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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM Filed Jan 29, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2784 New
Page 62 of 140  ·  2,784 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1221 CMS CMSENERGYCORP Utilities 964.0 $67K 0.01% NEW $69.93 +3.8%
1222 EFAV ISHARESTRUST 780.0 $67K 0.01% NEW $86.25 +5.4%
1223 IDRV ISHARESTRUST 1,771.0 $67K 0.01% NEW $37.93 +19.1%
1224 INVESTORAB 1,900.0 $67K 0.01% NEW $35.35
1225 VLUE ISHARESTR 488.0 $67K 0.01% NEW $137.01 +44.6%
1226 TCBI TEXASCAPITALBANCSHARESINC Financial Services 738.0 $67K 0.01% NEW $90.54 +9.9%
1227 ULTA ULTABEAUTYINC Consumer Cyclical 110.0 $67K 0.01% NEW $605.01 -15.9%
1228 SEPW AIMETFPRODUCTSTRUST 2,081.0 $66K 0.01% NEW $31.92 +4.2%
1229 QEFA SPDRINDEXSHARESFUNDS 729.0 $66K 0.01% NEW $90.71 +7.8%
1230 JPC NUVEENPREFERRED&INCOME Financial Services 8,135.0 $66K 0.01% NEW $8.11 -1.8%
1231 FICS FIRSTTREXCHANGETRADEDFD 1,643.0 $66K 0.01% NEW $40.11 +2.3%
1232 QBTS DWAVEQUANTUMINC Technology 2,519.0 $66K 0.01% NEW $26.15 +15.3%
1233 IDEC INNOVATORETFSTRUST 2,030.0 $66K 0.01% NEW $32.29 +5.6%
1234 IEO ISHARESTRUST 731.0 $65K 0.01% NEW $89.26 +27.8%
1235 HYBB ISHARESTRUST 1,382.0 $65K 0.01% NEW $47.13 -0.6%
1236 MISL FIRSTTRUSTEXCHANGETRADED 1,522.0 $65K 0.01% NEW $42.79 +14.3%
1237 NESTLESA-SPONSOREDADR 655.0 $65K 0.01% NEW $99.39
1238 IJAN INNOVATORETFSTRUST 1,800.0 $65K 0.01% NEW $36.16 +4.8%
1239 CBOE CBOEGLOBALMARKETSINC Financial Services 259.0 $65K 0.01% NEW $251.00 +32.9%
1240 JETS ETFSERIESSOLUTIONS 2,315.0 $65K 0.01% NEW $28.07 +4.5%
Page 62 of 140  ·  2,784 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 22.2%
Financial Services 20.4%
Industrials 11.4%
Utilities 8.8%
Consumer Cyclical 8.1%
Healthcare 7.7%
Communication Services 6.1%
Energy 5.8%
Consumer Defensive 5.0%
Real Estate 2.7%