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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM 2,548 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 195 New 711 Added 725 Reduced 433 Exited
Page 63 of 128  ·  2,546 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1241 TOKYO ELECTRON LTD 523.0 $61K 0.01% +4.0 +0.8% $117.01
1242 GGN GAMCO GLOBAL GOLD NATURAL Financial Services 11,500.0 $61K 0.01% $5.32 -3.0%
1243 TRILINC GLOBAL IMPACT FD LLC 10,659.0 $61K 0.01% $5.73
1244 NVDL GRANITESHARES ETF TRUST 840.0 $61K 0.01% $72.57 +41.5%
1245 EFAA INVESCO ACTIVELY MANAGED 1,150.0 $61K 0.01% $52.74 +5.0%
1246 HYS PIMCO 0-5 YEAR HIGH YIELD 649.0 $61K 0.01% $93.27 +0.7%
1247 IMPERIAL BRANDS PLC 1,497.0 $60K 0.01% +307.0 +25.8% $40.31
1248 IDOG ALPS INTERNATIONAL SECTOR 1,448.0 $60K 0.01% $41.65 +4.7%
1249 GJAN FIRST TR EXCHANGE TRADED FD 1,435.0 $60K 0.01% $41.91 +7.3%
1250 EXLS EXLSERVICE HOLDINGS INC Technology 1,967.0 $60K 0.00% +227.0 +13.1% $30.45 -4.7%
1251 FMB FIRST TRUST MANAGED MUNICIPAL 1,176.0 $60K 0.00% $50.67 +0.9%
1252 IHE ISHARES U S PHARMACEUTICALS 685.0 $59K 0.00% +55.0 +8.7% $86.68 +5.8%
1253 NESTLE SA-SPONSORED ADR 608.0 $59K 0.00% -47.0 -7.2% $97.59
1254 OZK BANK OZK Financial Services 1,291.0 $59K 0.00% $45.89 +5.4%
1255 MDB MONGODB INC Technology 242.0 $59K 0.00% +32.0 +15.2% $244.77 +37.1%
1256 FTXO FIRST TR EXCHANGE TRADED FD VI 1,634.0 $59K 0.00% $36.17 +5.7%
1257 RNEM FIRST TR EXCHANGE TRADED FD VI 1,089.0 $59K 0.00% $54.15 +1.0%
1258 LXU LSB INDUSTRIES INC Basic Materials 3,950.0 $59K 0.00% $14.90 -15.8%
1259 FTS FORTIS INC Utilities 1,048.0 $58K 0.00% -34.0 -3.1% $55.79 -0.8%
1260 AGM FEDERAL AGRICULTURAL MORTGAGE Financial Services 394.0 $58K 0.00% -80.0 -16.9% $148.35 +19.8%
Page 63 of 128  ·  2,546 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 21.0%
Financial Services 19.1%
Industrials 12.3%
Utilities 9.3%
Consumer Cyclical 7.8%
Healthcare 7.4%
Energy 7.1%
Communication Services 5.7%
Consumer Defensive 5.6%
Real Estate 2.9%