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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM Filed Jan 29, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2784 New
Page 58 of 140  ·  2,784 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1141 AGM FEDERALAGRICULTURALMORTGAGE Financial Services 474.0 $83K 0.01% NEW $175.57 +1.3%
1142 HQY HEALTHEQUITYINC Healthcare 905.0 $83K 0.01% NEW $91.61 -4.0%
1143 BURL BURLINGTONSTORESINC Consumer Cyclical 286.0 $83K 0.01% NEW $288.85 +12.1%
1144 IYH ISHARESUSHEALTHCAREETF 1,266.0 $82K 0.01% NEW $65.10 -3.2%
1145 IAT ISHARESUSREGIONALBANKS 1,491.0 $82K 0.01% NEW $55.18 +4.2%
1146 BANKOFAMERICACORPORATION 3,734.0 $82K 0.01% NEW $21.99
1147 XTN SPDRSERIESTRUST 897.0 $82K 0.01% NEW $91.37 +22.2%
1148 LTTI FIRSTTRUSTEXCHANGETRADED 4,246.0 $82K 0.01% NEW $19.26 -4.6%
1149 IAUM ISHARESGOLDTRUSTMICRO Financial Services 1,902.0 $82K 0.01% NEW $42.99 +5.4%
1150 NANR SPDRINDEXSHARESFUNDS 1,204.0 $82K 0.01% NEW $67.88 +21.9%
1151 HNDL STRATEGYSHARES 3,710.0 $82K 0.01% NEW $22.03 +3.9%
1152 SOUN SOUNDHOUNDAIINC Technology 8,193.0 $82K 0.01% NEW $9.97 -9.7%
1153 NAD NUVEENQUALITYMUNICIPAL Financial Services 6,772.0 $81K 0.01% NEW $12.02 -0.7%
1154 NVGS NAVIGATORHOLDINGSLTD Energy 4,696.0 $81K 0.01% NEW $17.32 +25.3%
1155 QEMM SPDRINDEXSHARESFUNDS 1,229.0 $81K 0.01% NEW $66.16 +23.9%
1156 ESGU ISHARESTRUST 542.0 $81K 0.01% NEW $148.98 +10.9%
1157 FTV FORTIVECORPORATION Technology 1,458.0 $80K 0.01% NEW $55.21 +5.6%
1158 APPN APPIANCORPORATION Technology 2,272.0 $80K 0.01% NEW $35.42 -33.9%
1159 PUBLICSTORAGE 5,121.0 $80K 0.01% NEW $15.65
1160 VKTX VIKINGTHERAPEUTICSINC Healthcare 2,262.0 $80K 0.01% NEW $35.18 -6.9%
Page 58 of 140  ·  2,784 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 22.2%
Financial Services 20.4%
Industrials 11.4%
Utilities 8.8%
Consumer Cyclical 8.1%
Healthcare 7.7%
Communication Services 6.1%
Energy 5.8%
Consumer Defensive 5.0%
Real Estate 2.7%