGR FIGURETECHNOLOGYSOLUTIONS Financial Services 2,263.0 $92K 0.01% NEW $40.84 -13.4%
1113 EQUITABLEHLDGSINC 4,543.0 $92K 0.01% NEW $20.20
1114 GRBK GREENBRICKPARTNERSINC Consumer Cyclical 1,456.0 $91K 0.01% NEW $62.66 +7.3%
1115 PCN PIMCOCORPORATE&INCOME Financial Services 7,100.0 $91K 0.01% NEW $12.76 -7.4%
1116 CLOA BLACKROCKETFTRUSTII 1,731.0 $90K 0.01% NEW $51.74 +0.5%
1117 NMRK NEWMARKGROUPINC Real Estate 5,165.0 $90K 0.01% NEW $17.34 -19.4%
1118 MESOBLASTLIMITED 4,954.0 $89K 0.01% NEW $18.04
1119 DOW DOWINC Basic Materials 3,808.0 $89K 0.01% NEW $23.38 +44.3%
1120 CGUS CAPITALGROUPCOREEQUITYETF 2,207.0 $89K 0.01% NEW $40.23 +9.9%
Page 56 of 140  ·  2,784 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 22.2%
Financial Services 20.4%
Industrials 11.4%
Utilities 8.8%
Consumer Cyclical 8.1%
Healthcare 7.7%
Communication Services 6.1%
Energy 5.8%
Consumer Defensive 5.0%
Real Estate 2.7%