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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM 2,548 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 195 New 711 Added 725 Reduced 433 Exited
Page 59 of 128  ·  2,546 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1161 PHYS SPROTT PHYSICAL GOLD TR Financial Services 2,225.0 $79K 0.01% $35.44 -2.9%
1162 WPM WHEATON PRECIOUS METALS Basic Materials 600.0 $79K 0.01% $131.01 +1.2%
1163 PNW PINNACLE WEST CAPITAL CORP Utilities 780.0 $79K 0.01% -27.0 -3.4% $100.75 -1.0%
1164 AGRO ADECOAGRO S A ADECOAGRO Consumer Defensive 5,217.0 $78K 0.01% -150.0 -2.8% $15.02 -19.2%
1165 FMAY FIRST TR EXCHANGE TRADED FD 1,484.0 $78K 0.01% $52.80 +7.0%
1166 POWER CORP OF CANADA 1,625.0 $78K 0.01% $48.07
1167 IYH ISHARES U S HEALTHCARE ETF 1,266.0 $78K 0.01% $61.64 +2.3%
1168 KHC KRAFT HEINZ COMPANY (THE) Consumer Defensive 3,455.0 $78K 0.01% -151.0 -4.2% $22.49 +6.7%
1169 CARR CARRIER GLOBAL CORPORATION Industrials 1,374.0 $77K 0.01% -35.0 -2.5% $56.33 +13.4%
1170 CDX SIMPLIFY EXCHANGE TRADED FUNDS 3,610.0 $77K 0.01% +2K +91.9% $21.34 -0.9%
1171 CGSM CAPITAL GROUP FIXED INCOME 2,913.0 $77K 0.01% $26.28 +0.2%
1172 OWL BLUE OWL CAPITAL INC Financial Services 8,369.0 $76K 0.01% +2K +29.2% $9.13 +12.6%
1173 ETF OPPORTUNITIES TR 6,883.0 $76K 0.01% +3K +91.3% $11.03
1174 CAH CARDINAL HEALTH INC Healthcare 358.0 $76K 0.01% +59.0 +19.7% $211.31 -6.9%
1175 EAGG ISHARES TRUST 1,577.0 $75K 0.01% +1K +538.5% $47.55 -0.2%
1176 BUCK SIMPLIFY EXCHANGE TRADED FUNDS 3,177.0 $75K 0.01% +1K +78.3% $23.50 -0.3%
1177 PAA PLAINS ALL AMERICAN PIPELINE Energy 3,340.0 $75K 0.01% +188.0 +6.0% $22.33 +0.4%
1178 FOXY SIMPLIFY EXCHANGE TRADED FUNDS 2,547.0 $74K 0.01% NEW $29.24 -0.4%
1179 MMS MAXIMUS INC Industrials 1,150.0 $74K 0.01% $64.10 -3.4%
1180 AIA GROUP LTD 1,702.0 $74K 0.01% +586.0 +52.5% $43.29
Page 59 of 128  ·  2,546 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 21.0%
Financial Services 19.1%
Industrials 12.3%
Utilities 9.3%
Consumer Cyclical 7.8%
Healthcare 7.4%
Energy 7.1%
Communication Services 5.7%
Consumer Defensive 5.6%
Real Estate 2.9%